LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aldeen, Chihiro |
|
|
AFT275 |
Rep |
|
2008-09-29 |
| 2 |
Au, Stephen Wai Ming 區偉明 |
|
M |
AGV321 |
Rep |
|
2005-09-10 |
| 3 |
Bakst, David S |
|
M |
AGF150 |
Rep |
|
2004-07-15 |
| 4 |
Bhattal, Jasjit Singh |
|
|
ABT100 |
RO |
|
2008-09-29 |
| 5 |
Bowmer Iii, William Sterett |
|
M |
AEB024 |
Rep |
|
2004-07-23 |
| 6 |
Chan, Alison May Wun Sheung 陳韻湘 |
|
F |
ADZ872 |
Rep |
|
2005-04-30 |
| 7 |
Chan, Angello Kam Chi 陳錦池 |
|
|
ABN253 |
Rep |
|
2004-05-21 |
| 8 |
Chan, Kelvin Chun Kei 陳俊祺 |
|
M |
AHY019 |
Rep |
|
2006-04-27 |
| 9 |
Chan, Shirley Mei Fung 陳美鳳 |
|
F |
AEC087 |
Rep |
|
2008-09-29 |
| 10 |
Chen, Scott |
|
M |
AIC497 |
Rep |
|
2008-09-29 |
| 11 |
Chen, Wei (SFC:AHC346) 陳蔚 |
|
|
AHC346 |
Rep |
|
2006-04-10 |
| 12 |
Cheung, Loretta Lai Man 張麗雯 |
|
F |
ADB867 |
Rep |
|
2008-09-29 |
| 13 |
Chua, Yu Min |
|
|
AHN068 |
Rep |
|
2005-08-12 |
| 14 |
Cielinski, Mark Alan |
|
M |
AHC364 |
Rep |
|
2008-09-29 |
| 15 |
Clark, David John (SFC:AFE954) |
|
M |
AFE954 |
Rep |
|
2003-06-16 |
| 16 |
Co, Liza Yap |
|
|
AGA423 |
Rep |
|
2005-04-20 |
| 17 |
Cooper, Kenneth Allen |
|
M |
ACW742 |
Rep |
|
2003-05-19 |
| 18 |
Donohugh, William Hugh McGregor 唐威林 |
|
M |
ACM011 |
Rep |
|
2004-04-15 |
| 19 |
Freeman, Daniel Marc |
|
M |
AGD976 |
Rep |
|
2003-07-16 |
| 20 |
Hellawell Iii, George Alan |
|
M |
AHL501 |
Rep |
|
2005-07-20 |
| 21 |
Highfield, Tucker Montana |
|
|
AIQ970 |
Rep |
2003-04-16 |
2004-05-25 |
| 22 |
Hindle, Leon Miller |
|
M |
AIN992 |
Rep |
|
2008-09-29 |
| 23 |
Ho, Kelvin Teik Chye |
|
M |
ADA874 |
Rep |
|
2008-09-29 |
| 24 |
Ho, Simon Tak Leung 何德亮 |
|
M |
AEE170 |
Rep |
2003-06-17 |
2004-04-19 |
| 25 |
Hui, Serena Siying 許世瑛 |
|
F |
AHC163 |
Rep |
|
2004-07-30 |
| 26 |
Karoonyavanich, Anuruk |
|
|
AHX011 |
Rep |
|
2005-10-20 |
| 27 |
Kee, Tang Seng |
|
|
AEC763 |
Rep |
2003-08-20 |
2006-04-10 |
| 28 |
Kim, Ik Soo |
|
|
AHA566 |
Rep |
|
2004-08-31 |
| 29 |
Kuo, Lun-Hung Reynold 郭倫宏 |
|
|
AIH465 |
Rep |
|
2003-05-30 |
| 30 |
Kwok, Leung |
|
|
ABA518 |
Rep |
2003-04-23 |
2004-04-06 |
| 31 |
Lam, Ada Lok Yee 林洛宜 |
|
F |
ACG599 |
Rep |
|
2003-05-02 |
| 32 |
Lam, David Tai Yuen 林大源 |
|
M |
ADJ557 |
Rep |
|
2006-03-28 |
| 33 |
Lance, Robert Waldo |
|
M |
AEL830 |
Rep |
2003-04-23 |
2003-06-03 |
|
|
|
RO |
2003-06-03 |
2006-02-24 |
| 34 |
Lau, Bernard Yu Kwan 劉宇鈞 |
|
M |
AFT473 |
Rep |
|
2008-09-29 |
| 35 |
Lau, Kenneth (SFC:AFI835) 劉皓之 |
28 |
M |
AFI835 |
Rep |
|
2006-02-15 |
| 36 |
Lau, Lik Alaric 劉力 |
|
|
AHK681 |
Rep |
|
2008-09-29 |
| 37 |
Laungani, Neel Vishnu |
|
|
ADQ008 |
Rep |
|
2004-12-20 |
| 38 |
Lee, Chun Wah (SFC:AFR066) 李俊華 |
|
|
AFR066 |
Rep |
|
2003-11-17 |
| 39 |
Lee, Edward Yuan Tse 李淵智 |
|
M |
AGF152 |
Rep |
|
2005-01-05 |
| 40 |
Lee, Seo Kyong 李瑞景 |
|
|
AFK837 |
Rep |
|
2004-02-27 |
| 41 |
Leung, Amy Ming Yee 梁鳴儀 |
|
F |
AEJ623 |
Rep |
|
2005-10-05 |
| 42 |
Lim, Hwee Ghee 林慧儀 |
|
|
AGK672 |
Rep |
|
2007-10-11 |
| 43 |
Liu, Kate Kit Yee 廖潔儀 |
|
F |
ACY139 |
Rep |
2003-06-16 |
2008-09-29 |
| 44 |
Liu, Shao Li 劉曉黎 |
|
|
ABV412 |
Rep |
|
2004-03-02 |
| 45 |
Mahadevan, Suresh Ayodya |
|
|
AJB405 |
Rep |
2003-08-06 |
2005-05-20 |
| 46 |
Mak, Marian Yuen Man 麥沅雯 |
|
F |
AID159 |
Rep |
|
2007-04-10 |
| 47 |
Mar, Johnson |
|
M |
ADR669 |
RO |
|
2008-09-29 |
| 48 |
McGrath, William Jude 馬格比利 |
|
M |
AFJ442 |
RO |
|
2005-08-23 |
| 49 |
McKeever, Stephen James |
|
M |
AFH236 |
Rep |
|
2006-02-07 |
| 50 |
Milliken, Peter James |
|
M |
AEO766 |
Rep |
|
2008-02-01 |
| 51 |
Mou, Alex Xinghai |
|
|
AJB639 |
Rep |
2003-08-15 |
2004-09-01 |
| 52 |
Myong, Chun Hyong |
|
|
AEN827 |
Rep |
|
2005-02-02 |
| 53 |
Ng, Jessica Sze Man 吳詩敏 |
|
F |
AGC561 |
Rep |
|
2003-06-30 |
| 54 |
Ng, Mei Fun 吳美芬 |
|
|
AAB732 |
Rep |
|
2003-10-07 |
| 55 |
Ngan, Bronson Lawrence |
|
M |
AGA247 |
Rep |
|
2005-02-15 |
| 56 |
O'Connor, Brian Michael |
|
M |
ABG705 |
RO |
|
2005-06-03 |
| 57 |
O'Meara, Christopher James Sidney |
|
M |
AFQ412 |
Rep |
2003-04-24 |
2005-04-27 |
| 58 |
Paine, David L |
|
M |
ADH929 |
Rep |
|
2008-09-29 |
| 59 |
Pamulapati, Lalit Chandra Choudary |
|
|
AGD006 |
Rep |
|
2006-07-20 |
| 60 |
Park, Sung Wan 朴性玩 |
|
|
ADQ242 |
Rep |
|
2006-03-26 |
| 61 |
Penton, Dominic Jon (SFC:ABM263) |
|
M |
ABM263 |
RO |
|
2003-09-04 |
| 62 |
Quan, Hong 全弘 |
|
|
AIE773 |
Rep |
|
2004-05-10 |
| 63 |
Quan, Qiang 全強 |
30 |
M |
AIB369 |
Rep |
|
2003-10-28 |
| 64 |
Siazon, Ken I |
|
M |
ADW357 |
Rep |
|
2003-05-30 |
| 65 |
Sibia, Ranjeet Singh |
|
|
AHH557 |
Rep |
|
2004-12-06 |
| 66 |
Sng, Sharon Mei-Yin |
|
F |
AHP734 |
Rep |
|
2003-07-16 |
| 67 |
Sun, Lu (SFC:AGF426) 孫璐 |
|
|
AGF426 |
Rep |
|
2007-03-02 |
| 68 |
Sweeney, Kirk Chester |
|
M |
AAN604 |
RO |
|
2008-09-29 |
| 69 |
Sykes, Joel Alexander Hugh |
|
M |
AEX555 |
Rep |
|
2004-07-15 |
| 70 |
Tan, Chor Leng |
|
|
AGR041 |
Rep |
|
2003-10-07 |
| 71 |
Tan, Wei Peng 陳威頻 |
|
|
AFW644 |
Rep |
|
2004-09-27 |
| 72 |
Throsby, Timothy James Osborne |
37 |
M |
ACT590 |
Rep |
|
2005-07-12 |
| 73 |
Tsang, Eric On Bong 曾安邦 |
|
M |
AAA072 |
Rep |
|
2006-06-01 |
| 74 |
Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 |
|
|
ADC037 |
Rep |
|
2008-09-29 |
| 75 |
Ventouras, Alexis |
36 |
M |
ADS012 |
Rep |
|
2003-08-06 |
| 76 |
Wang, Fang (SFC:AID230) 王芳 |
|
|
AID230 |
Rep |
|
2008-09-29 |
| 77 |
Wang, Jun Ping 王君平 |
|
|
ADW638 |
Rep |
|
2004-04-28 |
| 78 |
Watson, Alan James David |
45 |
M |
AEE163 |
Rep |
|
2004-07-08 |
| 79 |
Wernli, Michelle Suzanne |
|
F |
AIZ368 |
Rep |
2003-06-19 |
2004-08-31 |
| 80 |
Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 |
|
|
ACN459 |
Rep |
2003-05-12 |
2005-08-01 |
| 81 |
Wong, Carolyn Yuk Cheung 黃旭鏘 |
|
F |
AFT958 |
Rep |
2003-05-13 |
2006-02-20 |
| 82 |
Wong, Chui Shan 黃翠珊 |
|
|
AGN589 |
Rep |
|
2003-06-30 |
| 83 |
Wong, Edwin Ching Him 黃正謙 |
|
|
AEB025 |
Rep |
|
2008-09-29 |
| 84 |
Wong, Marco Chi Duen |
|
M |
AFQ741 |
Rep |
|
2008-09-29 |
| 85 |
Woo, Charles Kun |
|
M |
AHS996 |
Rep |
|
2003-10-07 |
| 86 |
Woo, Rebecca Heng-yun 吳恆恩 |
|
F |
ABL783 |
Rep |
|
2005-06-20 |
| 87 |
Wright, Symon Robert |
|
M |
ACG024 |
Rep |
|
2006-03-20 |
| 88 |
Wu, Yat Wai 胡一威 |
36 |
M |
ACW474 |
Rep |
|
2004-05-18 |
| 89 |
Yap, Chin Yee 叶君瑜 |
|
|
AFR721 |
Rep |
|
2008-03-18 |
| 90 |
Yoon, Yong Cheul |
|
|
AGW405 |
Rep |
|
2004-07-21 |
| 91 |
Yu, Janice Man Kiu 茹蔓喬 |
|
|
ADZ441 |
Rep |
|
2004-02-03 |
| 92 |
Yu, Ming Lai 余明麗 |
|
|
AFU845 |
Rep |
2003-08-15 |
2006-04-10 |
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