UBS Asset Management (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2017
SFC ID Role From Until
1 Abed, Joseph Khalid M BHQ347 Rep 2016-06-23 2016-07-05
2 Aberer, Helmuth BDF828 Rep 2014-04-10 2015-09-11
3 Ahmad, Mohammad (SFC:BJO390) M BJO390 Rep 2017-05-18 2017-05-24
4 Albanese, Tommaso BGO472 Rep 2015-11-26 2015-12-10
5 Amlicke, Bruce Huddleston M BGY366 Rep 2016-02-02 2016-02-05
6 Anderl, Maximilian (SFC:BGD222) M BGD222 Rep 2015-09-07 2015-09-09
Rep 2015-12-28 2017-03-14
7 Bae, Christopher Thomas 41 M AQI792 Rep 2017-01-19 2017-01-25
8 Bang, Edward Soo Jong M ADA664 Rep 2013-02-01 2014-09-08
9 Barthel, Alain Henri Martin M BIW648 Rep 2017-01-11 2017-01-14
10 Benzler, Markus Maria Kurt BHG765 Rep 2016-04-11 2016-04-20
11 Bertocci, Bruno (SFC:AAL326) M AAL326 Rep 2017-01-12 2018-06-01
12 Blair, James Malcolm M AKT388 Rep 2016-01-25 2016-01-28
13 Bradshaw, John (SFC:AHC328) M AHC328 RO 2012-09-12
14 Briscoe, Hayden Daniel M AVV090 Rep 2016-08-16 2020-08-11
15 Brunner, Anais Roxane F BJP592 Rep 2017-06-07 2017-06-16
16 Buehlmann, Rene 46 BCD075 RO 2014-08-11 2019-03-21
17 Burbeck, Charles M BHC547 Rep 2016-03-08 2016-03-12
18 Byrne, Eric Charles Sprague 49 M BII787 Rep 2016-10-13 2016-10-20
19 Cha, Benjamin Yiu Chung 查燿中 43 M AHG919 Rep 2013-07-23 2014-09-27
20 Chan, Elsie Oi Sze 陳愛詩 F AJG217 RO 2012-09-12 2015-07-18
21 Chan, Irene Wing Yin 陳詠妍 F AXG756 Rep 2014-09-08 2017-10-04
22 Chang, Alexander Paul 張明波 M ALZ627 Rep 2015-10-12 2016-04-23
23 Chen, Lu (SFC:BEH822) 陳璐 BEH822 Rep 2014-10-15 2016-08-20
24 Chen, Michael Hao 陳豪 M AZX279 Rep 2014-01-16 2019-02-09
25 Chen, Zhanglong (SFC:AXY966) 陳章龍 AXY966 Rep 2013-02-01 2021-02-26
26 Cheng, King Hong 鄭競康 ATD295 Rep 2013-02-01 2023-05-31
27 Cheung, Billy Wing Ho 張永豪 ACJ034 Rep 2013-02-01 2014-09-01
28 Chin, Michael Jaewuk M ACZ609 Rep 2017-05-18 2017-05-24
29 Chin, To 錢濤 ARS572 Rep 2016-03-04 2019-06-22
30 Chon, Lai Yi 鍾麗儀 ABS032 Rep 2014-03-18 2018-03-05
31 Chua, Yong Hua BJW897 Rep 2017-07-12 2018-06-22
32 Chuang, Yung-Chi 莊詠淇 BDO973 Rep 2014-06-19 2016-10-22
33 Chui, Hoi Yan (SFC:AKW893) 崔凱茵 AKW893 Rep 2015-07-30 2016-06-09
34 Chukiat, Nicholas Wynn M BGA519 Rep 2015-08-20 2015-08-28
Rep 2015-10-30 2015-11-06
Rep 2016-11-10 2016-11-19
Rep 2017-01-27 2017-02-02
35 Clement, Theophile Thomas Jean-Pierre M AAP310 Rep 2016-05-20 2020-10-05
36 Coyle, David Alexander (SFC:BHG434) M BHG434 Rep 2016-04-07 2016-04-15
37 David, Martin (SFC:ASF044) M ASF044 Rep 2017-01-06 2018-06-04
38 Delaby, Benoit Henri Fernand Herve M BJW898 Rep 2017-07-10 2017-07-13
39 Dellmann, Marc Christian M BGH957 Rep 2015-10-13 2015-10-16
40 Digenan, Thomas M BHD359 Rep 2016-03-15 2018-06-01
41 Dilkes, Ross Peter M ASH948 Rep 2013-02-04 2022-01-20
42 Dolan, Scott Eric M BHZ240 Rep 2016-08-17 2018-05-21
43 Egloff, Markus Peter M BGG967 Rep 2015-10-02 2018-07-03
44 Elegante, Joseph Robert M BGX042 Rep 2016-01-20 2017-02-01
Rep 2017-08-01 2020-02-27
45 Ellinger, Craig Garret M BIZ244 Rep 2017-02-10 2017-02-15
46 Fehr, Peter M BIZ152 Rep 2017-01-27 2017-02-02
47 Ferri, William Joseph M BGI780 Rep 2015-10-30 2015-10-30
Rep 2016-04-07 2016-04-15
48 Fipp, Robert Bernard M BGK611 Rep 2015-10-29 2018-06-23
49 Fitzpatrick, Dawn Nora F BGK600 Rep 2015-10-29 2015-11-02
Rep 2015-12-10 2015-12-13
Rep 2016-01-04 2016-01-07
Rep 2016-11-24 2016-11-30
50 Frei, Michael M BAC096 Rep 2013-02-04 2014-05-14
51 Friel, Stephen Robert M BIO910 Rep 2016-11-24 2016-12-19
52 Gill, Barry John (SFC:BHP725) M BHP725 Rep 2016-06-16 2016-06-17
Rep 2017-06-23 2017-06-28
53 Guest, Paul Michael George 40 M BHT521 Rep 2016-07-13 2017-09-14
54 Halek, David Neil M ACJ179 RO 2012-09-12 2013-06-03
55 Hanzl, David M BEE583 Rep 2014-09-26 2019-06-30
56 Hefti, Christoph Peter M BJK588 Rep 2017-04-19 2017-04-26
57 Herm, Gunnar BGP137 Rep 2015-11-26 2015-12-02
58 Ho, Andrew Chung-Kit 何忠傑 M BHB314 Rep 2016-02-29 2016-03-09
Rep 2016-10-11 2016-10-20
59 Ho, David Patrick 何嘉豪 M AXM023 Rep 2013-02-01 2022-11-22
60 Ho, Gideon Siu Man 何紹民 AOR642 Rep 2015-04-10 2016-01-29
61 Ho, Joyce Lok Yan 何樂忻 F AVR836 Rep 2016-09-14 2024-11-18
62 Hollick, Jonathan Christopher M BIM661 Rep 2016-11-07 2016-11-11
63 Hort, Marco Bruno M BJK595 Rep 2017-04-19 2017-04-26
Rep 2017-08-17 2017-08-22
64 Huang, Shiao Wern Charlene F BGA583 Rep 2015-08-20 2015-08-28
Rep 2016-02-25 2020-02-27
65 Hughes Jr, William Terrance M BHG758 Rep 2016-04-11 2016-04-15
66 Hui, Sai Fung 許世鋒 BDL757 Rep 2014-05-23 2018-06-30
67 Hunter, Bernard Eliot Osborn 51 M BJU508 Rep 2017-06-28 2017-07-03
68 Ilar, Kristina Birgitta F BGD472 Rep 2015-09-07 2019-10-10
69 Im, Jinseon BAC092 Rep 2013-02-01 2014-05-10
70 Johnson, Matthew Gerard 45 M BIM287 Rep 2016-11-10 2016-11-15
71 Johnson, Richard Anthony (SFC:BGJ124) M BGJ124 Rep 2015-10-22 2015-10-24
Rep 2016-01-04 2019-05-01
72 Kaegi, Thomas M BHG813 Rep 2016-04-08 2017-02-01
73 Kang, Chang Joo BGV243 Rep 2016-01-15 2016-01-18
74 Kang, Tae Jong 姜太鐘 BCB448 Rep 2013-10-16 2016-11-26
75 Kaune Moreno, Federico Ludwing AOS290 Rep 2017-03-22 2017-03-27
76 Khosla, Navjeewan Jatinder AMC956 Rep 2013-04-10 2013-12-05
77 Kim, Calvin M BEG037 Rep 2014-10-06 2025-09-04
78 Kim, Ji Woong 金智雄 BHH493 Rep 2016-04-15 2019-02-28
79 Kim, Jun Sub BGI784 Rep 2015-10-16 2018-06-20
80 Kim, Seung-Bom AOI831 Rep 2013-04-10 2017-03-14
RO 2017-03-14 2019-12-19
81 Kim, Yong Duk 金容德 BGG675 Rep 2015-09-25 2020-03-13
82 Klingenberg-Timm, Benno M BGD845 Rep 2015-09-08 2015-09-09
Rep 2017-01-12 2017-01-17
Rep 2017-02-13 2017-02-15
83 Klugherz, Thomas Charles M BID168 Rep 2016-09-08 2016-09-14
84 Koehler, Dinah Anna F BHG858 Rep 2016-04-08 2017-02-01
85 Koh, Feng Hui 高鳳慧 BIC330 Rep 2016-09-01 2018-08-09
86 Koo, Julie J F ANE311 Rep 2015-04-13 2015-08-27
RO 2015-08-27 2017-12-29
87 Lai, Chin Wai 賴展懷 ARP476 Rep 2014-10-06 2016-07-30
88 Lai, Hing Lun 黎慶麟 M AOC910 Rep 2016-05-26 2018-06-06
89 Lam, Chi Ping 林治平 AOY505 Rep 2013-02-01 2014-05-22
90 Lam, Chi Yeung (SFC:BBL717) 林智洋 BBL717 Rep 2016-12-28 2018-09-01
91 Lam, Lam (SFC:BHD555) 林琳 BHD555 Rep 2016-03-16 2017-03-25
92 Lam, Von Villy Mendoza 林威利 BAL419 Rep 2013-02-04 2015-02-25
93 Lam, Wan (SFC:BCK236) 林耘 BCK236 Rep 2015-03-04 2015-10-24
94 Lecher, Stefan Alexander M BBS630 Rep 2013-08-13 2014-03-05
RO 2014-03-05 2016-08-15
95 Lee, Jason Kwan Ho 李君豪 M AWW455 Rep 2013-04-10 2019-01-29
96 Lee, Tien Soon BJT065 Rep 2017-06-12 2017-06-16
97 Lee, Tsz Heng 李芷蘅 AXO514 Rep 2013-02-01 2014-01-10
98 Leonard, John Christopher M BGL196 Rep 2015-10-29 2016-07-01
99 Leung, Jeremy Jan Yu M BGI760 Rep 2015-10-19 2015-10-21
Rep 2016-02-11 2016-02-16
100 Leung, Ka Wai (SFC:AOK606) 梁家瑋 AOK606 Rep 2013-02-01 2016-04-01
101 Leung, Po Chun 梁寶珍 AEY251 Rep 2014-06-23 2018-09-04
102 Leung, Suen Yan BHG141 Rep 2016-04-07 2017-02-01
103 Li, Charles Sai Yiu 李世耀 M AFN641 Rep 2013-02-01 2016-02-16
RO 2016-02-16 2022-07-15
104 Ling, Xinyuan 凌新源 AUM712 RO 2012-09-12 2016-06-15
105 Mackie, Graham Alan M BGH903 Rep 2015-10-09 2015-10-23
Rep 2016-02-11 2022-04-28
106 McCallum, Joshua Neil M BFW390 Rep 2015-07-21 2015-07-24
107 McCarthy, Victoria Anne F BJO387 Rep 2017-05-18 2017-05-26
108 McConnell, Simon Peter Watson M BEI664 Rep 2014-10-20 2015-07-16
109 McCourt, Ryan James M BGJ363 Rep 2015-10-23 2016-09-30
110 Meaney, Howard Michael M BKA398 Rep 2017-07-19 2017-07-21
111 Meng, Yuan (SFC:BCG394) 孟媛 BCG394 Rep 2016-09-13 2018-08-04
112 Ming, Albert 明耀文 M AMU061 Rep 2013-08-07 2014-03-05
RO 2014-03-05 2016-08-16
113 Miura, Takuya (SFC:BHP322) 三浦拓也 BHP322 Rep 2016-06-13 2016-06-16
114 Moy, Paul John M BHG216 Rep 2016-04-07 2016-04-16
115 Muller-Wegner, Andre Bruno M BJK485 Rep 2017-04-20 2017-04-26
116 Newell, Robert Joseph M BJO116 Rep 2017-05-19 2017-05-25
117 Newman, Stuart Graham M BJG761 Rep 2017-03-17 2017-03-24
118 Ng, William Tsang Kwong 吳增光 M BHM307 Rep 2016-05-20 2017-01-14
119 Nicholas, James Everett M BHN911 Rep 2016-06-02 2016-06-08
120 Oliete Galiano, Adolfo M BFO427 Rep 2015-06-08 2019-12-05
121 Olstein, Stephen Jeffery M BID599 Rep 2016-09-08 2018-04-30
122 Ong, Yeok Foong Geraldine F BJW896 Rep 2017-07-12 2017-09-06
123 Pang, Jason Yat Sing 彭逸升 M ANT922 Rep 2013-02-01 2013-05-17
124 Pang, Kai Chun 彭啟晉 AOJ337 Rep 2015-01-07 2016-05-25
125 Park, William (SFC:BHG768) M BHG768 Rep 2016-04-11 2016-04-14
Rep 2016-06-02 2016-06-08
126 Perrett, David Michael (SFC:AFF191) M AFF191 RO 2012-09-12 2012-12-18
Rep 2012-12-18 2013-12-05
127 Perrott, Ashley James M ASC939 Rep 2013-02-25 2018-05-21
128 Pershad, Vikas AMF972 Rep 2013-04-10 2014-03-27
129 Petheram, Christopher Mark 54 M BGU671 Rep 2016-01-11 2022-11-30
130 Projit, Chatterjee BID889 Rep 2016-09-14 2016-09-22
131 Purtschert, Markus Anton M BDJ456 Rep 2014-05-07 2015-10-02
132 Raccio, Jeremy E M BIV596 Rep 2017-01-10 2018-05-14
133 Raebsamen, Urs AVN544 Rep 2013-02-01 2021-07-23
134 Raffaldini Ii, Jerome Lino M BFV948 Rep 2015-07-17 2015-07-24
Rep 2015-08-10 2015-08-14
Rep 2015-10-20 2015-10-30
Rep 2015-11-16 2015-11-18
Rep 2015-12-28 2016-01-07
Rep 2016-02-11 2018-05-14
135 Reuter, Clemens BGL208 Rep 2015-10-29 2015-11-02
Rep 2016-07-07 2016-07-16
136 Rivers, Thomas Edward M BFB238 Rep 2015-03-11 2016-10-18
137 Russell, Kevin Gary M BHG762 Rep 2016-04-11 2016-04-15
Rep 2016-10-20 2016-10-28
Rep 2017-01-10 2017-01-15
138 Sanghrajka, Satyan Arvind BGB565 Rep 2015-08-26 2015-09-02
Rep 2015-10-27 2015-10-31
Rep 2015-11-30 2015-12-02
Rep 2016-02-19 2016-02-26
Rep 2016-03-10 2016-03-16
Rep 2016-04-08 2016-04-15
Rep 2017-02-03 2017-02-10
139 Saxvik, Eric Bradley M ACR775 Rep 2013-04-10 2013-09-05
RO 2013-09-05 2017-01-12
140 Shao, Peiyi 邵佩藝 BCR033 Rep 2014-01-10 2014-12-12
141 Shetty, Nathan Sunil M BKM662 Rep 2017-08-17 2017-08-24
142 Shiu, Ephrem 邵藹苓 M AUZ171 RO 2014-02-17 2023-04-06
143 Sotorp, Kai Reiner Jr AHR030 RO 2013-04-05 2013-10-05
RO 2014-02-18 2014-06-30
144 Suess, Benjamin M BHG436 Rep 2016-04-07 2016-04-14
145 Talbot, Richard Casey M BHA427 Rep 2016-02-22 2016-02-26
Rep 2016-04-05 2016-04-08
146 Tang, Yue Han AVS022 Rep 2014-08-05 2022-11-21
147 To, Ngoc-Diep Diana 蘇玉葉 AJK799 Rep 2013-02-01 2014-07-25
148 Toh, Shaowei BHB312 Rep 2016-02-26 2016-03-04
149 Tseng, Yu Wen 曾鈺雯 BFO049 Rep 2015-06-03 2017-07-15
150 Tsui, Ka Ling 徐嘉玲 BGH157 Rep 2015-10-05 2021-09-30
151 Tung, Yat Shing 董日成 AFO409 Rep 2013-02-01 2016-11-17
RO 2016-11-17 2019-06-30
152 Ueno, Akiko 八木晶子 F BBR219 Rep 2013-08-08 2021-06-23
153 Van Beek, Christiaan Lieven BEL614 Rep 2015-09-18 2015-09-25
Rep 2015-11-23 2015-12-03
Rep 2016-02-26 2016-03-04
Rep 2016-04-08 2016-04-14
Rep 2016-05-30 2016-06-03
Rep 2016-07-19 2016-07-22
Rep 2016-09-08 2018-06-13
154 Wang, Hsiao Chun 王曉群 BDA365 Rep 2014-03-06 2015-07-21
155 Wang, Yifen David 王軼奮 BDL759 Rep 2014-05-29 2015-09-01
156 Wasson, Baxter Ward BJK482 Rep 2017-04-13 2017-04-21
157 Wels, Thomas Georg M BHG194 Rep 2016-04-07 2016-04-15
158 Wilkin, Scott Douglas M BIY698 Rep 2017-02-02
159 Williamson, Andrew Masters M AXM703 Rep 2015-09-25
160 Wong, Ee Kay Geoffrey M BFZ518 Rep 2015-08-13 2015-08-19
Rep 2016-06-02 2016-06-07
Rep 2016-11-24 2016-12-02
161 Wong, Frances 王琦雯 F BKE504 Rep 2017-07-31 2021-03-11
162 Wong, Howard (SFC:ADY281) 黃浩雲 M ADY281 Rep 2013-02-06 2013-06-03
163 Wong, Jenq Shin Freddy 王政鑫 BGI754 Rep 2015-10-15 2022-07-20
164 Wong, Kwai Chu 黃桂珠 APO150 Rep 2015-03-20 2022-09-30
165 Wong, Kwong Wui 黃冠瑋 AMK297 Rep 2016-06-17 2016-06-24
166 Wong, Suet Ting 黃雪婷 AEG454 Rep 2016-05-20 2018-05-18
167 Woodland, Emily Jane F AJE851 Rep 2013-04-10 2017-08-08
168 Worthington, Robert Charles M BEN373 Rep 2017-08-07 2020-07-07
169 Xie, Jiaoyue 謝姣岳 BHU354 Rep 2016-07-15 2016-07-22
Rep 2016-12-19 2016-12-23
Rep 2017-07-18 2017-07-20
170 Yeung, Chung Kit 楊忠杰 AST684 Rep 2013-09-24 2023-10-20
171 Yip, Sammy Ka Tak 葉家德 AGO831 Rep 2013-09-03 2015-06-24
172 Yiu, Wai Ho (SFC:APR883) 姚偉浩 APR883 Rep 2014-10-29 2020-06-04
173 Yokoi, Makoto 橫井誠 BGU702 Rep 2016-01-12 2017-02-01
174 Yu, Yik Ki 余奕淇 ARH744 Rep 2013-02-01 2017-12-08
175 Yuen, Ben Cheuk Bun 阮卓斌 M ACH723 RO 2012-09-12 2013-12-20
176 Yuen, Wai Ling (SFC:AXZ887) 袁慧玲 AXZ887 Rep 2013-07-18
177 Yuen, Wing Ho 袁永豪 BIC868 Rep 2016-08-31 2017-05-23
178 Zeller, Hubert Leon Maurice M BJL212 Rep 2017-04-21 2017-04-26
179 Zhang, Yingdong 張穎冬 BFY115 Rep 2015-08-06 2018-03-29

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