Wells Fargo Securities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2023 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Aggarwal, Mayur | RO | 2019-11-19 | |||
| 2 | An, Sang Beom | RO | 2017-05-17 | 2019-05-16 | ||
| 3 | Antweiler Iii, John Christian | M | RO | 2008-10-30 | 2013-01-07 | |
| 4 | Banson, Eric Laurea | M | RO | 2010-12-07 | 2019-05-16 | |
| 5 | Boice Iii, James Hillyer | M | RO | 2008-04-25 | 2011-05-26 | |
| RO | 2013-08-30 | 2016-03-23 | ||||
| 6 | Chiang, Pei Yun 蔣佩芸 | RO | 2017-05-17 | |||
| 7 | Choong, Ignatius Wooi Kean | 62 | M | RO | 2009-08-10 | 2010-10-11 |
| RO | 2013-03-15 | 2022-03-31 | ||||
| 8 | Donohugh, William Hugh McGregor 唐威林 | M | RO | 2008-04-25 | 2013-08-31 | |
| 9 | Erikci, Serkan | RO | 2017-02-03 | 2021-01-08 | ||
| 10 | Ho, Edward Man Tat 何聞達 | M | RO | 2016-04-13 | 2018-11-01 | |
| 11 | Jones, Mark Dean | M | RO | 2014-07-16 | 2018-12-10 | |
| 12 | Koda, Ritsubun 黃田立文 | RO | 2019-04-08 | 2020-08-05 | ||
| 13 | Koh, Lee Shin 高立迅 | RO | 2022-12-15 | |||
| 14 | Koo, George Chen Yu 顧震宇 | M | RO | 2015-03-18 | 2023-03-24 | |
| 15 | Kun, In 管弦 | RO | 2017-02-07 | 2018-05-14 | ||
| 16 | Lau, David Kwok Hei 劉國熙 | M | RO | 2021-02-17 | 2022-05-12 | |
| 17 | Leung, Chi Hin (SFC:BBK455) 梁梓軒 | RO | 2018-06-11 | 2019-10-17 | ||
| 18 | Luo, Peng (SFC:AUJ707) 羅鵬 | RO | 2017-05-17 | 2021-03-31 | ||
| 19 | Peters, Ludger (SFC:AYR589) | M | RO | 2019-09-04 | 2021-11-01 | |
| 20 | Ratliff, David Talmadge | M | RO | 2022-05-11 | ||
| 21 | Sciulli, Michael Joseph | M | RO | 2013-03-15 | 2016-06-28 | |
| 22 | Sheh, Ho Kwong 佘浩光 | RO | 2012-03-12 | 2019-09-30 | ||
| 23 | Shi, Ran (SFC:BFT925) 施冉 | RO | 2018-02-26 | 2021-09-01 | ||
| 24 | Spungin, Charles Adrian Edward | 52 | M | RO | 2018-12-04 | 2019-03-29 |
| 25 | Wan, Mandy Man Yi 尹敏兒 | F | RO | 2017-05-17 | ||
| 26 | Wang, Yu-Ming 王裕閔 | RO | 2008-04-25 | 2009-02-27 | ||
| 27 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | RO | 2015-07-20 | 2020-12-15 | |
| 28 | Yung, Kathryn Ka Sing 榮嘉信 | 49 | F | RO | 2020-03-31 | 2022-03-31 |
| 29 | Zamora, Aezel Ann Beltran | F | RO | 2022-11-02 | ||
| 30 | Aggarwal, Mayur | Rep | 2015-02-03 | 2019-11-19 | ||
| 31 | Ahn, Junsang 安俊相 | Rep | 2008-05-05 | 2011-12-04 | ||
| 32 | An, Jun Wye 安峻位 | Rep | 2014-03-25 | |||
| 33 | An, Sang Beom | Rep | 2012-03-15 | 2017-05-17 | ||
| 34 | Askalany, Nermin | Rep | 2016-12-19 | 2019-05-16 | ||
| 35 | Auger, Kevin D'Arcy | M | Rep | 2008-09-10 | 2009-04-13 | |
| 36 | Boice Iii, James Hillyer | M | Rep | 2011-05-26 | 2011-08-09 | |
| 37 | Brennan, Thomas Michael Jr | M | Rep | 2018-09-14 | 2019-05-31 | |
| 38 | Cala, Carlos | M | Rep | 2016-09-12 | 2018-06-26 | |
| 39 | Chan, Shuet Ying 陳雪凝 | Rep | 2022-08-02 | |||
| 40 | Chang, Hwa-Ping 張華平 | Rep | 2008-05-21 | 2009-03-11 | ||
| 41 | Chen, Wei Chia 陳偉嘉 | Rep | 2017-12-21 | 2019-09-30 | ||
| 42 | Cheung, Amanda Nga Wun 張雅媛 | F | Rep | 2021-12-07 | 2023-02-24 | |
| 43 | Cheung, Gregory Chi-Ho 蔣自浩 | M | Rep | 2015-11-30 | 2021-09-30 | |
| 44 | Cheung, Yuen Ting (SFC:BSU052) 張婉婷 | Rep | 2022-08-02 | |||
| 45 | Chiang, Pei Yun 蔣佩芸 | Rep | 2008-07-31 | 2017-05-17 | ||
| 46 | Ching, Kerry Kim Wai 程劍慧 | F | Rep | 2008-10-23 | 2008-12-01 | |
| 47 | Choong, Ignatius Wooi Kean | 62 | M | Rep | 2010-10-11 | 2011-05-13 |
| 48 | Chow, King Man (SFC:AQT305) 周敬民 | Rep | 2008-05-05 | 2009-03-13 | ||
| 49 | Chu, Betty Kar Chun 朱家珍 | F | Rep | 2009-10-30 | 2010-09-29 | |
| 50 | Chu, Siqi 褚思琦 | Rep | 2019-05-15 | 2019-10-17 | ||
| 51 | Chung, Jong Hun | Rep | 2016-08-01 | 2019-10-02 | ||
| 52 | Dela Cruz, Daniel | M | Rep | 2014-07-07 | 2020-12-03 | |
| 53 | Erikci, Serkan | Rep | 2017-01-03 | 2017-02-03 | ||
| 54 | Espineli, Reynaldo Miguel Nazareno | Rep | 2008-09-05 | 2009-04-24 | ||
| 55 | Forsman, Elisabeth Wang 王如玉 | F | Rep | 2014-03-06 | 2014-06-20 | |
| 56 | Friedheim, Arie | Rep | 2017-07-06 | 2019-01-27 | ||
| 57 | Fu, Frederick Cheuk Kei 符卓基 | M | Rep | 2015-10-16 | 2020-10-27 | |
| 58 | Fu, Ruowei 傅若偉 | Rep | 2016-12-14 | 2018-10-11 | ||
| 59 | Geng, Cong (SFC:AWT803) 耿聰 | Rep | 2011-02-28 | 2019-05-16 | ||
| 60 | Goh, Brandon Qing Ryung | M | Rep | 2018-01-25 | 2018-04-24 | |
| 61 | Guha, Somit | Rep | 2012-02-20 | 2013-07-31 | ||
| 62 | Hahn, Daniel Sangwon 韓相元 | M | Rep | 2016-10-19 | 2020-12-03 | |
| 63 | Ho, Hsin Lun 何欣倫 | Rep | 2014-02-27 | 2014-10-06 | ||
| 64 | Ho, Noelle Ying 何熒 | F | Rep | 2008-05-05 | 2015-08-31 | |
| 65 | Hong, Yong Wha 洪用和 | Rep | 2016-10-31 | 2019-09-30 | ||
| 66 | Hsieh, Fu Jen 謝輔仁 | Rep | 2016-08-02 | |||
| 67 | Huang, Chin Lun 黃敬倫 | Rep | 2017-11-24 | |||
| 68 | Huang, Haiming (SFC:AWU883) 黃海明 | Rep | 2011-03-16 | 2015-01-30 | ||
| 69 | Huang, Kangli 黃康力 | Rep | 2019-06-05 | 2021-06-02 | ||
| 70 | Jacobson, John Michael | M | Rep | 2012-09-21 | 2013-03-31 | |
| 71 | Jones, Rebecca Dawn (SFC:BTC657) 林若欣 | F | Rep | 2022-10-26 | ||
| 72 | Kikuchi, Tomomi | Rep | 2018-01-31 | 2019-05-31 | ||
| 73 | Kim, Doyoung (SFC:BIH684) | Rep | 2019-07-24 | |||
| 74 | Koh, Lee Shin 高立迅 | Rep | 2022-08-16 | 2022-12-15 | ||
| 75 | Koo, George Chen Yu 顧震宇 | M | Rep | 2014-04-04 | 2015-03-18 | |
| 76 | Kun, In 管弦 | Rep | 2012-07-03 | 2017-02-07 | ||
| 77 | Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 | M | Rep | 2014-11-07 | ||
| 78 | Kwon, Sung Wook | Rep | 2009-08-17 | 2019-09-30 | ||
| 79 | Lai, Albert Ka Tak 賴家德 | M | Rep | 2016-07-18 | 2018-05-31 | |
| 80 | Lai, Ming Wai (SFC:BIV244) 黎銘煒 | Rep | 2020-05-15 | 2022-03-31 | ||
| 81 | Lam, Cham (SFC:ARA670) 林箴 | Rep | 2008-05-19 | 2014-06-03 | ||
| 82 | Lau, David Kwok Hei 劉國熙 | M | Rep | 2013-10-22 | 2021-02-17 | |
| 83 | Lau, Man Kay 劉文祈 | Rep | 2022-08-02 | |||
| 84 | Lau, Sing Chong 劉承浚 | Rep | 2012-06-26 | 2014-05-16 | ||
| Rep | 2017-07-18 | 2018-05-31 | ||||
| 85 | Le, Quoc Benoit Khanh Jacques | M | Rep | 2018-09-05 | 2019-09-09 | |
| 86 | Lee, Donghun (SFC:BSU047) | Rep | 2022-08-02 | 2023-03-23 | ||
| 87 | Lee, Jih-Pao 李日寶 | Rep | 2008-05-21 | 2009-03-12 | ||
| 88 | Lee, Kenneth (SFC:BGW789) | M | Rep | 2022-04-01 | ||
| 89 | Leung, Chi Hin (SFC:BBK455) 梁梓軒 | Rep | 2017-03-06 | 2018-06-11 | ||
| 90 | Leung, Delia Wai Ting 梁惠婷 | F | Rep | 2014-08-29 | 2016-06-03 | |
| 91 | Leung, Lai Woon 梁禮桓 | Rep | 2008-07-31 | 2015-10-23 | ||
| 92 | Li, Yijuan (SFC:BEI411) 李禕娟 | Rep | 2014-10-17 | 2015-08-18 | ||
| 93 | Li, Zhaochen 李昭宸 | Rep | 2021-11-29 | 2023-07-26 | ||
| 94 | Liao, Maggie Mei Qi | F | Rep | 2018-01-25 | 2021-05-31 | |
| 95 | Lim, Lee Na Cora 林莉娜 | F | Rep | 2022-08-02 | 2022-10-07 | |
| 96 | Lin, Chun Ju 林純如 | Rep | 2008-05-21 | 2013-12-31 | ||
| 97 | Lin, Jung Fang 林榕芳 | Rep | 2015-03-09 | |||
| 98 | Lin, Xiao Xiao 林瀟瀟 | Rep | 2016-03-14 | 2022-03-31 | ||
| 99 | Liu, Andrea Hai En 廖凯恩 | F | Rep | 2023-03-15 | ||
| 100 | Liu, Tze Fung Ryan 廖梓楓 | Rep | 2018-02-21 | 2023-03-10 | ||
| 101 | Liu, Yik Yu 廖翊宇 | Rep | 2017-07-06 | 2019-10-17 | ||
| 102 | Luo, Peng (SFC:AUJ707) 羅鵬 | Rep | 2015-02-17 | 2017-05-17 | ||
| Rep | 2021-03-31 | 2023-03-22 | ||||
| 103 | Mao, Shuguang 毛曙光 | Rep | 2008-05-05 | 2008-05-30 | ||
| 104 | McCullough, Ian Thomas | M | Rep | 2011-09-14 | 2015-03-04 | |
| 105 | McDermott, Glen Michael | M | Rep | 2008-09-01 | 2009-03-13 | |
| 106 | Ngai, Chi Sheng 倪智承 | Rep | 2014-08-14 | 2016-03-27 | ||
| 107 | Oh, Dee Xiang | Rep | 2015-03-10 | 2016-03-31 | ||
| 108 | Ottery, Gavin John | M | Rep | 2015-03-11 | ||
| 109 | Oumary, Sophia Isabelle | F | Rep | 2017-02-03 | 2022-05-10 | |
| 110 | Peng, Yu Yuan 彭鈺元 | Rep | 2008-05-21 | 2009-03-12 | ||
| 111 | Phoon, Priscilla Yilin 潘藝琳 | F | Rep | 2016-03-14 | 2021-08-11 | |
| 112 | Porwal, Pradyot | Rep | 2015-09-14 | 2021-04-26 | ||
| 113 | Qu, Wenchan 曲文禪 | Rep | 2021-07-27 | |||
| 114 | Ratliff, David Talmadge | M | Rep | 2022-04-01 | 2022-05-11 | |
| 115 | Sciulli, Michael Joseph | M | Rep | 2012-03-02 | 2013-03-15 | |
| 116 | Sheh, Ho Kwong 佘浩光 | Rep | 2008-05-19 | 2012-03-12 | ||
| 117 | Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 | Rep | 2010-12-13 | |||
| 118 | Shi, Ran (SFC:BFT925) 施冉 | Rep | 2015-07-07 | 2018-02-26 | ||
| 119 | Song, Sally | F | Rep | 2009-07-24 | 2011-05-06 | |
| 120 | Spungin, Charles Adrian Edward | 52 | M | Rep | 2018-09-26 | 2018-12-04 |
| 121 | Suen, Pik Wang 孫碧泓 | Rep | 2017-03-01 | |||
| 122 | Sun, Jianfeng (SFC:BSU051) 孫劍峰 | Rep | 2022-08-02 | |||
| 123 | Sun, Shu I 孫樹怡 | Rep | 2014-07-07 | 2014-07-18 | ||
| 124 | Uehara, Shiro | Rep | 2018-01-31 | 2019-05-31 | ||
| 125 | Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 | Rep | 2015-10-29 | 2017-05-10 | ||
| 126 | Wan, Mandy Man Yi 尹敏兒 | F | Rep | 2014-04-29 | 2017-05-17 | |
| 127 | Wan, Maojia 萬茂佳 | Rep | 2022-08-02 | |||
| 128 | Wang, Kun (SFC:BGV035) 王堃 | Rep | 2016-01-13 | 2019-04-30 | ||
| 129 | Welch, Peter Joseph | M | Rep | 2017-03-23 | 2020-10-27 | |
| 130 | Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 | M | Rep | 2015-07-13 | 2017-05-27 | |
| 131 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | Rep | 2014-12-09 | 2015-07-20 | |
| Rep | 2020-12-15 | 2021-01-08 | ||||
| 132 | Wong, Timothy Ting Fung 王庭峰 | M | Rep | 2015-12-22 | 2023-03-03 | |
| 133 | Xie, Yijing 謝奕菁 | Rep | 2015-10-07 | 2017-04-26 | ||
| 134 | Yang, Raymond 楊子豪 | M | Rep | 2022-08-02 | 2023-03-27 | |
| 135 | Yau, Zenia Wing Sze 尤詠詩 | Rep | 2022-08-02 | |||
| 136 | Yu, Jue 郁珏 | Rep | 2016-04-01 | 2019-08-02 | ||
| 137 | Yung, Kathryn Ka Sing 榮嘉信 | 49 | F | Rep | 2016-03-14 | 2020-03-31 |
| 138 | Zamora, Aezel Ann Beltran | F | Rep | 2021-09-14 | 2022-11-02 | |
| 139 | Zhang, Junchen (SFC:BCJ651) 章俊晨 | Rep | 2015-01-20 | 2015-07-03 | ||
| 140 | Zhang, Tianyu (SFC:BLM854) 張天鈺 | Rep | 2017-11-15 | 2019-01-18 | ||
| 141 | Zhang, Zhaohan 張釗涵 | Rep | 2019-04-02 | 2021-04-30 | ||
| 142 | Zhou, Huaisong 周懷松 | Rep | 2020-09-08 |
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