UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Audi, Elias | M | BCE913 | Rep | 2016-12-19 | ||
| 2 | Best, David Gareth | M | AKO808 | Rep | 2016-12-19 | 2018-04-28 | |
| 3 | Blanchard, Scott Allen | M | ADT574 | Rep | 2016-12-19 | 2017-07-25 | |
| 4 | Bordat-Maldonado Parra, Adrien Paul Augustin | M | BBB918 | Rep | 2016-12-19 | 2022-07-31 | |
| 5 | Buffham, Laura Jayne | F | BBL851 | Rep | 2016-12-19 | 2017-03-04 | |
| 6 | Cai, Zhibin (SFC:AYC190) 蔡志斌 | AYC190 | Rep | 2016-12-19 | |||
| 7 | Chan, Chun Hin (SFC:BCO771) 陳晉軒 | BCO771 | Rep | 2016-12-19 | 2019-04-19 | ||
| 8 | Chan, Chun Yin (SFC:BBK468) 陳俊彥 | BBK468 | Rep | 2016-12-19 | 2019-05-29 | ||
| 9 | Chan, Kwan Wah 陳君華 | AZJ981 | Rep | 2016-12-19 | 2020-10-30 | ||
| 10 | Chan, Su-Li 陳淑麗 | BEV766 | Rep | 2016-12-19 | 2021-04-22 | ||
| 11 | Chandler, Benjamin Victor Michael | M | AEO780 | RO | 2016-12-19 | 2019-11-01 | |
| 12 | Chen, Dennis Chih Chieh 陳智傑 | M | APH886 | Rep | 2016-12-19 | 2022-04-29 | |
| 13 | Cheng, Anthony Roger 陳若嘉 | M | AXC419 | Rep | 2016-12-19 | 2021-03-01 | |
| 14 | Choi, Junsuk | BHF478 | Rep | 2016-12-19 | 2017-11-18 | ||
| 15 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2016-12-19 | |||
| 16 | Clifford, Timothy Edward | M | AFH048 | Rep | 2016-12-19 | 2017-02-08 | |
| 17 | Combalot, Laurent Benoit Georges | M | AHC015 | RO | 2016-12-19 | 2025-02-11 | |
| 18 | Conley, Richard Adrian | M | AQK261 | Rep | 2016-12-19 | 2017-03-01 | |
| 19 | Davis, Christopher Edward | M | AXD833 | Rep | 2016-12-19 | ||
| 20 | Feschet, Boris Xavier | M | AMK015 | RO | 2016-12-19 | 2019-05-25 | |
| 21 | Fok, Ronald King Man 霍敬文 | 39 | M | AGE025 | Rep | 2016-12-19 | 2018-05-04 |
| 22 | French, Bruce Ian | M | AQM685 | Rep | 2016-12-19 | 2017-09-01 | |
| 23 | Gray, Christopher (SFC:AMH827) | M | AMH827 | Rep | 2016-12-19 | 2017-10-28 | |
| 24 | Guez, Ilane Yonathan Pierre | M | BAD514 | Rep | 2016-12-19 | 2023-05-09 | |
| 25 | Han, Chia Lei 韓嘉蕾 | ADS722 | Rep | 2016-12-19 | 2019-10-17 | ||
| 26 | Herbert, Thomas William (SFC:BAI196) | M | BAI196 | Rep | 2016-12-19 | 2019-07-13 | |
| 27 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2016-12-19 | 2018-06-05 | ||
| 28 | Holroyd, Alistair Hugo | M | BAW840 | Rep | 2016-12-19 | ||
| 29 | Hu, Jing (SFC:BDI053) 胡靜 | BDI053 | Rep | 2016-12-19 | 2021-05-28 | ||
| 30 | Huang, Nicholas Guoliang 黃國凉 | M | BHP915 | Rep | 2016-12-19 | 2020-01-04 | |
| 31 | Hui, Jimmy Siu Yin 許兆賢 | M | BHY281 | Rep | 2016-12-19 | ||
| 32 | Innerdale, David James | M | ALS810 | RO | 2016-12-19 | 2023-07-07 | |
| 33 | Joseph Pulpel, Savio | M | AXF534 | Rep | 2016-12-19 | 2025-06-03 | |
| 34 | Keung, Jun Chao 姜駿超 | BDK110 | Rep | 2016-12-19 | 2018-01-16 | ||
| 35 | Kim, Seunghwan | BIC659 | Rep | 2016-12-19 | 2020-04-30 | ||
| 36 | Kudalkar, Samarth | BFI923 | Rep | 2016-12-19 | |||
| 37 | Lee, Michel Kai Tai 李啟泰 | M | AOJ780 | Rep | 2016-12-19 | 2018-07-25 | |
| 38 | Li, Jingshu (SFC:BDX191) 李京書 | BDX191 | Rep | 2016-12-19 | 2017-09-06 | ||
| 39 | Li, Mavis Qiwen 李綺雯 | F | AMF022 | Rep | 2016-12-19 | 2018-02-08 | |
| 40 | Lim, Pek Kueen | BDL625 | Rep | 2016-12-19 | 2023-12-13 | ||
| 41 | Lock, Timothy James | M | AXQ297 | Rep | 2016-12-19 | 2022-05-31 | |
| 42 | Lu, Qing (SFC:BEZ264) 盧青 | BEZ264 | Rep | 2016-12-19 | 2020-07-31 | ||
| 43 | Mak, Hin Chun 麥顯俊 | M | APL244 | Rep | 2016-12-19 | 2017-09-19 | |
| 44 | Matsumoto, Jun 松本淳 | BAZ871 | Rep | 2016-12-19 | 2017-09-01 | ||
| 45 | McNulty, Peter Richard | M | BBR308 | Rep | 2016-12-19 | ||
| 46 | Mok, Kwan Ho (SFC:AXS235) 莫君豪 | AXS235 | Rep | 2016-12-19 | |||
| 47 | Motwani, Natasha Murli | F | AUR655 | Rep | 2016-12-19 | 2022-04-15 | |
| 48 | Novak, Alexander Stanley | M | ATI171 | Rep | 2016-12-19 | 2019-01-28 | |
| 49 | Parakh, Archit | BBT705 | Rep | 2016-12-19 | 2022-06-17 | ||
| 50 | Patel, Suhail Yusuf | BHJ819 | Rep | 2016-12-19 | 2018-08-01 | ||
| 51 | Philippson, Thomas Olafur Vaughton | M | BAC320 | Rep | 2016-12-19 | 2020-07-17 | |
| 52 | Rachit, Raj | M | BFF384 | Rep | 2016-12-19 | 2019-08-03 | |
| 53 | Raskin, Iain Alexander (SFC:BAX616) | M | BAX616 | Rep | 2016-12-19 | 2018-03-21 | |
| 54 | Sabas, Steffen Erich August | M | BIB411 | Rep | 2016-12-19 | 2017-09-08 | |
| 55 | Shen, Jiawen (SFC:ANQ097) 沈佳雯 | ANQ097 | Rep | 2016-12-19 | 2021-07-02 | ||
| 56 | Slaoui, Mohammed Saad | M | AYC193 | Rep | 2016-12-19 | 2020-03-11 | |
| 57 | Smith, Paul Savile | M | AVN296 | Rep | 2016-12-19 | 2017-09-22 | |
| 58 | Song, Chaoran 宋超然 | BDL242 | Rep | 2016-12-19 | |||
| 59 | Soo, Joon Shern 蘇駿昇 | BEZ017 | Rep | 2016-12-19 | 2019-06-21 | ||
| 60 | Stead, David Andrew (SFC:AQT298) | M | AQT298 | Rep | 2016-12-19 | 2017-03-01 | |
| 61 | Steele, Patrick James | M | BCZ920 | Rep | 2016-12-19 | 2018-05-17 | |
| 62 | Strachan, David Lyall | M | AFF232 | Rep | 2016-12-19 | 2018-09-08 | |
| 63 | Suen, Kin Dick 孫堅迪 | AVM103 | Rep | 2016-12-19 | |||
| 64 | Sung, Yoon Kyu | AKU991 | Rep | 2016-12-19 | 2020-09-07 | ||
| 65 | Tan, Freddie Kuok Lin | ASQ162 | RO | 2016-12-19 | 2019-11-01 | ||
| 66 | Tee, Brian Benedict | M | AXP239 | Rep | 2016-12-19 | 2017-09-09 | |
| 67 | Toyosaki, Arisa | BIG289 | Rep | 2016-12-19 | 2018-03-06 | ||
| 68 | Tropper, Giselle Natalia | AUA249 | Rep | 2016-12-19 | 2017-05-22 | ||
| 69 | Ugayama, Kazuya | BEC906 | Rep | 2016-12-19 | 2018-04-14 | ||
| 70 | Wannenmacher, Tim | M | AMU467 | RO | 2016-12-19 | ||
| 71 | Wong, Donald Ho Lun 黃浩麟 | M | APH272 | Rep | 2016-12-19 | 2021-07-19 | |
| 72 | Wong, Kelman Kai Man 王啟民 | BDZ079 | Rep | 2016-12-19 | 2018-11-29 | ||
| 73 | Wu, Bun Lerd Bernard 胡斌畧 | APL242 | Rep | 2016-12-19 | 2021-05-27 | ||
| 74 | Xu, Huifang 徐惠芳 | BAV748 | Rep | 2016-12-19 | |||
| 75 | Xu, PeiLai 徐沛來 | AOH669 | Rep | 2016-12-19 | 2021-05-11 | ||
| 76 | Yang, Feng (SFC:BEZ148) 楊風 | BEZ148 | Rep | 2016-12-19 | 2019-05-11 | ||
| 77 | Yuan, Qian (SFC:BBK056) 袁倩 | BBK056 | Rep | 2016-12-19 | 2020-02-25 | ||
| 78 | Yun, Heekyu | ATJ399 | Rep | 2016-12-19 | 2024-01-10 | ||
| 79 | Zhang, Zijun 張紫珺 | BHF774 | Rep | 2016-12-19 | 2021-06-30 | ||
| 80 | Zhu, Weiqi 朱偉奇 | BFX215 | Rep | 2016-12-19 | 2017-11-25 |
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