CAPITAL GLOBAL MANAGEMENT LIMITED 瑞興全球財富管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
SFC ID Role From Until
1 Au, Tai Chung 區大中 AGO840 Rep 2006-06-01 2006-06-21
RO 2006-06-21 2007-05-21
RO 2008-10-10 2010-05-20
RO 2010-08-13 2011-08-19
2 Chan, Chun Him (SFC:AQW220) 陳俊謙 AQW220 Rep 2008-04-21 2010-05-31
RO 2010-05-31 2010-09-28
Rep 2010-09-28 2010-11-05
3 Chan, Ka Ying (SFC:APZ133) 陳嘉盈 APZ133 Rep 2007-11-07 2008-07-20
4 Chan, To (SFC:AMF426) 陳濤 AMF426 Rep 2006-03-15 2006-05-02
5 Chan, Yvonne Yee Fong 陳綺芳 F AOC947 Rep 2006-12-15 2008-05-23
6 Chang, Chuan-Hao 張銓浩 BER259 Rep 2014-12-16
7 Chang, Nai Hsin (SFC:AQL120) 張乃心 AQL120 Rep 2008-03-03
8 Chang, Wang-Hsuan 張朢晅 BCF948 Rep 2013-11-25 2015-04-09
9 Chen, Chien Chih 陳建智 AKX325 RO 2017-01-05
10 Chen, Chih-Kuo 陳治國 AKW443 Rep 2010-11-02 2011-02-01
RO 2011-02-01 2013-04-01
11 Chen, Hsiao Yi 陳孝儀 ATN992 Rep 2011-01-14 2021-06-07
12 Chen, Po-Liang 陳柏良 BOG416 Rep 2019-04-15 2021-01-13
13 Chen, Shu-Fen (SFC:APO465) 陳淑芬 APO465 Rep 2011-11-16 2012-02-03
14 Chen, Tzu-Shing 陳慈興 AWU834 Rep 2012-04-05
15 Cheng, Wu Long 鄭武隆 BCS981 Rep 2014-01-15 2015-09-24
RO 2015-09-24 2016-12-15
16 Cheng, Yung-Hsiang 鄭永翔 AZS300 Rep 2012-07-19
17 Chiang, Chun-Wei 江俊緯 BGJ391 Rep 2015-11-09 2016-07-15
18 Chin, Edward Chi Kin 錢志健 M AFY839 Rep 2011-01-17 2011-02-01
RO 2011-02-01 2015-05-10
19 Chiu, Leo Yung 焦勇 M AMR824 Rep 2007-03-28 2007-10-30
20 Chou, Shih-Chun 周士淳 BPN868 Rep 2020-06-09 2021-01-01
21 Chow, Alice Wai Yin 周慧妍 F AMO986 RO 2016-12-09
22 Chow, Yun Chit Eugene 周潤哲 BLB194 Rep 2019-03-28 2022-06-10
23 Chu, Chun-Chi 朱俊奇 BPK449 Rep 2020-02-21
24 Chu, Ming Chih 朱銘志 AVW089 Rep 2012-12-13
25 Fong, Ronnie Chi Chuen 方志泉 M BLF532 Rep 2017-10-18 2019-02-22
26 Ho, King Yu 何璟瑜 AZE660 Rep 2012-04-05 2012-07-05
27 Ho, Meng Chun 何孟純 AXK350 Rep 2011-06-09
28 Ho, Shing Sat 何成實 BPU221 Rep 2020-07-17 2024-05-15
29 Ho, Wei-hao 何維浩 APO553 Rep 2011-07-11 2012-10-16
RO 2012-10-16 2014-01-01
30 Ho, Yuan-Pang 何原榜 APG491 Rep 2014-02-24 2014-03-03
RO 2014-03-03 2015-11-30
31 Hsia, Tien Tien 夏田田 AWU833 Rep 2012-08-20 2016-02-29
32 Hsiao, Tai-Ling 蕭岱玲 AME500 Rep 2011-08-26
33 Hsieh, Wang-Hsuan 謝旺璇 ALR714 Rep 2011-02-11
34 Hsu, Chen-Yun 許甄芸 BGL587 Rep 2015-11-03 2015-12-18
35 Hsu, Chia-Wei (SFC:AOW885) 許家偉 AOW885 Rep 2011-03-01 2013-06-18
RO 2013-06-18 2015-10-01
36 Hsu, Jung-Hsuan 徐榕軒 AZT777 Rep 2020-08-10
37 Hsu, Kuang-Yao 徐光耀 BCI351 Rep 2014-07-07 2015-07-15
38 Hsu, Mei-Hui 徐美惠 AOL053 Rep 2011-03-01 2013-08-01
Rep 2014-12-09
39 Hu, Tzu Han 胡祖菡 BCN750 Rep 2017-08-15 2020-06-22
RO 2020-06-22
40 Huang, Cheng-Yung 黃呈勇 AXT430 Rep 2011-09-08
41 Huang, Chuan-Chu 黃傳珠 BAE350 Rep 2012-10-08
42 Huang, Hua-Lun 黃華倫 AQQ527 Rep 2014-05-26 2015-01-13
43 Hung, Lie-Jen 黃立正 AMY309 Rep 2006-02-03 2014-11-07
44 Jen, Lu Chien 任露茜 AWU837 Rep 2012-10-31 2014-09-08
45 Jiang, Jyh-Ching 江志清 AML173 Rep 2009-12-24
46 Kuo, Chien Liang 郭建良 BIN828 Rep 2017-11-15 2018-07-17
47 Lam, Man Wai (SFC:AMU241) 林文偉 AMU241 Rep 2006-01-10 2007-08-01
RO 2007-08-01 2009-02-25
Rep 2009-02-25 2010-09-30
RO 2010-09-30 2010-12-01
48 Lau, Chun Wai (SFC:AFK569) 劉振威 AFK569 Rep 2006-01-09 2006-01-20
RO 2006-01-20 2007-03-04
49 Lee, Charlotte Cheng Mei 李正美 F ACC327 RO 2005-09-17 2006-06-28
50 Lee, Cheng Chou 李正州 BAE492 Rep 2012-10-08
51 Lee, Cheng-Hsien (SFC:AZY193) 李正賢 AZY193 Rep 2012-08-20 2021-02-28
52 Lee, Ching Yi (SFC:ALR716) 李靜怡 ALR716 Rep 2012-11-13
53 Lee, Chung-Lung 李忠龍 BFO106 Rep 2016-11-29
54 Lee, Kei Shun 李基舜 AFD221 Rep 2007-09-20 2007-11-08
RO 2007-11-08 2008-05-21
55 Lee, Li-Chen 李麗珍 BMF154 Rep 2018-01-30 2018-09-26
56 Lee, Yat Chun (SFC:API186) 李逸俊 API186 Rep 2007-08-01 2008-02-11
57 Leung, Yuk Wah (SFC:AOH248) 梁旭華 AOH248 Rep 2007-02-22 2007-03-30
58 Li, Cheuk Sang 李卓生 AQI274 Rep 2016-08-29
59 Li, Marcus Wang To 李弘圖 M AVG376 Rep 2016-05-12 2017-10-20
60 Li, Pang Chap 李鵬集 AOJ800 Rep 2015-01-28 2016-05-11
61 Li, Sung Hsuan 李淞炫 BGC222 Rep 2017-11-15 2019-12-19
62 Li, Wei-Ting 李威廷 AYN271 Rep 2011-11-24
63 Liao, Chia-Hui 廖家慧 ARA879 Rep 2013-10-15
64 Lin, Hsi 林曦 ARD244 Rep 2011-06-10 2014-02-01
65 Lin, Hsing-I 林幸宜 AWU848 Rep 2012-10-31
66 Lin, Hsuan-Yu 林宣余 AYY220 Rep 2012-02-24
67 Lin, Ka Chun (SFC:ANR976) 連嘉俊 ANR976 Rep 2007-09-25 2009-12-01
68 Lin, Pei-Chun 林佩君 AQI405 Rep 2008-02-12
69 Lin, Tzu-Yuan (SFC:BPN861) 林子元 BPN861 Rep 2020-06-09 2023-04-01
70 Lin, Yi-Ju (SFC:AOJ451) 林怡如 AOJ451 Rep 2011-01-20 2011-02-28
Rep 2013-07-25 2013-11-06
71 Lin, Ying-Hua 林盈華 ALI215 Rep 2017-04-10 2017-04-24
72 Liu, Lee Lee 劉麗莉 AQC211 RO 2008-01-03 2008-07-03
73 Liu, Ying Hsiao 劉盈孝 BIW956 Rep 2017-01-16 2018-08-03
RO 2018-08-03 2019-02-28
Rep 2019-02-28 2020-06-01
74 Lo, Chiu-Jung 羅秋容 BIM504 Rep 2019-05-20
75 Lo, Hsiu-Ying 羅秀英 BON893 Rep 2019-10-02 2020-07-02
76 Lo, Ming-Min 羅明敏 ARG521 Rep 2008-08-04 2009-10-30
77 Lou, Ka Pou 盧家寶 AQW145 Rep 2008-04-21 2008-05-20
78 Ma, Kei Lok 馬基諾 ALQ112 Rep 2014-06-03 2015-11-09
79 Mak, Cheuk Hong 麥卓康 AUZ340 Rep 2015-09-11 2016-08-08
80 Ng, Chi Hoi (SFC:ADA864) 吳志凱 50 M ADA864 RO 2005-09-17 2006-11-16
81 Ng, Ling Chi 吳凌志 AIR476 RO 2005-12-20 2006-01-23
82 Ng, Yu Lam (SFC:APJ237) 吳宇霖 APJ237 Rep 2007-08-06 2007-09-13
83 Ou, Hung Chieh 歐宏杰 AQE456 RO 2014-07-03 2015-09-10
84 Sen, Tung Ning 神東寧 AFI668 Rep 2006-08-01 2007-07-25
RO 2007-07-25 2007-10-18
85 Shen, Hui-min 沈慧敏 ATN841 RO 2009-10-20 2012-02-01
86 Sheu, Wen Yih 許文益 BDC770 Rep 2014-04-14 2015-01-13
87 Tang, Wai Kee 鄧偉基 59 M ACG544 RO 2006-10-10 2007-07-31
88 Tsai, Ching Long 蔡青龍 AGW724 RO 2006-07-10 2010-08-07
89 Tsai, Pei-Yen 蔡佩燕 AQI404 Rep 2008-02-12
90 Tsao, Huei-Jen 曹蕙珍 AQL407 RO 2008-04-10 2009-11-06
91 Tse, Roger Long Chak 謝朗澤 M AVM306 Rep 2010-07-27 2010-11-21
92 Tseng, Chia Hui 曾家慧 AWF342 Rep 2012-12-13
93 Tu, Fen-Tzu 杜芬姿 ANG324 Rep 2012-05-15
94 Ueng, Yih-Ling 翁藝玲 AQS915 Rep 2010-12-24 2020-05-01
95 Wang, Chang-Shen 王常坤 BEG038 Rep 2014-10-03 2015-04-09
96 Wang, Hui-Chi 王慧琦 AXT489 Rep 2011-08-18 2024-11-15
97 Wang, Ku-Chin 王穀欽 ANT388 Rep 2006-09-22 2015-04-09
98 Wang, Ya Fang 王雅芳 AXR908 Rep 2011-08-26 2012-07-18
99 Wei, Chung-Liang 韋忠良 AML182 RO 2014-05-21 2015-04-29
100 Wong, Chung Kwan (SFC:AWY558) 黃頌君 AWY558 Rep 2011-03-09 2011-04-09
101 Wong, Mickey Chi Man 黃志文 M AGQ606 Rep 2008-07-09 2013-01-13
102 Wong, Tung 王棟 ANA986 Rep 2010-05-27 2010-07-23
RO 2010-07-23 2016-12-15
103 Wong, Vicky Yuen Yee 黃婉儀 F AUX364 Rep 2011-05-23 2015-07-29
104 Wong, Wah (SFC:AFD156) 王華 AFD156 RO 2016-12-09
105 Wung, Sheng-Bin 翁勝彬 AQS401 RO 2017-08-21 2019-01-31
106 Yau, Chun Keung 邱鎮強 APJ249 Rep 2007-08-06 2008-09-19
107 Yau, Kinnie Lai Ying 尤儷縈 AYY814 Rep 2013-08-01 2014-06-30
RO 2015-04-30
108 Yeh, Ling-Hsien 葉鈴鮮 AMN641 RO 2013-07-09 2014-03-01
109 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2016-05-12 2017-09-11
110 Yu, Luning (SFC:BAB424) 于魯宁 BAB424 Rep 2012-09-11 2013-05-06
111 Yuan, Mei Wen 袁美雯 AZV903 Rep 2013-06-03 2016-03-15
112 Yue, Ho Kei 余浩淇 AFJ021 Rep 2019-05-02
113 Yueh, Hui-Chen 岳惠真 BEG042 Rep 2014-10-03 2020-04-09

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