Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Danny Q 包強 | ANR606 | Rep | 2010-10-08 | 2012-02-16 | ||
| 2 | Bhammer, Vishal Mahendra Kumar | M | AHF765 | Rep | 2010-08-30 | 2013-05-15 | |
| 3 | Blanchard, Dominique Jean Rene | AUX224 | Rep | 2010-04-28 | 2012-12-20 | ||
| 4 | Bradbury, Colin David | M | AAV861 | Rep | 2010-07-13 | 2012-02-16 | |
| 5 | Chadwick, Mark David (SFC:ADT508) | M | ADT508 | Rep | 2010-05-17 | 2011-09-10 | |
| 6 | Chan, Andrew Shingfun 陳盛勳 | M | AMC389 | Rep | 2009-08-24 | 2011-06-27 | |
| 7 | Chan, Man Hon (SFC:AEI555) 陳文瀚 | AEI555 | Rep | 2010-03-17 | 2014-10-01 | ||
| 8 | Chan, Pui Ching (SFC:ASH951) 陳珮晶 | ASH951 | Rep | 2010-06-28 | 2012-02-16 | ||
| 9 | Chan, Sau Han 陳秀嫻 | AUM922 | Rep | 2010-01-13 | 2014-09-27 | ||
| 10 | Chan, Ut Ieong 陳悅楊 | AWF498 | Rep | 2010-11-03 | 2011-09-15 | ||
| 11 | Chang, Ching-Kun 張靖坤 | ALJ991 | Rep | 2010-10-15 | 2012-09-01 | ||
| 12 | Chen, Hui Ming (SFC:ALW538) 陳慧明 | ALW538 | Rep | 2010-09-21 | 2014-06-25 | ||
| 13 | Chen, Po-jen 陳柏任 | APN593 | Rep | 2010-11-16 | 2013-08-22 | ||
| 14 | Choi, Hyung Wook 崔亨旭 | AQO335 | Rep | 2010-10-15 | |||
| 15 | Chow, Lai Man 周麗文 | AVT288 | Rep | 2010-08-24 | 2012-06-21 | ||
| 16 | Chu, Peter Ka Kit 朱家傑 | M | ACJ314 | Rep | 2009-08-24 | 2012-02-16 | |
| 17 | Dai, Wei (SFC:AOR609) 戴維 | AOR609 | Rep | 2010-05-31 | 2013-07-09 | ||
| 18 | Goto, Hiroyuki 合戶宏之 | ASU203 | Rep | 2009-04-21 | 2015-10-13 | ||
| 19 | Goto, Motomasa 後藤元誠 | APW680 | Rep | 2008-12-29 | 2011-07-17 | ||
| 20 | Grose, George Francis | M | AWH234 | Rep | 2010-11-10 | ||
| 21 | Han, William Wei-Lee | M | AHF798 | Rep | 2010-07-02 | 2012-02-07 | |
| 22 | Hetherington, John Charles 夏嶺東 | M | ABN564 | Rep | 2010-12-09 | 2017-09-13 | |
| 23 | Ho, Ka Wai (SFC:AKV099) 何家維 | 43 | M | AKV099 | Rep | 2010-07-29 | 2012-02-16 |
| 24 | Ho, Wai Kei 何偉基 | AFP308 | Rep | 2009-08-24 | 2013-09-25 | ||
| 25 | Hsu, She-Hung Danny | AUC935 | Rep | 2009-11-06 | 2011-03-01 | ||
| 26 | Huang, Wen Yau 黃文堯 | AWL066 | Rep | 2010-12-06 | 2011-11-15 | ||
| 27 | Hui, Ole Hiu Tung 許曉東 | ARR518 | Rep | 2010-05-25 | 2011-08-05 | ||
| 28 | Huo, Ran (SFC:AOI875) 霍然 | AOI875 | Rep | 2010-08-16 | 2011-05-27 | ||
| 29 | Irvine, Craig Wycliffe 歐陽貴 | M | ACJ334 | RO | 2009-10-20 | 2011-01-29 | |
| 30 | Itasaka, Yusaku | APG493 | Rep | 2007-07-19 | 2012-04-14 | ||
| 31 | Ito, Kanako | ARO126 | Rep | 2009-01-23 | 2012-02-16 | ||
| 32 | Jiang, Sheng (SFC:AWN098) 蔣昇 | AWN098 | Rep | 2010-12-20 | 2012-05-31 | ||
| 33 | Kakehashi, Sayaka | AUV636 | Rep | 2010-03-03 | 2011-04-01 | ||
| 34 | Kam, Wai Lun 甘偉倫 | ANN061 | Rep | 2009-08-24 | 2012-02-16 | ||
| 35 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | ACZ368 | Rep | 2009-08-24 | 2022-02-11 | ||
| 36 | Kanamura, Akihiko | AQY859 | RO | 2010-06-28 | 2011-03-27 | ||
| 37 | Kato, Takashi (SFC:AUD160) | M | AUD160 | Rep | 2009-11-09 | 2017-11-15 | |
| 38 | Katsuta, Hisao 勝田久男 | AEH947 | Rep | 2010-09-13 | 2012-02-01 | ||
| 39 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | Rep | 2009-03-25 | 2011-08-01 | ||
| 40 | Kuo, Yan Ki 郭恩琦 | AWE687 | Rep | 2010-11-03 | 2012-02-16 | ||
| 41 | Kwok, Daisy Dik Sze 郭迪思 | F | ALJ957 | Rep | 2010-12-06 | 2013-08-31 | |
| 42 | Lai, Chi Man (SFC:APQ351) 賴志文 | APQ351 | Rep | 2009-08-24 | 2022-09-08 | ||
| 43 | Lam, Hok Hoi 林學海 | ADS783 | Rep | 2010-07-12 | 2014-07-05 | ||
| 44 | Lam, Jimmy Chun Kwok 林振國 | M | AEY314 | Rep | 2010-11-09 | 2011-08-19 | |
| 45 | Lapakulchai, Vacharachai 林銘輝 | AGX302 | Rep | 2003-10-29 | 2016-06-23 | ||
| 46 | Latzer, Alexander | M | ANM054 | Rep | 2009-08-24 | 2012-08-29 | |
| 47 | Lau, Justin Ching Yin 劉正賢 | M | AJL491 | Rep | 2010-10-25 | 2012-08-29 | |
| 48 | Lau, Kelvin Wai Kin 劉偉健 | M | APQ275 | Rep | 2009-08-24 | ||
| 49 | Law, Joe Hin Pong 羅顯邦 | AEK317 | Rep | 2009-01-23 | 2011-03-21 | ||
| 50 | Law, Yuen Sheung 羅婉湘 | APL590 | Rep | 2010-11-15 | 2012-02-21 | ||
| 51 | Lee, Kee Siong 李淦祥 | ACY060 | Rep | 2009-08-24 | 2024-03-28 | ||
| 52 | Lee, Yuk Man (SFC:AQQ629) 李育文 | AQQ629 | Rep | 2010-06-07 | 2012-02-16 | ||
| 53 | Leung, See Ho 梁思濠 | ADG716 | Rep | 2010-04-23 | 2011-09-02 | ||
| 54 | Li, Benson Chun Yu 李振宇 | M | AJE235 | Rep | 2008-12-29 | 2011-03-21 | |
| 55 | Li, Ester Joyse Sau Han 李秀嫻 | F | AAV369 | Rep | 2010-04-20 | 2013-06-25 | |
| 56 | Liu, Leah 劉栩昕 | 26 | F | ASD686 | Rep | 2010-06-22 | 2012-03-17 |
| 57 | Lo, Ming Hung 盧銘雄 | ADY707 | Rep | 2009-08-24 | 2011-09-22 | ||
| 58 | Lo, Philip (SFC:AMT669) 盧偉楷 | M | AMT669 | Rep | 2010-09-27 | 2012-08-29 | |
| 59 | Ma, Hon Kin 馬漢堅 | AQS325 | Rep | 2009-08-24 | 2011-06-11 | ||
| 60 | Ma, Jibo 馬繼博 | AOR544 | Rep | 2010-09-15 | 2016-04-26 | ||
| 61 | Mar, Johnson | M | ADR669 | Rep | 2008-12-29 | 2012-08-30 | |
| 62 | McLaughlin, Gregory John 歌雷歌 | M | AUT903 | Rep | 2010-02-24 | 2012-07-31 | |
| 63 | Miu, Hon Kit 繆漢傑 | 43 | M | AFB221 | Rep | 2008-03-04 | 2012-10-30 |
| 64 | Miyabe, Nagahisa | ATD358 | RO | 2009-10-20 | 2014-05-10 | ||
| 65 | Miyamoto, Tsutomu | AUJ263 | Rep | 2009-12-18 | 2012-04-21 | ||
| 66 | Mizoguchi, Hironori | AHL612 | Rep | 2009-04-01 | 2022-10-01 | ||
| 67 | Narain, Ravi | AAG780 | Rep | 2010-07-22 | 2017-02-23 | ||
| 68 | Ng, John Wah 伍華安 | M | AEG183 | Rep | 2009-01-23 | 2011-08-01 | |
| 69 | Ng, Wai Kee (SFC:APC928) 吳偉基 | APC928 | Rep | 2010-06-07 | 2012-02-16 | ||
| 70 | Nomura, Hiroyuki | AAB263 | RO | 2008-06-13 | 2011-04-16 | ||
| 71 | Ong, Cilicia Cheng Choo 王清珠 | ALF737 | Rep | 2009-11-10 | 2011-09-16 | ||
| 72 | Ono, Jumpei | AUC930 | Rep | 2009-11-06 | 2011-10-08 | ||
| 73 | Osawa, Miyuki | AML475 | Rep | 2007-06-18 | 2021-07-31 | ||
| 74 | Pienaar, Ross Daniel | M | AOO554 | Rep | 2009-02-17 | 2014-08-06 | |
| 75 | Poon, Hiu Yee | ASY645 | Rep | 2010-08-17 | 2012-08-18 | ||
| 76 | Qian, Zewei 錢澤偉 | 35 | M | ARF330 | Rep | 2008-06-18 | 2014-08-30 |
| 77 | Saito, Shoichi 齋藤彰一 | AJO308 | RO | 2009-06-08 | 2012-07-18 | ||
| 78 | Sarkis, David | M | AJN346 | RO | 2010-04-21 | 2012-03-22 | |
| 79 | Sarmah, Pranab Kumar | M | AKY763 | Rep | 2009-08-24 | 2013-09-25 | |
| 80 | Sun, Mingchun 孫明春 | 39 | M | ARW945 | Rep | 2010-11-02 | 2013-05-17 |
| 81 | Tabata, Shinichi | AUV637 | Rep | 2010-03-03 | 2015-04-25 | ||
| 82 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2009-01-23 | 2011-09-10 | ||
| 83 | Tham, Mun Hon 譚文漢 | AGY660 | Rep | 2009-08-24 | 2011-09-16 | ||
| 84 | Tsang, Wing Chi (SFC:AOB547) 曾詠芝 | AOB547 | Rep | 2010-12-15 | 2014-10-01 | ||
| 85 | Unesaki, Akira 宇根崎彰 | AVC266 | Rep | 2010-04-28 | 2012-11-28 | ||
| 86 | Urata, Yoshio | AUT774 | RO | 2010-03-24 | 2012-03-31 | ||
| 87 | Wan, Maurine 溫慕蓮 | F | AGJ125 | Rep | 2009-08-24 | 2023-03-21 | |
| 88 | Wang, Yong (SFC:AOM636) 王勇 | AOM636 | Rep | 2009-08-24 | 2011-09-27 | ||
| 89 | Wong, Esther Wing Man 黃穎敏 | F | ACR446 | Rep | 2010-09-10 | 2012-05-05 | |
| 90 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2008-12-29 | ||
| 91 | Wong, Tony Tin Wing 黃天穎 | M | ALZ369 | Rep | 2010-09-27 | 2012-06-28 | |
| 92 | Wu, Grace Yuet Ming 胡月明 | F | AKI974 | Rep | 2010-09-13 | 2014-05-15 | |
| 93 | Xie, Yi (SFC:AWE691) 謝軼 | AWE691 | Rep | 2010-11-01 | 2012-01-27 | ||
| 94 | Xue, Fei (SFC:ASP680) 薛菲 | ASP680 | Rep | 2010-12-02 | |||
| 95 | Yamaguchi, Daisuke | AMS713 | Rep | 2010-11-19 | 2014-05-17 | ||
| 96 | Yang, Bohan (SFC:AWH555) 楊博函 | AWH555 | Rep | 2010-11-16 | 2011-04-21 | ||
| 97 | Yeung, Beata Kit Sum 楊潔心 | AFH095 | Rep | 2008-12-29 | 2012-02-16 | ||
| 98 | Yokosuka, Takashi 橫須賀 | AUV635 | Rep | 2010-03-03 | 2012-04-06 | ||
| 99 | Zhang, Senyan 張森焱 | AWK695 | Rep | 2010-12-28 | 2017-09-30 | ||
| 100 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | ATM945 | Rep | 2009-09-22 | 2017-05-11 |
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