SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Arya, Parth | APS569 | Rep | 2017-12-13 | 2021-03-03 | ||
| 2 | Bhagavath, Sunil Sudhakar | BDR859 | Rep | 2014-07-07 | 2020-01-15 | ||
| 3 | Chan, Ching Han (SFC:BGU411) 陳靜嫻 | BGU411 | Rep | 2016-01-12 | |||
| 4 | Chan, Dennis Kwok Fung 陳國峰 | M | AMK236 | Rep | 2014-01-14 | 2020-11-16 | |
| 5 | Chung, Hoh | BGA457 | Rep | 2015-08-17 | 2022-04-14 | ||
| 6 | Chung, Thomas Yat Kit 鍾逸傑 | M | BEW941 | Rep | 2018-05-28 | 2020-12-03 | |
| 7 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | RO | 2012-07-20 | 2021-07-16 | |
| 8 | Fukushima, Hiroyuki (SFC:BHD511) | M | BHD511 | RO | 2016-06-22 | 2019-06-03 | |
| 9 | Furuta, Taketora 古田竹虎 | BMP059 | Rep | 2018-04-18 | 2020-11-16 | ||
| 10 | Guo, Zhen (SFC:BNZ011) 郭真 | BNZ011 | Rep | 2018-12-31 | 2021-03-26 | ||
| 11 | Hashimoto, Kazunari | BCH701 | Rep | 2013-12-18 | 2019-05-02 | ||
| 12 | Hill, Trevor Aaron | M | AGH264 | Rep | 2014-06-20 | 2022-04-11 | |
| 13 | Ho, Hiu Kwan 何曉筠 | BDC539 | Rep | 2014-08-18 | |||
| 14 | Honda, Miwa 本田美和 | AQN414 | Rep | 2008-03-17 | 2022-05-30 | ||
| 15 | Huang, Ho Pin 黃禾蘋 | BGD215 | Rep | 2018-11-30 | 2021-12-21 | ||
| 16 | Ip, William Wai Lun 葉偉倫 | 63 | M | AEK747 | RO | 2012-07-20 | 2020-10-30 |
| 17 | Kang, Seung Yeon 姜升延 | BNN541 | Rep | 2018-09-06 | 2019-09-26 | ||
| 18 | Karanovic, Vladimir (SFC:BOB372) | BOB372 | Rep | 2019-01-24 | |||
| 19 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2012-07-18 | |||
| 20 | Ke, Tak Lai 紀德禮 | AXP786 | Rep | 2018-11-02 | 2024-12-20 | ||
| 21 | Kudo, Kento 工藤憲人 | BMY321 | Rep | 2018-05-28 | 2020-03-28 | ||
| 22 | Kwong, King Chun 鄺璟俊 | BJT521 | Rep | 2019-01-22 | 2019-09-11 | ||
| 23 | Lam, King Sau (SFC:BAI839) 林勁秀 | BAI839 | Rep | 2017-08-10 | 2021-11-30 | ||
| 24 | Mao, Yiyi 毛禕禕 | BNY155 | Rep | 2018-12-31 | |||
| 25 | Mitsui, Akira | BFV016 | Rep | 2015-07-14 | 2019-11-26 | ||
| 26 | Mochizuki, Yuki 望月優樹 | F | BGD499 | Rep | 2015-09-02 | 2021-06-01 | |
| 27 | Naka, Kazuhito 那珂和人 | BDC123 | RO | 2014-07-25 | 2019-11-18 | ||
| 28 | Nakabachi, Aya | F | BND276 | Rep | 2018-07-03 | 2019-06-19 | |
| 29 | Ng, Kathy Ka Wai 伍家慧 | F | AXS569 | Rep | 2018-05-02 | 2021-06-19 | |
| 30 | Noguchi, Kenji | AZI956 | RO | 2012-07-20 | 2020-04-09 | ||
| 31 | Sampson, Machiko | AJI380 | RO | 2018-10-11 | |||
| 32 | Shimamoto, Arisa 嶌本有紗 | BGM560 | Rep | 2015-11-16 | 2025-03-13 | ||
| 33 | Shino, Koa 藤崎小亞 | ANU240 | Rep | 2017-07-21 | 2021-05-14 | ||
| 34 | Suzuki, Kiyoko 鈴木清子 | AXE045 | Rep | 2011-04-21 | 2020-04-15 | ||
| 35 | Tada, Emiko | AWY707 | Rep | 2011-04-29 | 2019-06-13 | ||
| 36 | Tam, Ming Yan (SFC:APL478) 譚銘忺 | APL478 | Rep | 2014-12-12 | 2023-07-31 | ||
| 37 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | ADI418 | RO | 2016-03-04 | 2021-03-01 | ||
| 38 | Tse, Pui Yi (SFC:BNE636) 謝佩宜 | BNE636 | Rep | 2018-07-09 | 2021-06-18 | ||
| 39 | Wong, Daren Wai Chow 王偉洲 | M | ADM896 | Rep | 2019-01-15 | 2019-09-12 | |
| 40 | Wong, Kwan Ting 黃君婷 | BEM202 | Rep | 2014-11-17 | 2024-06-03 | ||
| 41 | Wyatt, Andrew William | M | BMV420 | Rep | 2018-05-07 | 2019-05-24 | |
| 42 | Xiao, Xiruo 肖西若 | BIW247 | Rep | 2019-01-18 | 2021-01-12 | ||
| 43 | Xu, Guang (SFC:BKC619) 徐光 | BKC619 | Rep | 2018-10-16 | 2019-09-25 | ||
| 44 | Yamagami, Shinichiro | AYG572 | RO | 2018-05-08 | 2020-06-12 | ||
| 45 | Yamamoto, Hideki 山本秀樹 | AXO657 | RO | 2012-04-26 | 2019-07-05 | ||
| 46 | Yasui, Katsuhiko 安井克彥 | BMV945 | RO | 2018-06-12 | 2020-07-31 | ||
| 47 | Ye, Mingyuan 葉鳴遠 | AMJ300 | RO | 2018-05-07 | 2020-10-27 | ||
| 48 | Yeh, Man Hsuan 葉蔓萱 | BJD212 | Rep | 2018-01-11 | 2021-02-17 | ||
| 49 | Zhang, Qiangang 張乾剛 | ABW737 | RO | 2011-06-16 | 2021-10-20 | ||
| 50 | Zhang, Xuyan 張旭妍 | BMM382 | Rep | 2018-03-06 | 2019-12-04 | ||
| 51 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | BAB338 | Rep | 2012-09-17 | 2024-06-03 | ||
| 52 | Zhu, Roujia 朱柔嘉 | BAY184 | Rep | 2016-03-17 | 2019-09-06 |
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