FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 富蘭克林鄧普頓投資(亞洲)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Ahuja, Vivek Manohar		M	ARI512	Rep	2008-07-17	2008-08-17
					Rep	2010-11-22	2010-12-22
					Rep	2011-01-13	2011-01-14
					Rep	2011-10-24	2011-10-25
					Rep	2012-04-10	2012-04-11
					Rep	2012-05-07	2012-05-08
					Rep	2012-06-26	2012-06-27
					Rep	2013-01-15	2013-01-16
					Rep	2013-02-25	2013-02-26
					Rep	2013-05-08	2013-05-09
					Rep	2014-01-15	2014-01-15
					Rep	2014-10-22	2014-10-23
					Rep	2015-01-06	2015-01-09
					Rep	2015-05-18	2015-05-20
					Rep	2015-06-05	2015-06-10
2	Beck, John William	51	M	AUM482	Rep	2010-01-12	2010-02-12
					Rep	2010-03-17	2010-04-17
					Rep	2011-02-07	2011-03-07
					Rep	2012-01-30	2012-02-03
					Rep	2012-12-07	2012-12-07
					Rep	2014-09-24	2014-09-24
					Rep	2015-01-28	2015-01-28
3	Boersma, Norman John		M	BDJ574	Rep	2014-05-08	2014-05-08
4	Bowers, Grant Blair		M	ARP018	Rep	2008-09-22	2008-10-22
					Rep	2010-08-20	2010-09-20
					Rep	2012-04-19	2012-04-20
					Rep	2013-10-25	2013-10-25
					Rep	2014-11-14	2014-11-14
5	Boyadjian, Mark Sarkis		M	BCH625	Rep	2013-11-13	2013-11-15
6	Brimberry, Kurt Armstrong		M	AXD719	Rep	2011-04-13	2011-05-13
					Rep	2012-02-06	2012-02-12
					Rep	2012-04-24	2012-04-26
7	Browning, Mark Banks		M	AHD806	RO	2004-10-14	2005-04-27
					RO	2007-01-05	2020-12-31
8	Brugere-Trelat, Philippe Jean Michel		M	BCO990	Rep	2014-01-15	2014-01-15
9	Brunton, Jamie Robert		M	BCE784	Rep	2013-11-11	2013-11-15
					Rep	2015-04-20	2015-04-24
10	Casey, Christopher Doss		M	BAT990	Rep	2013-01-22	2013-03-22
11	Chan, Canyon Alan		M	ARI514	Rep	2008-07-17	2008-08-17
					Rep	2009-05-04	2009-06-04
					Rep	2011-05-09	2011-06-09
12	Chan, Carrie Wai Yee 陳慧儀			ARE348	Rep	2008-06-06	2009-05-23
13	Chan, Fung Ping (SFC:AOU775) 陳鳳萍			AOU775	Rep	2008-10-16	2009-03-29
14	Chan, Isabella Shuet Sum 陳雪心		F	AMU671	Rep	2005-12-13	2017-10-17
15	Chan, Jenny Ka Yun 陳嘉茵		F	AHX334	Rep	2006-06-01	2008-03-14
16	Chan, Ka Ling (SFC:AZZ291) 陳嘉玲			AZZ291	Rep	2013-12-19	2015-10-02
17	Chan, Kam Tsuen 陳錦泉			AXP201	Rep	2011-07-06	2017-11-28
18	Chan, Nicole Wing Ki 陳穎琪		F	BCN236	Rep	2014-05-05	2016-10-03
19	Chan, Tsz Yin (SFC:AXH326) 陳芷嫣			AXH326	Rep	2011-06-16	2015-01-30
20	Chan, Vivian Wing Kay 陳穎琪		F	AMR860	Rep	2006-01-09	2022-06-30
21	Chan, Wai Cheung (SFC:AWU002) 陳韋璋			AWU002	Rep	2011-02-11	2011-12-31
22	Chang, David Wan 張偉		M	AFH129	Rep		2003-11-26
					RO	2003-11-26	2020-09-30
23	Chau, Stanley Hon Ming 周漢銘		M	AZT709	Rep	2012-06-29	2012-09-26
24	Cheung, Angie Chor Ching 張礎靜		F	AXN119	Rep	2011-07-22	2016-04-01
25	Cheung, Evelyn Yuen Ting 張婉婷			AMF558	Rep	2015-01-12	2022-06-30
26	Cheung, Kam Hung (SFC:AJE683) 張感鴻			AJE683	Rep	2007-07-18	2015-10-12
27	Choi, Pik Chi 蔡碧芝			ADW996	Rep		2007-07-09
28	Choi, Yuk Lan (SFC:AJH490) 蔡育蘭			AJH490	Rep	2004-01-09	2021-12-31
29	Chong, Edmund Yuk Hung 莊鈺洪		M	AFY849	Rep		2004-11-12
30	Chua, Alan Boon Yong 蔡文勇		M	AHA569	Rep		2004-01-07
31	Chui, Wai Hang 徐偉恆			AGN446	Rep	2005-12-29	2022-06-30
32	Collison, Scott Seton		M	BCU981	Rep	2014-02-24	2014-02-28
					Rep	2014-08-28	2014-08-28
					Rep	2014-10-14	2014-10-28
					Rep	2015-03-24	2015-03-25
					Rep	2015-04-15	2015-04-22
33	Crawley, Trent James		M	BFE230	Rep	2015-04-13	2015-04-17
34	Desai, Sonal (SFC:AZH436)			AZH436	Rep	2012-04-18	2012-04-19
35	Duffy, Thomas James (SFC:AAK183)		M	AAK183	RO	2005-01-20	2005-07-22
36	Duong, Kim Anh			BAN130	Rep	2012-11-27	2012-11-28
37	Embler, Michael James		M	ARW277	Rep	2008-11-17	2008-12-17
38	Franta, Christopher Steven		M	BFE591	Rep	2015-04-21	2015-04-22
39	Fromm, Frederick Gregory		M	AZH061	Rep	2012-04-19	2012-04-20
40	Fung, Gracia Yan Chi 馮恩賜			ACA300	Rep	2007-08-01	2016-02-04
41	Gorlyn, Adam Bruce		M	BBQ058	Rep	2013-07-29	2013-07-29
42	Grotzinger, Adam W		M	AVI257	Rep	2010-06-10	2010-12-23
					Rep	2011-02-21	2011-02-25
					Rep	2011-05-23	2011-05-27
					Rep	2011-09-06	2011-09-09
					Rep	2011-11-14	2011-11-18
					Rep	2012-02-06	2012-02-10
					Rep	2012-03-28	2012-03-31
					Rep	2012-06-21	2012-06-22
					Rep	2013-04-22	2013-04-23
					Rep	2013-08-05	2013-08-06
					Rep	2013-11-18	2013-11-19
					Rep	2014-02-12	2014-02-14
					Rep	2014-05-08	2014-05-09
					Rep	2014-10-29	2014-10-31
43	Ha, Sae Young			AOY833	Rep	2013-11-18	2013-11-22
44	Hardingham, Nicholas Giles		M	BDJ581	Rep	2014-05-09	2014-05-09
45	Hasenstab, Michael James		M	ASL607	Rep	2009-02-20	2009-03-20
					Rep	2010-08-30	2010-09-30
					Rep	2011-03-30	2011-04-30
					Rep	2014-01-06	2014-01-17
					Rep	2015-04-21	2015-04-24
46	Hatch, Jonathan George		M	AZH060	Rep	2012-04-24	2012-04-25
					Rep	2014-10-08	2014-10-09
47	Henry, Brian Andrew		M	AUB312	Rep	2009-11-06	2009-12-06
48	Herrmann, Conrad Beadle			AUU991	Rep	2010-03-03	2010-04-03
49	Heywood, Vincent Graham		M	ACN345	Rep		2004-09-02
50	Ho, Chan Hong 何贊康			AGN445	Rep	2005-12-29	2006-11-22
51	Ho, Teresa Wing Kwan 何穎君		F	ADX558	Rep		2005-03-15
					Rep	2005-06-01	2006-02-28
52	Huber, Donald Graham		M	AUU997	Rep	2010-03-01	2010-04-01
					Rep	2011-08-22	2011-08-26
53	Hui, Pui Yu 許佩如			AFY007	Rep	2005-01-12	2005-03-15
54	Jacobs, Raymond Jean Hubert (SFC:BFE636)		M	BFE636	Rep	2015-04-21	2015-04-22
55	Jung, Wenning T			BEB078	Rep	2014-08-28	2014-08-28
					Rep	2015-04-21	2015-04-22
56	Keyser, Arthur Warren III		M	BDA195	Rep	2014-03-05	2014-03-05
57	Kong, Suk Yee 鄺淑儀			ADC002	Rep		2004-01-27
58	Kubinec, Michael Kenneth		M	APJ883	Rep	2007-08-14	2008-12-09
59	Kuo, Yen-ling 郭妍伶			AJK963	Rep	2005-09-13	2022-06-30
60	Kwok, Chor Man 郭楚雯			AGL485	Rep	2004-07-28	2006-04-01
61	Lai, Jenny Sin Wan 賴倩雲		F	ACS303	Rep	2010-10-12	2012-09-28
62	Lam, David Sze Chung 林思聰		M	ALS764	Rep	2005-04-07	2006-05-26
63	Lam, Ka Chun (SFC:ARH361) 林嘉俊			ARH361	Rep	2008-09-02	2010-06-01
64	Lam, Terence Chung Han 林忠漢		M	AGT968	Rep	2005-07-05	2008-03-12
65	Land, Stephen Matthew		M	AXP593	Rep	2011-07-13	2011-08-13
66	Lau, Angela Pui Yee 劉沛怡		F	AFN936	Rep	2006-09-05	2022-06-30
67	Lau, Tracy Fung Sin 劉鳳仙		F	AFO916	Rep	2005-06-24	2014-02-08
68	Law, Kit Ching 羅潔貞			ASH464	Rep	2009-02-12	2011-03-02
69	Law, Wai Sze 羅慧詩			ALA706	Rep	2004-08-19	2019-07-03
70	Ledward, William Patrick		M	AZE651	Rep	2012-03-22	2012-03-23
					Rep	2012-05-23	2012-05-25
					Rep	2014-12-10	2014-12-11
71	Lee, Henry Him Wai 李謙偉		M	AEF855	Rep		2004-05-03
72	Lee, Ming Yuan 李名媛			BBN878	Rep	2013-07-15	2019-09-03
73	Lee, Tsz Wai (SFC:AYT809) 李芷慧			AYT809	Rep	2012-01-26	2013-01-01
74	Lee, Yuen Ling (SFC:AGH840) 李婉玲			AGH840	Rep		2005-08-22
					Rep	2007-03-23	2007-06-20
75	Leung, Pang 梁彬			ADY167	Rep	2005-12-29	2022-06-30
76	Leung, Wai To 梁慧途			AEC769	Rep		2022-06-30
77	Leung, Yan Ting (SFC:AOA297) 梁欣婷			AOA297	Rep	2006-11-17	2008-08-23
78	Lewis Jr, Kenneth Allan		M	BDC816	Rep	2014-04-01	2014-10-20
79	Li, Yan (SFC:APU861) 李岩			APU861	Rep	2011-03-28	2016-01-04
80	Li, Zheng (SFC:ALN042) 李崢			ALN042	Rep	2007-11-01	2008-10-01
81	Lin, Jack (SFC:AGJ553) 林偉傑		M	AGJ553	Rep	2007-04-20	2008-05-31
82	Lo, Wing (SFC:APR851) 盧永			APR851	Rep	2007-10-03	2008-07-01
83	Lo, Winnie Wing Yee (SFC:APC907) 盧穎兒		F	APC907	Rep	2007-06-21	2012-01-04
84	Lou, Nathalie Choi Chi 劉賽枝			AGH565	Rep		2007-01-18
85	Love, Tyler Charles 愛富謙		M	BCE786	Rep	2013-11-14	2013-12-02
					Rep	2014-01-15	2019-05-16
86	Lui, Kwok Wing 呂國榮			ASE032	Rep	2009-01-06	2009-12-01
87	Lun, Joseph Wai Ho 倫偉豪		M	AOU493	Rep	2007-04-13	2007-04-25
88	Ma, Ka Man (SFC:BAC046) 馬嘉汶			BAC046	Rep	2012-09-25	2015-06-22
89	Macdonald, Alistair John (SFC:AVW485)		M	AVW485	Rep	2013-08-30	2013-09-03
					Rep	2014-08-18	2014-08-19
					Rep	2015-02-09	2015-02-10
					Rep	2015-08-18	2015-08-21
90	Magee Jr, Wilson Kuron		M	BDE590	Rep	2014-04-09	2014-04-11
91	Makkawi, Ziad Khalil			ARE533	Rep	2008-06-12	2008-07-12
92	Malawer, Jonathan Seth		M	BFE805	Rep	2015-04-21	2015-04-22
93	Man, Janet Suet Ying 萬雪瑩		F	AGE251	Rep	2007-10-24	2009-01-15
94	Man, Tak Yeung 文德揚			AGW116	Rep	2006-12-11	2022-06-30
95	Mann, Samuel Thomas		M	BGG155	Rep	2015-09-21	2015-09-22
96	McCulloch, Evan Scott		M	BCK315	Rep	2013-12-09	2013-12-09
97	Mobius, Joseph Benhard Mark	79	M	AAF859	RO		2018-01-31
98	Moeller, Steven Edward		M	AVR015	Rep	2010-08-10	2010-09-10
					Rep	2011-04-11	2011-04-15
					Rep	2014-06-25	2015-09-04
99	Molina, George H		M	AHO444	Rep	2005-12-29	2010-08-26
					RO	2010-08-26	2022-06-30
100	Noto, Anthony Alexander		M	AOJ350	Rep	2007-01-08	2007-04-13
101	Pai, Anne Carin Leong		F	BED799	Rep	2014-10-03	2014-10-17
102	Pang, Matthew Man Yat 彭文逸		M	ANE767	Rep	2013-03-12	2015-02-27
103	Pang, Yan Ni (SFC:APU513) 彭欣妮			APU513	Rep	2013-10-09	2019-04-25
104	Perks, Edward Douglas		M	AXP594	Rep	2011-07-18	2011-08-18
105	Plafker, Jed Andrew		M	AGP520	RO		2004-06-26
106	Poon, Louis Lok Ming 潘樂鳴		M	AFO678	Rep		2004-03-24
107	Portillo, Joseph Charles		M	AXD722	Rep	2011-04-13	2011-05-13
					Rep	2011-09-22	2011-09-24
					Rep	2011-11-07	2011-11-08
					Rep	2012-04-24	2012-04-25
					Rep	2012-09-11	2012-09-12
					Rep	2013-03-04	2013-03-07
					Rep	2013-10-28	2013-11-02
					Rep	2014-05-19	2014-05-22
108	Qiu, Tian (SFC:APD349)			APD349	Rep	2007-06-29	2019-07-07
109	Quek, Kiah Ling 郭家琳			AQA731	Rep	2007-11-27	2020-07-10
110	Rudolph, Simon Devilliers	55	M	AGL439	Rep		2007-11-15
					RO	2007-11-15	2014-01-03
					Rep	2014-01-03	2014-12-31
111	Russell, George Andrew		M	BAS862	Rep	2013-01-16	2013-01-17
					Rep	2015-07-28	2015-07-30
112	Sat, Ka Chun 薩嘉俊			AZB958	Rep	2012-03-15	2012-04-20
113	Satwalekar, Avinash Deepak			BAN091	Rep	2012-11-27	2012-11-28
114	Saunders, David Charles (SFC:BBS456)		M	BBS456	Rep	2013-08-12	2013-08-13
					Rep	2014-10-27	2014-10-28
					Rep	2015-01-29	2015-01-30
					Rep	2015-04-21	2015-04-22
115	Schmidt, Jeffrey Dean		M	BEM174	Rep	2014-11-13	2014-11-15
116	Shepherd, Kent Paul		M	AZI932	Rep	2012-04-24	2012-04-25
117	Shum, Wai Chun 沈偉俊			AHJ589	Rep	2005-01-11	2005-10-29
					RO	2005-10-29	2007-07-04
118	Siu, Wing Sze (SFC:BFP892) 蕭泳詩			BFP892	Rep	2015-06-15	2017-06-09
119	Subramani, Deepak (SFC:BCH627)			BCH627	Rep	2013-11-14	2013-11-21
120	Suen, Herbert Yee Bun 孫裕斌		M	ALP704	Rep	2005-01-03	2007-05-17
121	Tan, Kang Yong			BBF536	Rep	2013-05-08	2013-05-09
122	Tao, Queenie Kar Yee 杜嘉儀			AVC243	Rep	2011-03-14	2011-07-20
123	Tran, Vi-Minh (SFC:AZQ509)			AZQ509	Rep	2012-07-04	2012-08-25
					Rep	2014-03-05	2014-03-06
					Rep	2014-05-14	2014-05-14
					Rep	2014-09-24	2014-09-24
					Rep	2015-05-21	2015-05-29
124	Tsang, Fu Hang 曾賦衡			AXQ842	Rep	2012-03-26	2013-01-01
					Rep	2013-02-08	2013-05-02
125	Tsang, Tsz Shan 曾子山			BBS494	Rep	2013-08-09	2022-06-30
126	Tse, Monique Kit Ting 謝潔婷			AFF236	Rep	2004-08-16	2006-09-22
127	Tse, Pui Kwan (SFC:AFF231) 謝佩坤			AFF231	Rep	2005-06-24	2007-06-18
128	Tse, Yue Hong 謝汝康			ANQ294	Rep	2006-08-31	2008-05-30
129	Weidner, Marc (SFC:BEB079)		M	BEB079	Rep	2014-08-28	2014-08-28
130	Wen, Feng (SFC:BAZ249) 文鋒			BAZ249	Rep	2013-03-06	2013-03-06
					Rep	2015-01-19	2015-01-20
131	Wilmshurst, Peter Michael		M	BCF473	Rep	2013-11-18	2013-11-22
					Rep	2014-05-13	2014-05-15
					Rep	2015-08-28	2015-09-02
132	Wirz, Pascal Francois Marie		M	AUV421	Rep	2010-03-01	2010-04-01
					Rep	2010-11-15	2010-12-15
					Rep	2012-04-24	2012-04-25
					Rep	2013-03-05	2013-03-07
133	Wong, Hoi Ching (SFC:AQS435) 王海澄			AQS435	Rep	2009-07-20	2014-08-24
134	Wong, Joanne Bik Wai 黃碧蕙		F	ABA764	Rep		2013-11-22
					RO	2013-11-22	2020-08-07
135	Wong, Raymond Po Hoi 王報凱		M	AGN457	Rep	2005-12-29	2006-11-19
136	Wong, Ricky Wai Kin 王偉鍵		M	ASZ387	Rep	2012-02-13	2022-06-30
137	Wong, Sze Ngai 黃詩藝			ASH460	Rep	2009-02-13	2022-06-30
138	Wong, Tak Tai 黃德泰			AKV151	Rep	2004-07-06	2021-02-02
139	Wong, Tsun Yin (SFC:APW342) 王俊彥			APW342	Rep	2010-07-29	2021-01-22
140	Wong, Wing Sum (SFC:AVE603) 黃穎琛			AVE603	Rep	2013-03-28	2022-06-30
141	Wong, Yau Nang 王祐能			AMB339	Rep	2009-02-06	2014-06-07
142	Wu, Wai Kwok 吳惠國			AAF857	RO		2020-09-30
143	Xu, Lirong (SFC:BAZ251) 徐荔容			BAZ251	Rep	2013-03-06	2013-03-06
					Rep	2015-01-19	2015-01-20
144	Yang, Guang (SFC:AOZ128)			AOZ128	Rep	2007-05-29	2010-09-01
145	Yang, Jui-Ping 楊瑞蘋			ASD350	Rep	2008-12-24	2022-03-04
146	Yeung, Ho Yip 楊豪業			AGN028	Rep	2014-12-01	2017-10-16
147	Yeung, Jazz Shiu Bong 楊兆邦			APY599	Rep	2007-11-02	2013-08-19
148	Ying, Dan Yung 應丹蓉			AOK932	Rep	2015-05-27	2020-06-30
149	Yu, Guang (SFC:BFZ524) 余光			BFZ524	Rep	2015-08-25	2015-08-28
150	Yu, Hok Man 余學文			AHA958	Rep	2006-07-27	2013-01-03
151	Yuen, David Tak-Sing		M	AUT632	Rep	2010-03-01	2010-04-01
					Rep	2011-11-14	2011-11-18
					Rep	2013-11-13	2013-11-15
					Rep	2015-04-21	2015-04-22
152	Zahn, David Martin (SFC:AWL065)		M	AWL065	Rep	2010-12-09	2011-01-08
153	Zhang, Xiaodong (SFC:AFH079) 張晓東			AFH079	Rep	2007-11-22	2010-05-06
154	Zhu, Guoqing (SFC:BAZ248) 朱國慶			BAZ248	Rep	2013-03-06	2013-03-06
155	Zoellner, Uwe			BCQ488	Rep	2014-01-10	2014-01-15
					Rep	2014-04-11	2014-04-11

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