UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Au, Antony Yee Chung 區懿聰		M	AAY174	Rep		2005-01-14
2	Chan, Chi Kwong (SFC:AAB855) 陳志光			AAB855	Rep		2003-08-02
3	Chan, Constance Ching Yee 陳靜儀		F	AAJ127	Rep		2004-03-02
4	Chan, Eddie Wing Hang 陳永恆		M	AAN708	Rep		2004-02-27
5	Chan, Hung Kee (SFC:ABF065) 陳鴻基			ABF065	Rep		2003-07-29
6	Chan, Kam Yin 陳金燕			ABS476	Rep		2004-03-01
7	Chan, Lawrence Chung Yuen 陳鍾元	33	M	AIF914	Rep		2005-04-22
8	Chan, Linda San 陳珊		F	ADI958	Rep		2004-02-27
9	Chan, Suet Wah 陳雪華			AAH738	Rep		2004-02-27
10	Chan, Ying Wai (SFC:ABT034) 陳應槐			ABT034	Rep		2004-03-10
11	Chau Mok, Carole Wai Ha 周莫慧霞		F	AAW712	Rep		2004-02-27
12	Chau, Kon Wang 周幹弘			ADQ621	Rep		2004-02-27
13	Chen, Albert Bing Chuen 陳炳泉		M	AFZ867	Rep		2004-03-03
14	Chen, Michael I-Chun 陳懿群		M	ALQ824	Rep	2012-08-30	2013-08-02
15	Cheng, Kin Man (SFC:AHM208) 鄭健民			AHM208	Rep	2012-05-14	2012-06-26
					RO	2012-06-26	2013-02-10
16	Cheong, Henry Ying Chew 張英潮	64	M	AAB214	RO		2003-05-30
					Rep	2003-05-30	2005-08-23
17	Cheung, Christopher Ka Tsun 張家俊		M	AFY937	Rep		2004-03-03
18	Cheung, Kai Yin (SFC:AFT243) 張啟賢			AFT243	Rep		2004-02-27
19	Cheung, Po Lin 張寶連			AAC501	Rep		2004-02-27
20	Cheung, Stephen Ching Ping 張正平		M	ADX258	Rep		2003-08-13
21	Chong, Siu Keung 莊兆強			ABW616	Rep		2004-02-27
22	Chow Lam, Yuet Ping 林月萍			AFF923	Rep		2003-11-27
23	Chow, Fandy Kwai Fan 周桂芬			ADY304	Rep		2004-02-27
24	Chu, Jacqueline Wai Man 朱慧雯		F	AEF324	Rep		2005-01-14
25	Chung, Roman Wing Keung 鍾永強			AAK267	Rep		2004-02-27
26	Cunico Lee, Peggy Hoi Yan 李凱恩		F	AFN909	Rep		2004-03-02
27	Fan, Chak Hung 樊澤雄			AFW559	Rep		2003-07-09
28	Foo, Choy Peng 胡翠屏			AGG707	Rep		2004-03-03
29	Glasgow, Fraser John		M	AEP339	Rep		2004-02-06
30	Ho, Chi Keung (SFC:AAI264) 何志強			AAI264	Rep		2004-03-10
31	Ho, Chi Wah (SFC:AAF726) 何志華			AAF726	Rep		2004-03-02
32	Ho, Chung Ming 何仲明			AEN031	Rep		2004-02-27
33	Ho, Kin Tak 何建德			AEH752	Rep		2004-02-27
34	Ho, Kitty Yuk Ching 何玉清		F	ABA433	Rep		2004-03-02
35	Ho, Mei Ling (SFC:AAY487) 何美玲			AAY487	Rep		2004-02-27
36	Hon, Chi Kwan 韓志君			AFQ276	Rep		2004-03-01
37	Hsu, Duff Karman 徐嘉文	45	M	ACJ278	Rep	2012-02-28	2012-05-18
					RO	2012-05-18
38	Huang, Ziyuan 黃子淵			AGA109	Rep		2003-08-28
39	Hui, Stephen Chiu Chung 許照中	65	M	AAB312	RO		2005-08-11
40	Kuo, Frances 郭葉雪霞		F	AAK367	Rep		2003-07-04
41	Kwong, Sek Yuen 鄺錫源			ADD017	Rep		2004-03-02
42	Lai, Chiu Wai 黎俏慧			AFZ866	Rep		2004-03-10
43	Lai, Lawrence 黎耀桐		M	AHF329	Rep		2004-03-10
44	Lam, Hilda Wing Hong 林詠慷		F	ABT992	Rep		2005-01-12
45	Lam, Ngok Chi 林岳志			AAX505	Rep		2004-02-27
46	Lam, Sau Yuet 林秀月			ABT033	Rep		2004-02-27
47	Lan, Charity Shui Wah 欒萃華			AAE999	Rep		2004-03-02
48	Lau, Siu Fan (SFC:AEN091) 劉少芬			AEN091	Rep		2004-03-01
49	Lau, Tak Hung 劉德雄			AEC937	Rep		2004-03-03
50	Lee, Chun Fai (SFC:AAF018) 李鎮輝			AAF018	RO		2003-05-26
51	Lee, Chun Ho (SFC:ADZ904) 李鎮豪			ADZ904	Rep		2004-01-28
52	Lee, Helen Siu Lan 李少蘭			AAF003	Rep		2004-03-02
53	Lee, Hiok Chuan 李毓銓	78	M	AAC286	Rep		2004-03-12
54	Lee, Ho Cheung (SFC:ADP881) 李浩章			ADP881	Rep		2004-03-03
55	Lee, Karen Ka Yan (SFC:AGO299) 李嘉茵		F	AGO299	Rep		2003-07-23
56	Lee, Kwong Shing 李廣聲			ADV209	Rep		2004-03-01
57	Lee, Long Chin 李隆進			AAG478	Rep	2006-12-29	2008-04-22
					RO	2008-04-22	2021-09-30
58	Lee, Pui Heung 李佩香			AAB815	Rep		2004-03-02
59	Lee, Wai Man (SFC:ACR865) 李慧敏			ACR865	Rep		2004-03-02
60	Leung, Amy Yuen Mai 梁婉媚		F	AED146	Rep		2004-03-02
61	Leung, Chak Fai (SFC:AAZ724) 梁澤輝			AAZ724	Rep		2004-03-10
62	Leung, Eric Siu Chi 梁兆智		M	AAB210	Rep		2004-02-27
63	Leung, Simon Sze Man 梁思敏		M	ADA897	Rep		2004-02-27
64	Leung, Wai Yuen (SFC:AAF511) 梁偉源			AAF511	Rep		2005-01-14
65	Liang, Michael Jiang 梁江		M	ADX368	Rep		2004-03-02
66	Lim, Seng Bee 林紳美	47		AAI542	RO
67	Lit, Chi Hong 列熾康			AAB259	Rep		2004-03-02
68	Liu, Sai Ho 廖世豪			ACX931	Rep		2004-02-27
69	Lo, Jessie Lo Yee 勞露儀			ADT222	Rep		2004-02-27
70	Lo, Kora Kin Iok 勞建玉			ABA770	Rep		2004-02-27
71	Lo, Kwai Wing 勞桂榮			AAB189	Rep		2004-03-02
72	Lo, Shun Tat 盧順達			AAK741	Rep		2004-02-27
73	Lo, Thomas Y Yu 盧韋耀		M	AFR473	Rep		2004-03-02
74	Lo, Tim Hoi 盧添海		M	AAB296	Rep		2004-02-27
75	Lui, Yui Kuen 雷銳權			AAV820	Rep		2005-01-14
76	Mak, Chi Yan (1963) 麥志仁	49	M	AAI825	Rep		2003-07-09
77	Mak, Hau Lin 麥巧蓮			ACW654	Rep		2004-02-27
78	Mak, King Wai 麥經緯			AAI269	Rep		2004-03-02
79	Man, Lumen Leung Yan 萬亮人			AAH274	Rep		2004-03-02
80	Mang, Sin 孟茜			ADB080	Rep		2004-03-10
81	Ng, Ching Chi (SFC:ABL031) 吳清志			ABL031	Rep		2004-03-02
82	Ng, Elvic Sun Pui 吳新培			ACB748	Rep		2004-02-27
83	Ng, Wai Chi (SFC:AFC370) 吳慧芝			AFC370	Rep		2004-03-01
84	Ng, Wang Ping 吳宏坪			AGF277	Rep		2004-02-27
85	Pang, Kwok Leung 彭國樑			AAZ856	Rep		2003-07-09
86	Pang, Philip Lap Yan 彭立人		M	AAE365	Rep		2004-03-10
87	Pang, Wing Kee 彭榮基			AAZ725	Rep		2004-02-27
88	Poh, Siew Yen 傅小燕			ACR249	Rep		2004-02-27
89	Poon, Leonard Carlton Kam Tao 潘鑑韜	63	M	AAB718	Rep		2005-07-01
90	Shiu, Ann Lai On 邵麗安			AEA831	Rep		2004-03-02
91	Shiu, Yuk Ming 邵玉鳴			ADV025	Rep		2004-03-10
92	Siu, Kin Keung 蕭健強			ABP514	Rep		2004-03-10
93	Siu, Yin Chi 蕭賢熾			ACC694	RO		2003-05-26
94	So, Kwan Ming 蘇均明		M	AAB910	Rep		2003-07-08
95	So, Nancy Sau Kuen 蘇秀娟		F	AAA974	RO		2003-07-17
					Rep	2003-07-17
96	Sui, Ming Fai 蕭明輝			AEA210	Rep		2004-03-01
97	Sung, Regina Suk Chun 宋淑珍		F	ADQ620	Rep		2003-08-22
98	Tam, Sing Kwan 譚聖堃			ACR813	Rep		2004-01-30
99	Tang, Chi Keung (SFC:AAD492) 鄧志強			AAD492	Rep		2004-03-02
100	Tang, Kay Hwa 董家華			AAB952	RO		2003-07-09
					RO	2005-11-02	2006-08-15
101	Tong, Edward Che Ming 唐子明		M	AGN006	Rep		2003-07-16
102	Tsang, Suet Mui 曾雪梅			ADQ232	Rep		2003-11-14
103	Wan, Chiu Yin 尹超然			AGB113	Rep		2003-06-26
104	Wan, George Kwok Fan 溫國勳		M	ABZ840	Rep		2004-02-27
105	Wei, Nancy Moi En		F	AGU866	Rep		2003-09-15
106	Wong, Chun (SFC:AFI073) 王真			AFI073	Rep		2004-02-27
107	Wong, Gary Wai Hung 王偉雄		M	ABM237	Rep		2004-03-02
108	Wong, Nei Nar 黃莉娜			AFD756	Rep		2003-11-14
109	Wong, Sylvia Ka Yee 黃嘉怡		F	ABE414	Rep		2004-02-27
110	Wong, Tsun Keung 黃俊強			AAB693	Rep		2004-03-02
111	Yang, Chak Kwan 楊澤群			AAG422	Rep		2004-03-02
112	Yeung, Andra Shuk Kwan 楊淑群			ADA683	Rep		2004-03-02
113	Yeung, Ching (SFC:AAA712) 楊青			AAA712	Rep		2004-03-10
114	Yeung, Kam Ho 楊錦浩	49	M	AAX504	Rep		2004-02-27
115	Yeung, Martin Ting For 楊丁科		M	AAF750	Rep		2004-03-10
116	Yip, Estella Kwok Pik 葉國碧		F	ADF883	Rep		2004-03-10
117	Yip, Karen Kit Man 葉潔雯		F	AET381	Rep		2004-02-27
118	Yu, Honson Hon Kin 余漢堅			AAH520	Rep		2004-03-02
119	Yuen, Manry Siu Tong 阮紹棠			ABM630	RO		2005-01-12
120	Yung, Hoi Chung 容海松			AAV822	Rep		2004-02-27
121	Zhang, Xi (SFC:AHI333) 張曦	43	M	AHI333	Rep		2004-03-03

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