UBS SECURITIES HONG KONG LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2006 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au, Alexander Pak Cheung 區柏祥 | 30 | M | AKP472 | Rep | 2004-05-18 | 2008-03-11 |
| 2 | Beshke, Clarence John | M | ADS271 | RO | 2010-03-18 | ||
| 3 | Blackburn, Andrew James (SFC:AJE473) | M | AJE473 | Rep | 2003-09-29 | 2003-12-10 | |
| 4 | Bradshaw, John (SFC:AHC328) | M | AHC328 | RO | 2005-04-27 | 2006-01-06 | |
| Rep | 2006-01-06 | 2012-03-29 | |||||
| 5 | Chan, Andy Kok Heng | AFC953 | RO | 2005-12-29 | 2011-02-16 | ||
| 6 | Chan, Brian Hon Kei 陳漢基 | M | AKI936 | Rep | 2004-04-15 | 2009-04-22 | |
| 7 | Chao, Benjamin Sze Chung 趙思聰 | M | AKW740 | Rep | 2004-06-25 | 2006-10-04 | |
| 8 | Cheng, Jimmy Min Tat 鄭勉達 | M | ACV741 | RO | 2007-04-28 | ||
| 9 | Chu, Peter | M | AIR824 | Rep | 2004-08-06 | 2007-02-23 | |
| 10 | Flynn, Robert Michael | M | ANE761 | Rep | 2006-03-16 | 2006-05-11 | |
| RO | 2006-05-11 | 2008-04-08 | |||||
| 11 | Fok, Ronald King Man 霍敬文 | 29 | M | AGE025 | Rep | 2016-12-18 | |
| 12 | Ho, Alan To 何鍍 | M | AAE138 | Rep | 2004-03-12 | ||
| 13 | Ho, Diana Pui Kwan 何佩君 | F | ABY481 | Rep | 2011-10-18 | ||
| 14 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-05-07 | |||
| 15 | Ho, Tsz Leung 何子樑 | AJD615 | Rep | 2003-09-02 | 2016-12-18 | ||
| 16 | Hong, Shaw-Shiun 洪紹勛 | ALC783 | Rep | 2004-08-20 | 2009-04-22 | ||
| 17 | Hsu, Karen Chia Lin 徐嘉琳 | F | ACO622 | Rep | 2004-02-23 | ||
| 18 | Kwan, Sing Yuen 關承遠 | ABW052 | Rep | 2016-12-18 | |||
| 19 | Lai, Wing Yi 黎詠儀 | AED789 | Rep | 2003-05-30 | |||
| 20 | Lam, Hu Yang 林曉陽 | ADU633 | Rep | 2006-09-16 | |||
| 21 | Lau, Marcus Chi Chiu 劉志超 | M | AAC292 | Rep | 2006-06-08 | ||
| 22 | Law, Wendy Wing Chi 羅穎芝 | F | AHS272 | Rep | 2005-06-13 | ||
| 23 | Lee, Hyun Jae (SFC:AHN694) 李賢宰 | AHN694 | Rep | 2007-04-19 | |||
| 24 | Lee, Samuel Man Fat 李萬發 | 37 | M | ADR824 | Rep | 2004-12-03 | 2009-09-05 |
| 25 | Lee, Simon Chun Kit 李俊傑 | 30 | M | AHA361 | Rep | 2009-04-22 | |
| 26 | Leung, Nancy Ann 梁學安 | F | AKO860 | Rep | 2006-09-04 | 2007-08-04 | |
| 27 | Li, Man Wing 李文穎 | AJO743 | Rep | 2005-05-24 | 2014-10-01 | ||
| 28 | Maguire, Raymond | M | ANZ631 | Rep | 2006-09-29 | 2008-10-18 | |
| 29 | McQueen, Lee Michael | M | ACR744 | Rep | 2004-01-09 | ||
| RO | 2004-01-09 | 2005-05-10 | |||||
| Rep | 2005-05-10 | 2009-04-04 | |||||
| 30 | Melwani, Rajesh Ramesh (SFC:AEU252) | M | AEU252 | Rep | 2010-01-26 | ||
| 31 | Ng, Kai Yan 吳啟仁 | AAE153 | Rep | 2012-10-25 | |||
| 32 | Ng, Kwong Man 吳光民 | AME704 | Rep | 2005-07-04 | 2008-03-15 | ||
| 33 | Poon, Ming Pui 潘明培 | M | AAF320 | RO | 2005-03-30 | ||
| Rep | 2005-03-30 | 2005-09-03 | |||||
| 34 | Redbourn, Paul Robert (SFC:AFQ906) | M | AFQ906 | RO | 2006-03-10 | 2014-06-11 | |
| 35 | Saunders, Scott Antony | M | ADC081 | RO | 2005-10-27 | ||
| 36 | Saxvik, Eric Bradley | M | ACR775 | Rep | 2005-03-07 | ||
| RO | 2006-06-20 | 2008-08-12 | |||||
| 37 | Sum, Hing Man 岑慶文 | ABW145 | Rep | 2014-04-11 | |||
| 38 | Tang, Ming Wai (SFC:AIH670) 鄧明緯 | AIH670 | Rep | 2005-04-07 | 2009-04-06 | ||
| 39 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2003-04-10 | |||
| 40 | Wong, Ronald Kwok Kit 黃國傑 | M | AEW968 | Rep | 2003-06-18 | ||
| 41 | Wong, Stephen (SFC:AJO207) 黃錦豪 | M | AJO207 | Rep | 2004-03-19 | 2008-04-30 | |
| 42 | Yu, Jason Wah Chiu 余華超 | M | AAD859 | RO | 2005-03-24 | ||
| Rep | 2005-03-24 | 2011-06-30 | |||||
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