GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 國泰君安證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Chan, Anna Man 陳敏 | F | Rep | 2004-09-07 | 2008-02-15 | |
| 2 | Chan, Ivan Man Sum 陳文深 | 34 | M | Rep | 2003-12-30 | |
| 3 | Chan, Ka Wah (SFC:ACT175) 陳家驊 | Rep | 2020-10-31 | |||
| 4 | Chan, Kin Mui 陳建梅 | Rep | 2005-08-19 | |||
| 5 | Chan, Kwok Chu 陳國柱 | Rep | 2021-09-30 | |||
| 6 | Chan, Loi Tak 陳來得 | Rep | ||||
| 7 | Chan, Ngai 陳藝 | Rep | 2007-10-23 | 2011-05-04 | ||
| 8 | Chan, Wai Tung (SFC:ABH394) 陳偉東 | Rep | ||||
| 9 | Chau, Po Shan 周寶山 | Rep | 2019-12-31 | |||
| 10 | Chen, Nam Tik 陳南迪 | Rep | 2007-11-29 | 2008-10-14 | ||
| 11 | Chen, Rong (SFC:APC895) 陳榕 | Rep | 2007-06-25 | 2008-07-02 | ||
| 12 | Chen, Yingying (SFC:AOJ051) 陳盈盈 | Rep | 2007-01-02 | |||
| 13 | Chen, Yue (SFC:AOD435) 陳悅 | Rep | 2006-11-17 | 2007-09-05 | ||
| 14 | Cheung, Ben Hung 張鴻 | 39 | M | Rep | 2008-09-12 | |
| 15 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2007-03-21 | ||
| 16 | Cheung, Hei Choi 張喜財 | Rep | 2004-10-18 | |||
| 17 | Cheung, Wing Sze (SFC:ALW944) 張穎思 | Rep | 2005-05-18 | 2022-07-09 | ||
| 18 | Chiang, Peter Sze Kit 蔣詩傑 | M | Rep | 2012-06-29 | ||
| 19 | Chik, Chuk Nor 戚竹娜 | Rep | 2003-09-19 | 2022-07-31 | ||
| 20 | Chin, Owen Pak Kin 錢栢堅 | M | Rep | 2007-07-18 | 2008-05-01 | |
| 21 | Ching, Chun Kit 程俊傑 | Rep | 2007-10-15 | 2007-12-11 | ||
| 22 | Chu, Yin Man (SFC:ABS053) 朱賢文 | Rep | ||||
| 23 | Chui, Yu Wing 徐汝榮 | Rep | 2006-11-13 | 2020-09-18 | ||
| 24 | Dai, Huiwei 戴惠偉 | Rep | 2007-11-22 | |||
| 25 | Dai, Zuxiang 戴祖祥 | Rep | 2003-11-26 | 2006-10-27 | ||
| 26 | Du, Yizhong 杜毅忠 | Rep | 2007-06-25 | 2007-12-04 | ||
| 27 | Feng, Arthur Jing Keung 馮正強 | M | Rep | 2003-06-16 | 2009-09-26 | |
| 28 | Feng, Dandan 馮丹丹 | Rep | 2005-02-07 | 2010-11-04 | ||
| 29 | Han, Wenyuan 韓文苑 | Rep | 2007-12-31 | |||
| 30 | Hui, Yu Cheung 許宇翔 | Rep | 2006-01-16 | |||
| 31 | Jiang, Lawrence | M | Rep | 2017-02-14 | ||
| 32 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-09-10 | 2006-11-11 | ||
| 33 | Ke, Yele 柯燁樂 | 26 | F | Rep | 2007-12-31 | 2010-10-06 |
| 34 | Kwan, Danny Tin Hung 關天鴻 | Rep | 2003-06-06 | |||
| 35 | Kwan, Lok Sing 關樂聲 | Rep | 2007-05-02 | 2007-06-23 | ||
| 36 | Kwok, Keung (SFC:AED064) 郭強 | Rep | 2014-08-06 | |||
| 37 | Lai, Kai Hung 黎啟雄 | Rep | 2021-10-28 | |||
| 38 | Lam, Chi Lun 林子麟 | Rep | 2012-04-02 | |||
| 39 | Lam, Chi Yuen (SFC:AEV066) 林志遠 | Rep | 2007-04-26 | |||
| 40 | Lam, Chui Wah 林翠嘩 | Rep | 2007-09-20 | 2008-08-21 | ||
| 41 | Lam, On Tai (SFC:ANY493) 林安媞 | Rep | 2006-09-20 | 2007-08-18 | ||
| 42 | Lam, Tsz Wing 林子榮 | Rep | 2005-07-18 | 2009-06-01 | ||
| 43 | Lau, Alberto Chi Yuen 劉志遠 | M | Rep | 2006-06-30 | ||
| 44 | Lau, Carmela Yin Mei 劉燕薇 | F | Rep | 2004-01-30 | ||
| 45 | Lau, Hon (SFC:AGR037) 劉侃 | Rep | 2004-04-19 | |||
| 46 | Lau, Mei 劉薇 | Rep | 2007-08-16 | |||
| 47 | Lau, Ying (SFC:AGB977) 劉營 | Rep | 2009-07-01 | |||
| 48 | Law, Ka Po 羅嘉寶 | Rep | 2004-03-18 | 2004-06-08 | ||
| Rep | 2007-06-12 | 2007-08-14 | ||||
| 49 | Lee, Eric Ming Chuan 李明權 | 46 | M | RO | 2021-02-07 | |
| 50 | Leung, Chi On (SFC:ADA866) 梁志安 | Rep | 2007-05-03 | |||
| 51 | Leung, Kam Yiu 梁錦耀 | Rep | 2008-10-11 | |||
| 52 | Leung, Wai Nang 梁偉能 | Rep | 2006-01-01 | |||
| 53 | Li, Jamie Chiu 李超 | M | Rep | 2008-01-12 | ||
| 54 | Li, Wen (SFC:APD353) 李雯 | Rep | 2007-06-25 | 2022-10-30 | ||
| 55 | Lian, Kai 連凱 | Rep | 2003-09-23 | 2008-08-01 | ||
| 56 | Liu, Gu 劉谷 | Rep | 2003-11-19 | 2014-02-27 | ||
| 57 | Lou, Simon Wing Chung 羅永頌 | M | Rep | 2018-06-15 | ||
| 58 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2004-08-26 | |||
| 59 | Lui, David 雷昌年 | M | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2011-04-16 | ||||
| 60 | Luk, Yiu Tong 陸耀棠 | Rep | 2004-12-13 | 2014-01-03 | ||
| 61 | Luo, Jing (SFC:ANK801) 羅景 | Rep | 2006-06-01 | 2007-09-05 | ||
| 62 | Luo, Lei (SFC:AOJ150) 羅磊 | Rep | 2007-01-02 | 2009-06-19 | ||
| 63 | Mak, Winnie (SFC:AAI867) 麥婉儀 | F | Rep | 2003-11-08 | 2021-02-15 | |
| 64 | Ng, Betty Shuet Lin 吳雪蓮 | F | Rep | 2005-06-23 | ||
| 65 | Ng, Kei Chi 吳琦熾 | Rep | 2004-12-13 | 2008-09-08 | ||
| 66 | Ng, Suet Man 吳雪雯 | Rep | 2020-08-31 | |||
| 67 | Pan, Ming (SFC:ADU474) 潘明 | M | Rep | 2006-02-01 | 2007-11-23 | |
| RO | 2007-11-23 | 2011-04-01 | ||||
| 68 | Pan, Youdian 潘有典 | Rep | 2005-01-12 | |||
| 69 | San To, Hok Kwan 申屠學軍 | M | Rep | 2006-03-07 | ||
| 70 | Shen, Yue (SFC:AIH410) 沈悅 | Rep | ||||
| 71 | Shiu, Annie Nga Yan 邵雅恩 | F | Rep | 2004-10-11 | 2018-05-10 | |
| 72 | Shum, Christ Chi Kau 岑智球 | Rep | 2007-03-29 | |||
| 73 | Sun, Wei (SFC:AJE358) 孫巍 | Rep | 2003-11-21 | 2004-05-20 | ||
| 74 | Sun, Yi Lam 孫意琳 | Rep | 2005-11-16 | 2020-11-23 | ||
| 75 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | Rep | 2003-12-30 | |||
| 76 | Tang, Siu Kei (SFC:AGR034) 鄧兆基 | Rep | 2010-05-05 | |||
| 77 | Tao, Hui 陶滙 | Rep | 2006-03-20 | 2007-11-02 | ||
| 78 | Tong, William Wai Tak 唐偉德 | M | Rep | 2006-07-03 | 2006-11-11 | |
| 79 | Tsui, Simon Hok Man 崔學民 | M | Rep | 2006-04-21 | 2022-01-09 | |
| 80 | Tung, Corona Wing Fong 董詠芳 | Rep | ||||
| 81 | Tung, Shun 董淳 | 40 | F | Rep | 2009-05-18 | |
| 82 | Wai, Lai Man (SFC:AFU670) 衛麗雯 | Rep | 2007-02-01 | |||
| 83 | Wang, Gang (SFC:AGN326) 王剛 | Rep | 2004-02-05 | |||
| 84 | Wang, Lin (SFC:AOR269) 王琳 | Rep | 2007-03-12 | 2010-02-22 | ||
| 85 | Wang, Nai (SFC:APF192) 王鼐 | Rep | 2007-07-03 | 2010-06-15 | ||
| 86 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | Rep | 2004-04-17 | |||
| 87 | Wong, Kit (SFC:AFV257) 黃杰 | Rep | 2007-12-04 | |||
| 88 | Wong, Ming Chi Ming 王志明 | 36 | M | Rep | 2005-01-17 | |
| 89 | Wong, Stella Hoi Ying 王海盈 | F | Rep | 2003-05-14 | ||
| 90 | Wong, Tin Lai 黃天禮 | Rep | 2005-12-23 | |||
| 91 | Wong, Tung Ching 王冬青 | 36 | M | Rep | 2004-09-10 | |
| RO | 2004-09-10 | 2023-07-10 | ||||
| 92 | Wong, Wai Fong (SFC:AFK470) 黃惠芳 | Rep | 2003-08-19 | 2016-07-12 | ||
| 93 | Wu, Hongjian 吳洪健 | Rep | 2005-04-07 | |||
| 94 | Wu, Qiong (SFC:AOE681) 吳穹 | Rep | 2006-11-20 | |||
| 95 | Wu, Xianfeng (SFC:AJE853) 吳險峰 | Rep | 2003-11-27 | 2007-04-18 | ||
| 96 | Wu, Yuan (SFC:APR218) 吳元 | Rep | 2007-09-21 | 2007-10-16 | ||
| 97 | Xia, Lichuan 夏立傳 | 44 | M | Rep | 2006-07-04 | 2006-09-06 |
| 98 | Xie, Jun (SFC:AOB779) 謝俊 | Rep | 2007-10-15 | 2017-11-23 | ||
| 99 | Xie, Lulu 解露露 | Rep | 2007-08-23 | 2012-12-01 | ||
| 100 | Yang, Dong (SFC:APR493) 楊棟 | Rep | 2007-09-27 | 2010-06-04 | ||
| 101 | Yang, Mei (SFC:APS291) 楊媚 | Rep | 2007-09-28 | 2011-07-01 | ||
| 102 | Yao, Yao (SFC:ALK994) 姚嶢 | Rep | 2004-11-11 | 2010-08-07 | ||
| 103 | Yau, Deirdre 邱迪怡 | F | RO | 2004-03-30 | ||
| Rep | 2004-04-06 | 2021-01-31 | ||||
| 104 | Ye, Lingyun 叶凌云 | Rep | 2004-03-13 | 2004-11-16 | ||
| 105 | Yeung, Henry Kai Ho 楊繼灝 | M | Rep | 2003-04-25 | ||
| 106 | Yeung, Wai Cheung 楊偉祥 | Rep | 2006-02-17 | 2022-09-30 | ||
| 107 | Yim, Fung 閻峰 | 44 | M | RO | 2015-07-28 | |
| 108 | Yim, Man Yee 嚴敏儀 | Rep | 2003-11-19 | 2004-05-18 | ||
| Rep | 2004-08-31 | 2006-01-28 | ||||
| 109 | Yim, Siu Cheung 閻紹樟 | Rep | 2003-05-06 | |||
| 110 | Yip, Chin Hong 葉展航 | Rep | 2007-09-13 | |||
| 111 | Yu, Daisy Wing Yi 余穎怡 | F | Rep | 2005-12-29 | ||
| 112 | Yu, Kwan Fei 虞珺斐 | Rep | 2005-04-28 | 2021-09-09 | ||
| 113 | Zhang, Lingyun (SFC:AJC735) 張凌云 | Rep | 2003-09-24 | 2004-07-07 | ||
| Rep | 2004-09-23 | |||||
| 114 | Zhang, Qiming (SFC:AMF576) 張启明 | Rep | 2005-07-20 | 2008-09-27 | ||
| 115 | Zhang, Sijun (SFC:AHK260) 張嗣君 | Rep | ||||
| 116 | Zhang, Wenxian (SFC:AJC736) 張文先 | Rep | 2003-09-24 | 2007-11-24 | ||
| 117 | Zhao, Xiaoyun (SFC:AJD530) 趙晓芸 | Rep | 2003-11-24 | 2004-03-11 | ||
| 118 | Zheng, Dong (SFC:ALB404) 鄭棟 | Rep | 2004-09-23 | 2006-01-10 | ||
| 119 | Zhu, Hui (SFC:AJE475) 朱惠 | Rep | 2003-11-27 | 2004-05-26 | ||
| 120 | Zhu, Qizhi 朱奇志 | Rep | 2003-05-07 | |||
| RO | 2003-05-07 | 2009-06-01 |
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