Wellington Management Hong Kong Limited (b2003-01-02) 威靈頓管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abrams, Kenneth Lee | M | BGL283 | Rep | 2015-11-09 | 2015-11-13 | |
| 2 | Averill, John Franklin | M | BEJ063 | Rep | 2018-10-30 | 2018-11-01 | |
| 3 | Babson, Abigail Olken | F | BGH582 | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | |||||
| 4 | Baker, Samuel Cranage | M | AOA383 | Rep | 2009-01-05 | 2009-05-28 | |
| 5 | Baldini, Edward Bolles | 56 | M | BJG641 | Rep | 2017-03-30 | 2017-03-31 |
| Rep | 2018-03-26 | ||||||
| 6 | Baxter, Thomas Wilbur | M | AYY701 | RO | 2013-05-15 | 2018-12-31 | |
| 7 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2016-04-19 | 2016-04-22 | ||
| Rep | 2018-05-29 | 2018-05-30 | |||||
| 8 | Boselli, John A | M | BLJ662 | Rep | 2017-11-03 | 2023-10-06 | |
| 9 | Brooks, Philip Andrew | M | ALJ927 | Rep | 2011-01-20 | ||
| 10 | Carmen, Michael Tyler | M | BIW774 | Rep | 2017-01-16 | 2017-01-24 | |
| Rep | 2017-11-13 | 2022-05-17 | |||||
| 11 | Chai, Pamela Pui Pui 蔡蓓蓓 | F | ADT113 | Rep | 2007-06-12 | 2017-03-03 | |
| 12 | Chan, Caroline Wing Han 陳咏嫻 | F | AQS919 | Rep | 2015-09-01 | 2017-12-15 | |
| 13 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | AFY913 | Rep | 2005-07-15 | 2011-08-13 | ||
| 14 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | ACQ204 | Rep | 2008-07-07 | 2016-06-15 | ||
| 15 | Chang, Jae Won | BDC792 | Rep | 2014-05-07 | 2018-03-02 | ||
| RO | 2018-03-02 | ||||||
| 16 | Chau, Gigi Yun Gi 周潤芝 | ARP574 | Rep | 2008-10-23 | 2009-05-21 | ||
| 17 | Chu, Victor Wai Tak 褚偉德 | M | ARK830 | Rep | 2014-01-06 | 2016-07-30 | |
| 18 | Chung, Dong Woo 鄭東祐 | AZF448 | Rep | 2012-05-08 | 2016-12-01 | ||
| 19 | Clark, William Robert Hywel | M | ABV428 | RO | 2003-09-18 | 2013-06-30 | |
| 20 | Clougherty, Carolyn Anne | F | BHQ080 | Rep | 2016-08-01 | 2019-09-30 | |
| 21 | Coakley, Paul Jeremiah | M | ALK118 | Rep | 2004-12-24 | 2006-12-31 | |
| 22 | Creighton, Antony John | M | ALP566 | Rep | 2005-11-03 | 2006-04-26 | |
| RO | 2006-04-26 | 2013-12-06 | |||||
| 23 | Cromwell, Wendy Miller | F | BMP298 | Rep | 2018-04-04 | 2018-04-07 | |
| 24 | Cui, Junxiang 崔俊翔 | BGD424 | Rep | 2015-10-08 | |||
| 25 | Cushing, David Charles (1962-02) | 56 | M | BAU770 | RO | 2013-05-15 | 2016-10-31 |
| 26 | Dearth, Liliana Castillo | BDQ510 | Rep | 2018-11-05 | 2018-11-09 | ||
| 27 | Deresiewicz, Robert Leslie | M | BME186 | Rep | 2018-01-29 | 2018-01-30 | |
| 28 | Dinh, Nhu Thi Thuy | BLO435 | Rep | 2018-01-16 | 2019-05-17 | ||
| 29 | Dunne, Daire Timothy | M | BDN111 | Rep | 2014-07-16 | ||
| 30 | Dvorak, Marketa | BIQ777 | Rep | 2017-01-10 | 2024-08-28 | ||
| 31 | Elliott, David Jonathan | M | BIK518 | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | |||||
| 32 | Enderlein, Carl Dirk | 45 | M | BIN855 | Rep | 2016-11-21 | 2016-11-25 |
| Rep | 2018-01-17 | 2018-01-19 | |||||
| 33 | Fan, Fei Fei Philip 范飛飛 | M | BGJ235 | Rep | 2015-11-02 | 2015-11-05 | |
| 34 | Fan, Liang (SFC:BCC317) 樊亮 | BCC317 | Rep | 2016-09-29 | 2018-04-19 | ||
| 35 | Fuhrman, Robert Neil | M | BGC390 | Rep | 2015-09-04 | 2015-09-07 | |
| 36 | Fung, Ka Man (SFC:BMT317) 馮家敏 | BMT317 | Rep | 2018-04-17 | 2023-02-14 | ||
| 37 | Gallo, Ann Catherine | F | BDZ924 | Rep | 2014-08-25 | 2014-08-29 | |
| 38 | Geary, Scott Cameron | M | BJV521 | RO | 2017-09-22 | 2023-07-01 | |
| 39 | Glazer, Bruce Lawrence | M | BMQ169 | Rep | 2018-03-22 | 2018-03-23 | |
| 40 | Goodman Iii, Robert Campe | M | BNO751 | Rep | 2018-09-20 | 2018-09-21 | |
| 41 | Goodstadt, Patricia Ann 顧文瑜 | F | AVI453 | Rep | 2010-07-13 | 2024-12-31 | |
| 42 | Goulding, Harriet Katherine | F | BGY973 | Rep | 2016-02-15 | 2016-02-17 | |
| 43 | Goyal, Priyal | BNS046 | Rep | 2018-10-29 | 2019-05-27 | ||
| 44 | Guck, Brian Hall | M | ANU992 | Rep | 2006-08-31 | 2011-12-31 | |
| 45 | Han, Hye Won 韓惠媛 | BGD423 | Rep | 2015-09-25 | 2021-12-31 | ||
| 46 | Hannigan, William Joseph | 56 | M | BCY164 | Rep | 2014-03-24 | 2016-12-31 |
| 47 | Helfer, Ray Eugene Jr | M | AVD288 | RO | 2010-07-14 | 2017-11-10 | |
| Rep | 2017-11-10 | 2019-10-15 | |||||
| 48 | Henry, Simon Charles (SFC:BDN112) | M | BDN112 | Rep | 2014-07-16 | ||
| 49 | Hoffman, Richard Kirk | M | BDD367 | Rep | 2014-04-07 | 2014-04-15 | |
| 50 | Horowitz, Jason Aaron | M | BHE016 | Rep | 2016-04-07 | 2016-04-08 | |
| 51 | Hubbard, Cara | F | BNN588 | Rep | 2018-09-18 | 2018-09-24 | |
| 52 | Hui, Ming Kei 許銘基 | ANR562 | Rep | 2018-10-24 | 2021-10-05 | ||
| 53 | Hwang, Jennifer Nicole 黃悅真 | F | AXG088 | Rep | 2014-04-30 | 2016-04-22 | |
| 54 | Hynes, Jean Marie | 49 | F | BEJ077 | Rep | 2016-02-15 | 2016-02-17 |
| Rep | 2017-09-18 | 2017-09-19 | |||||
| Rep | 2018-07-16 | 2025-01-01 | |||||
| 55 | Iwai, Katsuhiro | M | BGJ236 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2018-11-05 | 2018-11-09 | |||||
| 56 | Jia, Chelsea Yue | AVX461 | Rep | 2014-04-24 | 2014-09-25 | ||
| 57 | Kalbreier, Malte Manuel | M | BIL892 | Rep | 2016-10-31 | 2016-11-02 | |
| Rep | 2018-01-17 | 2018-01-19 | |||||
| 58 | Kang, Hee Joo 姜熹住 | AWV264 | Rep | 2011-04-04 | 2011-11-11 | ||
| 59 | Kapadia, Sunil Vijay | M | AWB792 | Rep | 2014-07-16 | 2021-09-03 | |
| 60 | Kim, Dennis Hong | M | BGO947 | Rep | 2015-12-02 | 2015-12-04 | |
| Rep | 2017-05-08 | 2017-05-11 | |||||
| Rep | 2017-11-13 | 2023-09-01 | |||||
| 61 | Kim, Hye Na 金慧娜 | BFU953 | Rep | 2015-08-24 | 2017-07-26 | ||
| 62 | Kirk, Christopher George | M | BIG449 | Rep | 2016-10-24 | 2016-10-28 | |
| 63 | Kong, Jessica Pik Suen 江璧璇 | F | ANB753 | Rep | 2013-12-02 | 2019-04-18 | |
| 64 | Kook, Soonki 鞠淳起 | BEB072 | Rep | 2018-11-05 | |||
| 65 | Kwan, Mei Mei 關美美 | APX211 | Rep | 2011-08-26 | 2014-11-07 | ||
| 66 | Kwok, Ping (SFC:ADO003) 郭蘋 | ADO003 | Rep | 2008-01-18 | 2012-10-31 | ||
| RO | 2012-10-31 | ||||||
| 67 | Lam, Carol Wan Yeung 林韻洋 | F | AOQ811 | Rep | 2007-04-02 | 2013-07-24 | |
| 68 | Lee, Chin Choi 利展才 | AMB639 | Rep | 2005-06-16 | 2025-05-30 | ||
| 69 | Lee, Desmond Wing Sin 李永善 | M | AMX783 | Rep | 2018-11-05 | ||
| 70 | Lee, Kyung Jik | BJH185 | Rep | 2017-04-26 | 2020-12-31 | ||
| 71 | Lee, Steven Hyung Wk | M | AUJ842 | Rep | 2010-01-28 | 2011-09-17 | |
| 72 | Lee, Yong Ha | AVJ141 | Rep | 2011-12-19 | 2015-03-31 | ||
| 73 | Levy, Nathaniel Stephen | M | BGH587 | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | |||||
| 74 | Lewis, Richard James (SFC:BGL296) | M | BGL296 | Rep | 2015-11-09 | 2017-06-30 | |
| 75 | Li Chan, Marian Sien Mun 李陳倩文 | F | AAK519 | Rep | 2005-01-12 | 2005-12-23 | |
| RO | 2005-12-23 | 2010-05-01 | |||||
| 76 | Lipton, Matthew Thomas | M | BNI289 | Rep | 2018-10-08 | 2018-10-12 | |
| 77 | Liu, Zhaoying 劉兆熒 | AWJ024 | Rep | 2010-12-20 | 2013-08-01 | ||
| 78 | Lockhart, William Robert Somervell | M | ANF270 | Rep | 2006-03-21 | 2009-12-11 | |
| 79 | Maguire, Daniel (SFC:BGJ237) | M | BGJ237 | Rep | 2015-11-02 | 2015-11-05 | |
| 80 | Mak, Ada Lai Ling 麥麗玲 | F | AAJ497 | RO | 2003-09-18 | 2007-10-12 | |
| 81 | Mandel, Mark David | 51 | M | BMK027 | Rep | 2018-02-27 | 2018-03-01 |
| 82 | Masdea, Michael Theodore | M | BND570 | Rep | 2018-07-18 | 2018-07-20 | |
| 83 | Mason, Matthew James (SFC:ANZ767) | M | ANZ767 | Rep | 2006-09-25 | 2009-05-21 | |
| 84 | Mattiko, Gregory Alan | M | ANP871 | Rep | 2015-11-02 | 2015-11-05 | |
| 85 | McCarthy, Conor William | M | BNA754 | Rep | 2018-06-14 | 2018-06-15 | |
| Rep | 2018-07-30 | 2018-08-02 | |||||
| 86 | McElroy, Michael Patrick | M | BIK519 | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | |||||
| 87 | Melhuish, Alexandra Hero Catriona | F | BNN589 | Rep | 2018-09-10 | 2021-11-19 | |
| 88 | Muir, Alexander Douglas Davidson | M | BMV572 | Rep | 2018-06-04 | 2023-12-31 | |
| 89 | Muralidhar, Srikantaiah | BNS340 | Rep | 2018-11-05 | 2018-11-09 | ||
| 90 | Murphy, Kevin Francis | M | BLI618 | Rep | 2017-11-14 | 2017-11-21 | |
| 91 | Murray, Brian Robert | M | BAU769 | RO | 2013-05-15 | 2015-06-12 | |
| Rep | 2015-11-09 | 2019-10-15 | |||||
| 92 | Nambiar, Kuniyil Sasidharan | BIQ137 | Rep | 2016-12-30 | 2021-11-19 | ||
| 93 | Neubert, Daniel McNeil | M | BGB245 | Rep | 2015-09-14 | 2025-08-01 | |
| 94 | O'Connell, Susan Gail | F | AST317 | Rep | 2015-05-15 | 2015-05-21 | |
| 95 | Orly, Christophe Yann Olivier | 54 | M | BCO233 | Rep | 2014-01-20 | 2014-04-18 |
| Rep | 2014-05-05 | 2016-12-05 | |||||
| 96 | Pang, Alwyn See Kit 彭思杰 | M | ACJ317 | Rep | 2015-11-02 | 2021-06-11 | |
| 97 | Park, Hye Jin (SFC:BDD041) | BDD041 | Rep | 2014-04-28 | 2021-12-03 | ||
| 98 | Parker, Jawan Shamel | 42 | BGJ234 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2018-11-05 | 2018-11-09 | |||||
| 99 | Patodia, Yashvardhan Narayan | BGJ231 | Rep | 2015-11-02 | 2015-11-05 | ||
| 100 | Payyappilly, Victor Cherian | M | BNS045 | Rep | 2018-11-05 | 2018-11-09 | |
| 101 | Perelmuter, Phillip H | 57 | M | ALC035 | Rep | 2016-01-25 | 2016-01-29 |
| Rep | 2017-09-11 | 2017-09-13 | |||||
| 102 | Perumal, Janet Anandhi | F | BDH781 | Rep | 2014-05-26 | 2020-08-04 | |
| 103 | Pouillart, Cedric Roger Armand Jean-Yves | M | BAU771 | RO | 2013-05-15 | ||
| 104 | Puritz, Adam Todd | M | BJV177 | RO | 2017-09-15 | 2020-12-31 | |
| 105 | Qian, Feng (SFC:ANH323) 錢峰 | ANH323 | Rep | 2006-04-20 | 2014-01-10 | ||
| RO | 2014-01-10 | 2017-12-31 | |||||
| 106 | Rice, Eric Marshall | M | BIJ005 | Rep | 2016-10-25 | 2016-10-28 | |
| Rep | 2018-03-12 | 2018-03-16 | |||||
| 107 | Sanwal, Vasundhara (SFC:BLJ461) | F | BLJ461 | Rep | 2017-11-13 | 2024-04-12 | |
| 108 | Schneider, Oliver Marcell | M | BKV308 | Rep | 2017-10-09 | 2017-10-12 | |
| 109 | Sharp Paul, Andrew David | M | BEX115 | Rep | 2015-03-18 | 2022-06-29 | |
| 110 | St John, Scott Ivan | M | BEM717 | Rep | 2014-11-28 | 2014-12-05 | |
| 111 | Su, Xuewei 蘇雪瑋 | BJE829 | Rep | 2018-11-05 | |||
| 112 | Syn, Mark Li-Min | M | AGG540 | Rep | 2008-11-24 | 2011-10-03 | |
| 113 | Szabo, Jeno | BMP295 | Rep | 2018-03-26 | 2018-03-28 | ||
| 114 | Towfighi, Ali Reza | 52 | M | AOV143 | RO | 2010-02-26 | 2013-05-31 |
| Rep | 2013-05-31 | 2015-05-08 | |||||
| 115 | Ueki, Hideo | M | BEJ774 | Rep | 2016-05-09 | 2019-10-15 | |
| 116 | Uzun, Ekaterina Alexeevna | BGC393 | Rep | 2015-09-04 | 2015-09-07 | ||
| 117 | Vanderkolk, Mark David | M | AYN677 | Rep | 2018-10-10 | 2018-12-05 | |
| 118 | Wang, Lisha 王丽莎 | AWW125 | Rep | 2012-03-09 | 2016-08-13 | ||
| 119 | Whiting, Lori Lynn | BEM703 | Rep | 2014-11-28 | 2014-12-05 | ||
| 120 | Wong, Chi Wai (SFC:ARH852) 王子瑋 | ARH852 | Rep | 2011-05-13 | 2021-03-31 | ||
| 121 | Wong, Mei Ling (SFC:BJS917) 黃美玲 | BJS917 | Rep | 2017-06-19 | |||
| 122 | Wong, Sally Yat Sze 黃逸詩 | F | ASO411 | Rep | 2009-04-14 | 2015-03-06 | |
| 123 | Xu, Xiao (SFC:ATL670) 徐霄 | ATL670 | Rep | 2009-07-29 | 2010-07-24 | ||
| 124 | Yang, Yan (SFC:AST106) 楊琰 | AST106 | Rep | 2009-04-08 | |||
| 125 | Yeong, Brian Zhiyong | M | BIM901 | Rep | 2016-11-07 | 2016-11-11 | |
| Rep | 2018-01-16 | ||||||
| 126 | Yeung, Ka Lee 楊嘉莉 | ANA541 | Rep | 2014-10-13 | 2017-01-31 | ||
| 127 | Yim, Wai Nga 嚴維雅 | BBS695 | Rep | 2015-10-15 | 2018-06-29 | ||
| 128 | Younis, Adnan Mohammed | M | BKO681 | Rep | 2017-09-18 | 2019-10-07 | |
| 129 | Yu, Che Kaei 游智凱 | AXL098 | Rep | 2011-07-22 | 2014-01-15 | ||
| RO | 2014-01-15 | 2018-04-13 | |||||
| 130 | Yu, Hsueh-Yu 于學宇 | AXY698 | Rep | 2011-09-19 | 2015-02-26 | ||
| 131 | Yu, Jiayan 郁嘉言 | BHF578 | Rep | 2016-05-16 | |||
| 132 | Zhang, Hong (SFC:ASZ571) 張虹 | ASZ571 | Rep | 2011-08-31 | 2014-07-15 | ||
| 133 | Zhu, Guanhua 朱冠华 | AVG924 | Rep | 2010-07-12 | 2015-01-23 | ||
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