BGC SECURITIES (HONG KONG) LLC
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Yung, Shui Shing 容瑞成 | Rep | 2010-01-22 | 2010-03-12 | ||
| 2 | Yip, Siu Ha 葉少霞 | Rep | 2011-06-24 | 2012-12-03 | ||
| 3 | Yip, Anthony Wing Kai 葉永楷 | M | Rep | 2010-03-03 | 2010-03-23 | |
| RO | 2010-03-23 | 2011-03-21 | ||||
| 4 | Work, David Lyall | M | RO | 2009-11-30 | ||
| 5 | Wong, Yiu Ming (SFC:ACK380) 黃耀明 | Rep | 2010-03-03 | 2010-04-22 | ||
| RO | 2010-04-22 | 2011-03-21 | ||||
| 6 | Wong, Rebecca Shuk Ping 黃家蔚 | F | Rep | 2008-04-15 | 2010-08-27 | |
| 7 | Wong, Chung Tin 王仲天 | Rep | 2012-08-21 | 2014-02-01 | ||
| 8 | Wells, Sarah Elizabeth (SFC:AOE190) | F | Rep | 2006-11-17 | 2008-05-26 | |
| 9 | Watkins, Bryan | M | Rep | 2010-01-22 | 2011-02-24 | |
| 10 | Vitiello, Thomas Xavier | M | Rep | 2011-06-10 | 2013-11-30 | |
| 11 | Veres, Octavien Gabriel | M | Rep | 2009-08-21 | 2011-04-12 | |
| 12 | Valansot, Pascal | Rep | 2008-11-12 | 2012-05-09 | ||
| 13 | Taylor, Edward Richard John | M | Rep | 2011-05-16 | 2013-11-12 | |
| 14 | Tang, Wai Yan (SFC:AJH033) 鄧偉仁 | Rep | 2008-08-12 | 2008-09-02 | ||
| RO | 2008-09-02 | 2010-03-31 | ||||
| 15 | Suk, Min | Rep | 2012-10-08 | 2016-10-17 | ||
| 16 | Stiles, Timothy David | M | Rep | 2009-02-17 | 2019-09-30 | |
| 17 | Song, Wonkook 宋源國 | Rep | 2006-10-16 | 2016-06-30 | ||
| 18 | Son, Yong Koo 孫容九 | Rep | 2008-05-29 | 2009-01-30 | ||
| 19 | Sing, Raymond Pui Choy 成培洲 | M | Rep | 2005-05-05 | 2005-07-13 | |
| 20 | Shivdasani, Shaan Anil | Rep | 2010-05-13 | 2020-08-04 | ||
| 21 | Shiu, Lai Man 邵禮文 | Rep | 2010-03-11 | 2011-03-21 | ||
| 22 | Shiu, Kam Man 邵錦文 | 37 | M | Rep | 2008-02-25 | 2008-06-25 |
| RO | 2008-06-25 | 2019-12-31 | ||||
| 23 | Shiu, Carmen Yin Man 邵燕文 | F | Rep | 2008-02-25 | 2019-12-31 | |
| 24 | Shepherd, Daniel Lee | M | Rep | 2005-04-20 | 2005-11-24 | |
| Rep | 2009-10-06 | 2016-08-23 | ||||
| 25 | Shea, Colin Michael | M | Rep | 2008-05-29 | 2010-04-23 | |
| 26 | Sage, Chris Adam | M | Rep | 2011-10-25 | 2014-02-28 | |
| 27 | Pryal, Michael Anthony | M | Rep | 2011-03-21 | 2011-09-21 | |
| 28 | Patel, Amit (SFC:AOT743) | Rep | 2009-06-15 | 2011-04-01 | ||
| 29 | Parrish, John Edward | M | Rep | 2012-06-18 | 2013-01-16 | |
| 30 | Palmer, Geoffrey Simon | M | RO | 2011-10-19 | 2012-12-13 | |
| 31 | Orr, Christopher James Boyd | M | Rep | 2011-03-28 | 2011-06-28 | |
| 32 | O'Hara, Bryan Bernard | M | Rep | 2004-01-06 | 2004-04-06 | |
| 33 | Ng, Yu Fai 吳宇輝 | 37 | M | Rep | 2008-02-25 | 2013-04-13 |
| 34 | Ng, Jackfrey Cho Fai 吳祖輝 | Rep | 2010-05-31 | 2011-03-21 | ||
| 35 | Newsum, Justin Howard | M | Rep | 2010-07-02 | 2024-03-04 | |
| 36 | Murphy, Laura Claire | F | Rep | 2009-11-09 | 2012-02-01 | |
| 37 | Moore, Gregory Patrick | M | Rep | 2009-02-19 | 2010-09-24 | |
| 38 | Mintz, Nathan Keith | M | Rep | 2010-07-07 | 2011-03-08 | |
| 39 | Miles, Andrew Nicholas | M | Rep | 2009-02-20 | 2012-02-13 | |
| 40 | McGlynn, Paul Anthony (SFC:ALJ765) | M | Rep | 2004-10-27 | 2006-07-07 | |
| 41 | McCarroll, Jessica Lee Temple (SFC:AAU810) | F | RO | 2011-10-19 | 2012-12-13 | |
| 42 | McCann, Neil Anthony | M | Rep | 2003-09-01 | ||
| 43 | Maxwell, Ross (SFC:AWP247) | M | Rep | 2011-01-05 | 2013-12-20 | |
| 44 | Marquevielle, Olivier Hee Chul 麥喜諸 | M | Rep | 2010-05-13 | 2012-01-17 | |
| 45 | Malev, Blagoj | Rep | 2011-03-28 | 2011-06-28 | ||
| 46 | Mak, Rick G. | Rep | 2012-10-09 | 2013-02-18 | ||
| 47 | Mak, Kitty King Tze 麥敬慈 | F | Rep | 2009-06-02 | 2009-09-30 | |
| 48 | Madayag, Claro Jr Ilagan | Rep | 2008-06-06 | 2012-08-13 | ||
| 49 | Liew, Arthur Chean Chuan | M | Rep | 2008-05-29 | 2013-10-31 | |
| 50 | Leung, Vicky (SFC:ACN925) 梁美璂 | F | Rep | 2011-03-24 | 2015-02-01 | |
| 51 | Leung, Kin Keung (SFC:AFL288) 梁建強 | M | Rep | 2010-07-21 | 2011-03-21 | |
| 52 | Lees, Cinry Alano | M | Rep | 2012-08-22 | 2013-03-21 | |
| 53 | Lee, Sherman Shiu Man 李兆民 | M | RO | 2007-08-09 | 2010-05-01 | |
| 54 | Lee, Jonathan Pak San 李柏燊 | Rep | 2010-12-22 | 2020-03-31 | ||
| 55 | Lee, Dun Shing (SFC:ACZ763) 李敦成 | Rep | 2008-07-10 | 2017-01-31 | ||
| 56 | Lee, Dick Tik Man 李迪文 | 37 | M | Rep | 2008-02-25 | 2008-06-25 |
| RO | 2008-06-25 | 2013-02-28 | ||||
| 57 | Lee, Cliff Yee Gong 李宜剛 | M | Rep | 2008-11-21 | 2009-04-30 | |
| 58 | Law, Nga Ying 羅雅盈 | Rep | 2008-02-25 | 2020-03-31 | ||
| 59 | Lau, Kwok Hung (SFC:ARU111) 劉國雄 | Rep | 2009-02-20 | 2012-02-13 | ||
| 60 | Lam, Brian Yin Cheung 林彥翔 | M | Rep | 2012-10-09 | 2019-10-17 | |
| 61 | Laird, Jonathan James | M | Rep | 2005-04-20 | 2005-11-24 | |
| Rep | 2009-04-14 | |||||
| 62 | Lai, Kam Lam 賴錦林 | Rep | 2010-01-22 | 2015-11-13 | ||
| 63 | Lai, Chak On 黎澤安 | Rep | 2009-10-06 | 2017-04-30 | ||
| 64 | Lagarde, Arnaud Ludovic | M | Rep | 2009-03-25 | 2014-07-01 | |
| 65 | Kwong, Ying Lok 鄺瓔珞 | Rep | 2012-01-09 | 2015-03-01 | ||
| 66 | Kwon, Seok Yeol | Rep | 2004-10-28 | 2005-09-13 | ||
| 67 | Kwan, David Yat Tung 關日東 | M | Rep | 2012-10-16 | 2012-11-26 | |
| RO | 2012-11-26 | 2016-12-31 | ||||
| 68 | Kong, Yin Yu 江燕瑜 | Rep | 2008-07-11 | 2010-05-31 | ||
| 69 | Kong, Leuk Sum Rayson 江略參 | Rep | 2011-09-01 | 2012-11-02 | ||
| 70 | Kim, Ethan Sung | M | Rep | 2010-01-21 | 2016-07-31 | |
| 71 | Kavanagh, Ruvann John | M | Rep | 2008-11-18 | 2011-04-08 | |
| 72 | Ip, Bik Yun 葉碧茵 | Rep | 2012-10-08 | 2019-10-16 | ||
| 73 | Hurst, Nicola Carolyn | F | Rep | 2009-02-17 | 2020-04-02 | |
| 74 | Ho, Po 何保 | RO | 2007-08-29 | 2008-08-31 | ||
| 75 | Harrison, David Martin (SFC:AKO500) | M | RO | 2004-05-18 | 2004-07-15 | |
| 76 | Hardman, Thomas Charles | M | Rep | 2010-04-07 | ||
| RO | 2010-04-07 | 2012-07-13 | ||||
| 77 | Hall, Jon (SFC:AGK991) | Rep | 2004-12-22 | |||
| 78 | Guy, Simon Philip | M | Rep | 2009-05-06 | 2014-05-31 | |
| 79 | Goldsmith, Robert James | M | Rep | 2008-11-04 | 2014-07-15 | |
| 80 | Fung, Patrick Wai Yip 馮偉業 | 38 | M | Rep | 2008-02-25 | 2013-02-28 |
| 81 | Fung, Kin Leung 馮健樑 | Rep | 2008-10-15 | 2016-03-11 | ||
| 82 | French, Charles David | M | Rep | 2010-11-18 | 2011-05-13 | |
| 83 | Francolini, Charles William | M | Rep | 2011-03-28 | 2011-06-28 | |
| 84 | Fender, Darren Michael (SFC:ALL042) | M | Rep | 2004-12-21 | 2016-12-13 | |
| 85 | Evans, Daniel Peter (SFC:AOE193) | M | Rep | 2006-11-17 | 2008-01-11 | |
| 86 | Duffield, John Michael Leslie | M | RO | 2004-03-11 | 2005-12-15 | |
| 87 | Du Puch, Amaury Olivier | M | Rep | 2009-08-21 | 2012-09-21 | |
| 88 | Downs, Lee | Rep | 2008-02-22 | 2008-10-31 | ||
| 89 | Downer, Michael David Leonard | M | Rep | 2008-10-10 | 2008-12-02 | |
| RO | 2008-12-02 | 2009-09-17 | ||||
| Rep | 2009-09-17 | 2010-10-11 | ||||
| 90 | Delepau, Yves Andre Pierre 伊夫德勒波 | Rep | 2010-11-19 | 2014-01-01 | ||
| 91 | Davis, Bernard Steven | M | Rep | 2011-03-17 | 2011-11-12 | |
| 92 | Cubells, Simon James | M | Rep | 2010-08-27 | 2013-04-30 | |
| 93 | Coyne, Bryan Martin (SFC:AXC892) | M | Rep | 2011-04-12 | 2011-11-21 | |
| Rep | 2012-01-09 | 2013-04-18 | ||||
| 94 | Conversin, Sophie Arielle Marlene 尔森索菲 | Rep | 2010-05-13 | 2011-12-07 | ||
| 95 | Chu, Alan Wai Lun 朱偉倫 | M | Rep | 2012-10-12 | 2016-02-17 | |
| 96 | Choi, Man Ho (SFC:ANU921) 蔡文豪 | 37 | M | Rep | 2008-06-26 | 2013-02-28 |
| 97 | Chen, Haibo (SFC:AUN340) 陳海波 | Rep | 2010-01-21 | 2012-02-13 | ||
| 98 | Chau, Lester Rory Kwok Chung 周國頌 | Rep | 2003-11-17 | 2016-12-31 | ||
| 99 | Chan, Yat Hang 陳日恆 | Rep | 2011-11-07 | 2013-01-25 | ||
| 100 | Chan, Terence Sai Kid 陳世傑 | M | Rep | 2008-11-28 | 2010-01-31 | |
| 101 | Chan, Koon Hung (SFC:ANR762) 陳冠雄 | Rep | 2010-03-03 | 2011-03-21 | ||
| 102 | Burr, Robert Francis Edwin (SFC:ACZ475) | M | Rep | 2008-10-10 | 2008-12-04 | |
| RO | 2008-12-04 | 2012-08-13 | ||||
| 103 | Browne, Daniel Joseph | M | Rep | 2010-04-29 | 2011-04-08 | |
| 104 | Brown, Martyn Roger | M | Rep | 2004-10-28 | 2005-04-14 | |
| 105 | Brady, Matthew Robert Murray | M | Rep | 2004-10-15 | 2010-06-30 | |
| 106 | Boyer, Jason Jon | 44 | M | RO | 2004-05-18 | 2004-07-15 |
| RO | 2005-10-31 | 2008-06-13 | ||||
| 107 | Bouakhasith, Mathieu 薛烈揚 | M | Rep | 2012-11-27 | 2017-07-25 | |
| 108 | Blennerhassett, David James | M | Rep | 2012-11-02 | 2016-09-07 | |
| 109 | Benn, Philip | M | Rep | 2008-05-16 | 2012-01-13 | |
| 110 | Bavis, Mark John | M | Rep | 2004-10-25 | 2005-12-23 | |
| 111 | Baddeley, Alexander Richard | M | Rep | 2009-09-16 | 2011-03-17 | |
| 112 | Aldeen, Andrew George | M | Rep | 2016-07-31 |
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