NOMURA INTERNATIONAL (HONG KONG) LIMITED 野村國際(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Akaishi, Osamu AHM633 Rep 2004-11-24
2 Asija, Sahil Kumar M AYR644 Rep 2017-10-09 2023-10-17
3 Bansal, Neha (SFC:BDO172) BDO172 Rep 2014-06-13 2015-10-12
4 Barrett, Steven John (1968-12-05) 56 M AGN331 Rep 2004-11-24
5 Beresford, Paul Richard M ANF151 Rep 2016-09-01 2017-03-21
RO 2017-03-21 2019-09-01
6 Byworth, Richard Anthony M AUF080 RO 2015-03-17 2017-12-06
7 Chan, Kenneth Kwok Ho 陳國豪 M ADT909 Rep 2011-07-23
8 Chan, Lap Chung (SFC:AIJ099) 陳立中 AIJ099 Rep 2003-09-25
9 Chan, Thomas Chin Tao 陳展濤 M AQQ120 Rep 2008-03-17 2009-04-01
Rep 2009-08-17 2012-02-17
10 Chan, Wai Chung (SFC:ANZ625) 陳慧聰 ANZ625 Rep 2006-09-20 2013-09-11
11 Chau, Christopher K 周啟峯 M AGW118 Rep 2004-11-08
12 Cheng, Tacky Man Tat 鄭文達 AIC943 Rep 2007-04-26 2013-09-11
13 Cheung, San Tat 張新達 AFD549 Rep 2004-11-24
14 Chiong, Sai Lung 張世龍 AHM814 Rep 2004-11-18
15 Chow, Kar Fai 周嘉輝 AQR215 Rep 2008-03-18 2012-09-13
16 Darby, Sean M AFD144 Rep 2005-11-30 2011-06-17
17 Faulder, David Anthony Stephen M AFU333 Rep 2006-01-23 2006-03-03
18 Firoozye, Nikan Bahram AZG908 Rep 2012-04-16 2017-08-11
19 Fujiwara, Yasuhiro AQD028 RO 2013-05-16 2015-01-21
20 Fukuta, Yoshihiro 福田吉洋 AAF426 Rep 2008-04-15 2008-08-28
RO 2008-08-28 2009-04-20
21 Gaynor, Kevin Brendan M AWE840 Rep 2010-11-05 2011-11-22
22 Go, Yoshinori 鄉喜順 M ADG400 Rep 2004-08-10 2004-09-01
RO 2004-09-01 2012-10-08
23 Goff, John Swafford M AHS150 Rep 2018-05-21 2020-09-24
24 Gupta, Ajay (SFC:AIR435) AIR435 Rep 2014-02-14 2014-12-06
25 Hatanaka, Koji AHN473 Rep 2004-11-24
26 Hirasawa, Satoshi 59 M ADV752 Rep 2004-06-05
27 Ho, Daniel King Wah 何景華 M AFY753 Rep 2004-07-06
28 Ho, Harrison Lok Sang 何樂生 M AAF434 Rep 2004-11-18
29 Ichimura, Toru 市村亨 AIG945 Rep 2004-11-18
30 Iiyama, Toshiyasu 飯山俊康 AJK522 RO 2015-06-01 2018-03-20
Rep 2018-03-20 2018-06-05
31 Kasuga, Shunsuke 春日俊介 ANI761 Rep 2006-05-02 2009-10-01
32 Kawamata, Yasubumi ACN791 Rep 2006-08-19
33 Khairpuri, Prashant Kumar 浦山 M BOQ804 Rep 2020-11-27 2023-06-20
34 Kikuchi, Satoshi AHM444 Rep 2004-11-18
35 Kinoshita, Tomoo AMY877 RO 2008-11-20 2012-08-23
Rep 2012-08-23 2019-03-31
36 Kurtz, Michael David M AGW598 Rep 2011-10-24 2016-04-14
37 Kwan, Wing Kin (SFC:ALU751) 關永堅 ALU751 Rep 2008-07-15 2013-09-11
38 Lam, Flora Kit Ming 林潔明 F ALH861 Rep 2004-10-04 2008-05-31
Rep 2011-09-14 2013-03-16
Rep 2013-04-15 2015-06-16
39 Lao, Steven Sun Ngai 呂孫毅 M ADX641 Rep 2003-10-03 2004-01-12
40 Lau, Hon Wei 劉豐輝 AHX658 Rep 2004-10-19
41 Lee, Wing Ning 李永寧 ADT035 Rep 2013-09-11
42 Leung, Shui Yee 梁瑞儀 AFN181 Rep 2007-11-28
43 Li, Vincent Siu Pan 李肇斌 M ATH809 Rep 2009-07-10 2014-03-29
44 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2004-11-24
45 Lynch, Philip (SFC:ACP539) M ACP539 Rep 2010-06-25 2010-08-27
RO 2010-08-27 2012-09-29
46 Ma, Pui Shan 馬珮珊 ADT908 Rep 2008-12-10
47 Ma, Winnie Wing Mei 馬穎薇 F AIJ098 Rep 2006-07-18
48 Mak, Timothy Koon Hai 麥冠熹 M AQZ616 Rep 2010-09-30 2015-01-21
49 Maret, Nicolas Andre Marcel M BAZ870 Rep 2015-11-05
50 Matsuba, Naoki AHM443 Rep 2004-07-29
51 Matsui, Izumi ACI616 Rep 2008-01-10 2008-10-15
RO 2008-10-15 2014-04-28
52 Morikawa, Kimitaka 森川公隆 ACY814 Rep 2003-06-23 2005-04-15
RO 2005-04-15 2006-07-31
53 Mototani, Daisuke (SFC:AZU889) AZU889 Rep 2012-07-09 2015-01-22
RO 2015-01-22 2017-08-22
Rep 2017-08-22 2017-10-19
54 Nakagawa, Masahiro (SFC:AHM813) 中川雅博 AHM813 Rep 2004-05-01
55 Nakata, Yuji 中田裕二 AGW554 Rep 2004-07-03
Rep 2007-05-09 2007-10-15
RO 2007-10-15 2008-04-28
56 Nam, Vincent Yue Cheung 藍裕祥 M AIB368 Rep 2004-11-23
57 Nishi, Tetsuhiro AUV963 Rep 2017-08-15 2018-08-08
RO 2018-08-08 2024-08-30
58 Nishida, Takeshi M BFE985 RO 2015-04-28 2019-04-01
59 Pavivan, Pavina 林展穎 AFO374 Rep 2006-07-15
60 Poon, Catherine Tin Lai 潘天麗 F ADV934 Rep 2004-11-18
61 Sano, Yoichiro M AHD385 Rep 2004-11-23
62 Sarwal, Neal James Shyam M AXV308 Rep 2011-08-22 2015-06-16
63 Sawada, Hana AGK925 Rep 2004-11-23
64 Sekizuka, Masayuki BON875 RO 2019-09-05
65 Sharma, Vikas (SFC:AFH090) AFH090 Rep 2017-12-01 2018-02-23
RO 2018-02-23 2019-11-20
Rep 2019-11-20 2020-01-14
66 Sheppard, Neil Murray (SFC:AUC311) M AUC311 Rep 2013-12-23 2019-04-08
67 Shikatani, Takuya 鹿谷卓也 AIX746 Rep 2003-06-12 2005-03-22
RO 2005-03-22 2008-01-08
68 Shimizu, Yasuhiro 清水康弘 APQ497 Rep 2008-08-08 2019-10-18
69 Shinohara, Minoru 篠原實 AJJ327 Rep 2009-03-24 2009-04-27
RO 2009-04-27 2010-08-27
RO 2012-09-11 2015-07-02
70 Shrivastava, Anugrah BDR788 Rep 2014-07-14 2014-08-08
71 Siu, Ruby Pui Kay 蕭珮琪 F AGW561 Rep 2004-05-15
72 Sun, Cheuk Wa 孫卓華 AFM321 Rep 2004-05-05
73 Tanaka, Yasuharu 田中康春 AHT285 Rep 2004-11-23
74 Tse, Charlton (SFC:AGE035) 謝志聰 AGE035 Rep 2004-11-23
75 Wang, Hao (SFC:AXV805) AXV805 Rep 2011-08-19 2011-11-19
76 Wang, Yeqing 王叶青 AHF673 Rep 2003-12-23
77 Watanabe, Joji BGA574 Rep 2015-08-14 2016-06-30
78 Watanabe, Kentaro (SFC:BVD837) M BVD837 RO 2024-08-06
79 Watanabe, Kunio ANI941 Rep 2006-04-28 2006-06-29
RO 2006-06-29 2009-04-20
80 Webb, Robert (SFC:ALQ617) M ALQ617 Rep 2017-08-28 2018-06-06
RO 2018-06-06 2023-10-17
81 Wong, Andy Nam Fu 黃南富 ADB026 Rep 2004-11-23
82 Wu, Ya Lan 胡雅嵐 AJL550 Rep 2004-02-12 2009-05-28
83 Xu, Qian (SFC:BGQ738) 徐倩 BGQ738 Rep 2015-12-22 2019-01-29
84 Yang, Alec Ming Lik 楊鳴歷 AHA930 Rep 2004-11-23
85 Yoshizawa, Noriyasu ACG722 RO 2007-11-21
86 Yu, Shuaihao 于帥豪 BLK697 Rep 2017-11-13 2018-03-02
87 Zamora, Poch Edward Imperial M AGM381 Rep 2004-11-24
88 Zhang, Renzhi (SFC:BRM249) 張人之 BRM249 Rep 2021-07-26 2022-12-27

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