HSBC SECURITIES (ASIA) LIMITED

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2004-01-15
2 Au-Young, Ping 歐陽平 ABI868 Rep 2005-11-14
3 Au, Alex Wai Chi 區偉志 M ACO434 Rep 2004-01-15
4 Berrisford, Carl Thomas M AIZ256 Rep 2003-05-23 2004-01-15
5 Borzi, Anna Marie F AGF179 Rep 2003-10-27
6 Bradley, Martin (SFC:ACC190) M ACC190 Rep 2005-10-27
7 Chan, Alan Yuk Lun 陳玉倫 M ACQ051 Rep 2003-12-05
8 Chan, Andrew Ding Bong 陳定邦 M AGL865 Rep 2005-06-03
9 Chan, Ben Wei Beng 陳偉敏 M ABX133 Rep 2003-08-14 2004-05-24
10 Chan, Dominic Koon Shing 陳冠成 M AKY943 Rep 2004-07-27 2004-10-18
11 Chan, Mark Kar Yue 陳嘉裕 M ABB625 Rep 2005-10-27
12 Chan, Otto Chun Shing 陳鎮成 42 M AAF999 RO 2006-09-07
13 Chan, Yiu Fai (SFC:AEG477) 陳耀輝 AEG477 Rep 2005-11-12
14 Chang, Chao-Kung 張肇恭 AJD920 Rep 2003-11-11 2005-11-14
15 Chang, Po-Chi (SFC:AJD292) 張博淇 AJD292 Rep 2003-10-06 2004-05-24
16 Chen, Lawrence Yung 鄭勇 M AHP543 Rep 2004-09-03
17 Cheng, Hon Fai 鄭漢輝 ADL038 Rep 2005-11-14
18 Cheng, Yee Pun 鄭宜斌 29 M ALG538 Rep 2004-09-27 2005-11-12
19 Cheung, Lai Ping (SFC:ABF741) 張麗萍 ABF741 RO 2004-01-01
20 Cheung, Yat Ming (1968) 張一鳴 36 M AEG753 Rep 2005-05-04
21 Choi, Yoon Hee AJG887 Rep 2003-11-25 2004-01-15
22 Chua, Siong Kheng 蔡尚慶 AHH618 Rep 2004-07-26
23 Chung, Alden Kam Wah 鍾金華 M ABH271 Rep 2004-01-28
24 Chung, Tony Ming Lok 鍾明烙 M AAF326 Rep 2003-09-11 2005-10-05
25 Cooney, Michael James (SFC:AJD244) M AJD244 Rep 2004-09-07 2005-11-14
26 Damania, Anish Dinesh AKY574 Rep 2004-07-22 2005-06-17
27 Dickinson, Alexander Edward M ADS488 Rep 2005-11-14
28 Doshi, Mihir Vinod M AKY575 Rep 2004-07-22 2005-11-14
29 Dujari, Vipul ALC175 Rep 2004-08-16 2004-11-16
30 Dunn, Adrian Richard Howard M AJD150 Rep 2003-08-13 2004-06-10
31 Evans, Garry Owen M AJD756 RO 2003-11-05 2005-11-12
32 Gambrill, David Boys M ACF213 Rep 2003-08-01 2004-06-16
33 Ginde, Vidyadhar Vasant AKV345 Rep 2004-07-08 2005-11-12
34 Goh, Daryl Shao Loong 吳少龍 M AFM357 Rep 2005-08-10
35 Hall, Martin David M AJO216 Rep 2004-03-17 2004-11-10
36 Hancock, Jonathan Stiles M ACJ318 RO 2009-01-31
37 Hanson-Lawson, Michael John M AEW093 Rep 2003-11-10 2004-05-24
38 Heng, Franklin Ching Kuen 幸正權 39 M ACY056 RO 2006-04-14
39 Heung, Chun Wai 香鎮偉 ADZ579 Rep 2003-05-20 2003-10-29
40 Hunt, Christopher Lawrence M AIQ686 RO 2003-08-07
41 Hyland, Peter John M AGB754 Rep 2004-01-19
42 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-04-28
43 Jajal, Kartik Chimanlal AFU801 Rep 2004-03-29
44 Jasani, Nilesh Surendra Rai M AFJ460 Rep 2003-09-11
RO 2003-09-11 2004-10-25
45 Jhaveri, Anish Puspasen AKT426 Rep 2004-06-16 2005-11-14
46 Johnson, Christopher Lind M AGA971 Rep 2003-07-10
47 Kam, Franklin Pak Wah 金百華 M AAD811 Rep 2005-04-07
48 Kan, Alan (SFC:AIR601) 簡兆倫 M AIR601 Rep 2003-07-10
49 Kim, Peter Sin M AFF924 Rep 2005-07-07
50 Ko, David Young M AJD797 Rep 2003-09-10 2004-01-08
51 Kwan, Wing Lok 關榮樂 ADT427 Rep 2004-01-09
52 Kwok, Chau Wan 郭秋雲 ABF872 Rep 2004-04-02
53 Kwong, Sylvia Wan Man 鄺韻文 F AGE907 Rep 2003-08-21
54 Lam, Sum Sum 林森森 AFY780 Rep 2005-06-30
55 Lau, Chun Hou 劉俊厚 AAE282 Rep 2005-11-14
56 Lau, Hwa Jen 劉華仁 AJC307 Rep 2003-07-28 2003-10-17
57 Lau, Mimmi Siu Mei 劉少薇 ADE401 Rep 2003-06-04
58 Lau, Peter Yim Lam 劉炎霖 M ABE725 Rep 2003-09-11 2004-10-14
59 Lau, Shek Wing 劉錫榮 AAC254 Rep 2003-09-11 2004-12-09
60 Lee, Jeong Ja AJG885 Rep 2003-11-25 2004-03-09
61 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
62 Lee, Ricky Tsz On 李子安 M AGA341 Rep 2003-04-29
63 Lee, Sandra Wai Ying 李慧英 F AGE483 Rep 2005-11-14
64 Lee, Soon Huat AJD740 Rep 2003-09-10 2004-01-15
65 Lee, Wang Kwong 李泓廣 AFS914 Rep 2004-01-15
66 Letts, Darren Arthur Bohrsmann M AGC952 Rep 2004-03-12
67 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep 2003-09-11 2005-11-14
68 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-11-14
69 Leung, Wai Yin (SFC:AGO097) 梁偉賢 AGO097 Rep 2005-11-14
70 Li, Raymond Man Fai 李文輝 M ADT897 Rep 2005-11-14
71 Liao, Ming-Cheng 廖明正 AJG884 Rep 2003-11-21 2004-01-15
72 Ling, Anne Kin Shun 林建純 F ACX120 Rep 2004-04-23
73 Lu, David Kwok Shing 魯國城 M ADF094 Rep 2003-04-05
74 Lu, Ying-Chang 呂穎彰 AJD396 Rep 2003-08-20 2004-03-19
75 Ma, Diana Ka Lai 馬嘉麗 F AHN555 Rep 2005-10-27
76 Mak, Winnie (SFC:ADK738) 麥蔚誼 F ADK738 Rep 2004-01-28
77 Man, Peter Kum-Chung M AFD980 Rep 2006-04-01
78 Masuda, Etsusuke AJM779 Rep 2004-02-27 2005-01-04
79 McDonald, Graeme Antony M ALA712 Rep 2004-08-24 2004-09-20
80 Moss, James Thomas M AJC737 Rep 2003-08-01 2004-04-26
81 Moss, Stephen Colin M AFD726 RO 2004-02-12
82 Myers, Stephen Grant M AGH563 Rep 2003-06-05
83 Myers, Steven William M ACD746 Rep 2004-06-15 2004-09-20
84 Naseer, Jahanzeb AFR296 RO 2005-09-30
85 Ng, Agnes Wing Sum 吳詠芯 F AGK088 Rep 2003-12-04
86 Ng, Kit Wei AJD507 Rep 2003-08-26 2004-05-24
87 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2004-05-24
88 Ngai, Man Fai 倪文輝 AEE761 Rep 2004-06-17 2005-11-14
89 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2012-04-03
90 Offer, Richard George Michael M AEH723 Rep 2005-11-12
91 Park, Nam Chol ADQ002 Rep 2005-11-12
92 Png, Hua Teng AJE605 Rep 2003-10-07 2003-10-15
93 Poon, Carolyn Yeuk Wan 潘若韻 F AHT395 Rep 2003-07-26 2005-11-12
94 Pow, Eddie Shiu Keung 鮑肇強 M AEU615 Rep 2003-10-30
95 Raman, Dev AKI714 Rep 2004-04-20 2004-06-17
96 Robertson, Craig Anthony M AEP696 Rep 2005-11-14
97 Russell, John (SFC:AJL223) M AJL223 Rep 2004-02-11 2005-11-12
98 Sadler, Simon Peter 35 M AFJ906 Rep 2004-07-07 2005-05-03
99 Sandhu, Tejinderjit Singh AJD599 Rep 2003-09-02 2005-11-12
100 Shanbhag, Abhay Mukund AKT429 Rep 2004-06-16 2005-11-12
101 Shanbhag, Anand Ramchandra AKV346 Rep 2004-06-26 2005-11-12
102 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2010-12-20
103 Siu, Chi Ming (SFC:AFZ476) 蕭智明 AFZ476 Rep 2005-11-12
104 Smith, Jennifer Tai 戴令名 F AEI589 Rep 2003-04-02
105 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2004-05-24
106 Solway, Paul Simon Herbert M AFU460 Rep 2003-07-10
107 Sutherland, Matthew Sebastian M AGZ498 Rep 2004-01-15
108 Sutton, Ben (SFC:AKU233) M AKU233 Rep 2004-06-15 2005-06-22
109 Tang, Chi Kit (SFC:ALC474) 鄧智傑 ALC474 Rep 2004-09-01 2005-06-30
110 Tantivorawong, Korawilai AJD243 Rep 2003-10-22 2004-04-02
111 Thareja, Anupam AKI713 Rep 2004-04-21 2005-10-25
112 To, Christine Oi Yan 杜愛茵 F ADQ669 Rep 2004-01-15
113 Tulk, Philip W M ADZ105 Rep 2004-01-15
114 Turley, Francis Bernard M AIL649 Rep 2005-10-27
115 Turnbull, Robert Edward M ADA657 Rep 2004-01-15
116 Vaudry, Robert Thomas (SFC:AGN906) M AGN906 Rep 2004-07-19 2004-08-12
RO 2004-08-12 2005-11-12
117 Villamin, Norman Jay M AEU226 Rep 2004-09-22 2005-11-12
118 Waterhouse, Julian Brian M ALB052 Rep 2004-08-19 2004-12-14
119 Webb, Mark Cameron Ross M AEJ064 Rep 2005-11-12
120 Wong, Edmond M ACD920 Rep 2005-08-10
121 Wong, Gary Man Kuen 黃文權 M AGO032 Rep 2005-11-14
122 Wong, James Chung Yin 黃頌賢 M ADT900 Rep 2005-07-07
123 Wong, Michael Sheh Chung 王錫聰 M AFY781 Rep 2003-12-16
124 Wong, Patonia Steiner 黃凱琳 AGG754 Rep 2003-10-27
125 Wong, Wing Wah (SFC:AEC773) 黃永華 AEC773 Rep 2005-11-14
126 Woo, Art Zen 胡德賢 AEP855 Rep 2003-10-24
127 Yeoh, Simone Xenia AJD739 Rep 2003-09-10 2004-01-15
128 Yip, David Ting Keung 葉定強 M ADU278 Rep 2003-06-05
129 Yu, Anthony Sai Yin 余世賢 M ACM394 Rep 2003-12-09
130 Yu, Hiu To 余曉濤 AGM902 Rep 2003-11-22

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