Officers: SBI China Capital Securities Limited 軟庫中華金融證券有限公司

SBI China Capital Securities Limited 軟庫中華金融證券有限公司

Current
History

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2006	⚥	SFC ID	Role	From	Until
1	Bang, Bonna			AEA447	Rep		2005-05-18
2	Chan, Lawrence Kwong Wa 陳光華		M	ABQ649	Rep	2005-11-09	2006-05-10
3	Chan, Tsz Man (SFC:AGY565) 陳梓汶			AGY565	Rep	2004-04-19	2006-02-12
4	Chau, Keith Hon Kit 周漢傑		M	AAZ939	Rep	2004-02-24	2011-09-30
5	Chau, Shun To 周頌滔			AEY907	Rep		2011-09-30
6	Cheng, Tai Pui 鄭棣培			AAH278	Rep		2009-02-13
7	Cheung, Andy Ka Keung 張家強			ABS477	Rep	2003-09-30	2004-03-18
8	Cheung, Ben Ching Kit 張政傑		M	AFA722	Rep	2004-02-20	2004-05-04
9	Cheung, Wai Kit (SFC:AES388) 張偉傑			AES388	Rep		2003-10-07
10	Cheung, Yee Fan 張懿帆			ADH428	Rep		2004-12-28
11	Chu, Godwin Kwok Shing 朱國承		M	ACJ709	Rep		2011-09-30
12	Chua, Tsz Lan 蔡紫蘭			AAI500	Rep	2006-05-09	2007-02-28
13	Clemenson, Stephen William John		M	ADS814	Rep	2005-07-19	2006-10-13
14	Eng, Edmond 伍少凡		M	ACW864	RO	2005-11-16	2006-09-28
15	Fung, Ka Pun 馮家彬	61	M	AAC108	RO		2006-01-04
16	Goddard Lui, Eva Man Fong 呂敏芳		F	AAZ401	Rep		2003-07-14
17	Ho, Lap Chi 何立志			AFD240	Rep	2005-05-06	2006-03-18
18	Hui, Koon Shan 許冠山			AAC250	Rep		2011-09-30
19	Hui, Stanley Siu Leung 許兆良		M	AFN827	Rep		2003-08-11
20	Hung, Tin Wah 洪天華			AGC692	Rep	2004-08-09	2005-03-07
21	Ip, Hung 葉虹	37	F	AGA252	Rep		2006-01-24
					RO	2006-01-24	2006-08-24
22	Jook, Raymond Chun Kui 祝振駒	40	M	ACQ095	Rep		2004-05-31
					RO	2004-05-31	2006-11-22
23	Lai, Kenneth Kin Chung 黎健聰	36	M	ABP978	Rep		2005-08-08
					RO	2005-08-08	2006-05-03
24	Lam, Marcus Chik Shun 林植信	28	M	AHN066	Rep		2003-07-14
25	Lau, Alice Wai Yan 柳蕙恩		F	AME575	Rep	2005-07-04	2006-10-09
26	Lau, On Wah 劉安樺			AAD083	RO		2005-08-08
27	Law, Tak Kuen 羅德權			AAB173	Rep		2003-04-17
28	Lee, Chi Wah (SFC:AAF504) 李志華			AAF504	Rep		2011-09-30
29	Lee, Inessa Suk Wah 李菽樺		F	ACH127	Rep	2004-08-18	2005-09-02
30	Lee, Karen King Wai 李荊慧		F	AKL742	Rep	2005-12-05	2006-01-24
31	Li, Asser Kwok Keung 李國強		M	AAG495	Rep		2010-03-31
32	Lim, Swee Tin Lisa 林瑞珍			AGO376	RO	2004-07-23	2005-10-28
33	Liu, Yang (SFC:AJK624) 劉洋			AJK624	Rep	2004-08-23	2005-09-02
34	Lo, Chi Hang (SFC:AFV477) 盧志恆			AFV477	Rep	2005-08-29	2006-10-13
35	Lo, Kit Ming 盧潔明			ACG022	Rep	2006-04-13	2006-08-08
36	Lo, Ying Lun 勞應麟			AAF498	Rep	2003-11-17	2005-01-05
37	Lui, Chung Wai 雷重威			AEE306	Rep		2003-06-27
38	Lui, Eric Yiu Fong 雷耀芳		M	AAZ490	Rep	2005-02-07	2010-03-31
39	Mui, Kay Boon 梅基本			AAJ763	Rep	2003-08-01	2005-04-14
40	Ng, John Wah 伍華安		M	AEG183	Rep	2005-05-05	2006-01-21
41	Shum, Fei Fei 沈菲菲	27	F	ALR570	Rep	2006-04-06	2006-07-21
42	So, Jennifer Lai Shan 蘇勵姍		F	AHA295	Rep	2006-04-03	2007-06-22
43	Sum, Poon Yun 岑本訢		M	AED718	RO		2004-09-08
44	Sun, Baron 孫葆崟			AMM278	Rep	2006-05-25	2011-09-30
45	Sze-To, Ping Chuen 司徒炳全			ABE594	Rep		2011-09-30
46	Szeto, King Chuen 司徒經全			AEN511	Rep		2011-09-30
47	Tang, Wai Yan (SFC:ADN093) 鄧惠因			ADN093	Rep		2004-07-09
48	To, Kin Tung 陶建東			AEO687	Rep		2003-04-30
49	To, Ronald Kwok Chien 杜國鍵		M	AEN382	Rep		2003-11-10
50	Tong, Peng Tiong			AHZ636	Rep		2004-07-23
					RO	2004-07-23	2006-11-03
51	Weng, Eddie Hua-Ti 翁華狄		M	ALR878	Rep	2005-11-03	2011-07-22
52	Wong, Alex Mang Chung 黃孟聰		M	ABE974	Rep		2007-01-22
53	Wong, Chi Yan (SFC:ABN290) 黃志仁			ABN290	Rep		2011-09-30
54	Wong, Hong Wah 王康華		M	ACF078	Rep		2008-04-04
55	Wong, Joseph Yan Po 黃恩寶		M	AAB990	Rep		2011-09-30
56	Wong, Kam Ming (SFC:AFP503) 王錦明			AFP503	Rep		2006-04-09
57	Wong, Kwok Leung (SFC:AAH527) 黃國良			AAH527	Rep		2003-10-14
58	Wong, Sheung Yeung 王上揚			AFH200	Rep		2006-11-24
59	Wong, Tak Ming (SFC:ALR877) 黃德明			ALR877	Rep	2005-03-18	2005-06-10
60	Yam, David (SFC:ACJ708) 任卓偉		M	ACJ708	Rep	2005-09-01	2006-06-29
61	Yeung, Patricia Kai Ki 楊佳琪		F	ADB738	Rep		2005-08-12
62	Yue, Pui Lam 余佩琳			AGA571	Rep	2006-05-22	2006-08-14
63	Zheng, Juan (SFC:AGI798) 鄭娟			AGI798	Rep	2006-04-18	2007-03-13

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