CLSA RESEARCH LIMITED 里昂證券投資研究有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2007
SFC ID Role From Until
1 Au, Johannes Yu Hang 歐宇恆 M AOP023 Rep 2007-02-26 2008-11-20
2 Au, Yiu Bong 區耀邦 AMV085 Rep 2005-12-23 2008-05-10
3 Bhatt, Jay Hemant ADR152 Rep 2004-05-10
4 Bradley, Edmund Hugh M ABS842 RO 2014-06-18
5 Cashmore, Nicholas Willoughby M ALL246 Rep 2004-11-16 2007-02-01
6 Chan, Dominic Chi Ming 陳志銘 M ADC344 Rep 2008-05-07
7 Chan, Gabriel Raeburn 陳偉邦 M AHN285 Rep 2003-12-09 2004-08-27
8 Chan, Kerry Mo Yu 陳慕瑜 ADU088 Rep 2004-11-22
9 Chan, Siu Cheong (SFC:AOR822) 陳兆昌 AOR822 Rep 2007-03-16 2009-05-18
10 Chan, Vonnie Lai Yin 陳麗妍 AFY292 Rep 2006-08-31
11 Chen, Zi Mu ALA254 Rep 2004-07-26 2006-11-09
12 Cheng, Brian Chi Ming 鄭志明 25 M AMN877 Rep 2005-10-13 2007-12-21
13 Cheng, Ming-Kai 鄭名凱 AML921 Rep 2005-09-16 2006-05-04
Rep 2006-08-21 2011-08-01
14 Cheng, Tau Cheung 鄭導昌 AFC185 Rep 2006-09-07
15 Cheung, Francis Yiu Cheong 張耀昌 M AFZ520 Rep 2012-12-10
16 Cheung, Tsz Kit 張子傑 AIX574 Rep 2004-04-23 2005-09-21
17 Chiu, On Sang 丘安生 AJE177 Rep 2003-09-24 2005-01-24
18 Coull, Gary William John 顧家利 53 M AAB495 RO 2006-10-26
19 Dai, Wei (SFC:AOR609) 戴維 AOR609 Rep 2007-03-15 2010-05-18
20 Driscoll, Andrew Tasman M ALT900 Rep 2005-03-07 2012-12-03
21 Fallon, Nicola Gillian F AKX172 Rep 2004-07-06 2007-02-01
22 Fan, Cliff Kuang Cheng 樊光正 ALG179 Rep 2007-01-16 2007-03-16
23 Fischer, Aaron Alexander 余雅樂 M ALW738 Rep 2005-04-19 2007-02-01
24 Gill, Amar Singh (SFC:AHB999) 喬昇安 M AHB999 Rep 2007-03-08
RO 2007-03-08 2007-08-30
25 Graham, William James Angus 38 M ALA252 Rep 2004-07-26 2005-01-10
26 Ho, Ka Wai (SFC:AKV099) 何家維 40 M AKV099 Rep 2005-05-18 2009-03-04
27 Jing, Xingyu AJO539 Rep 2004-03-22 2005-05-25
28 Kwan, Wing Kin (SFC:ALU751) 關永堅 ALU751 Rep 2005-03-10 2007-05-03
29 Kwan, Wing Lok 關榮樂 ADT427 Rep 2004-09-09 2009-03-04
30 Lai, Hui Chuan 賴惠娟 AOG219 Rep 2006-11-28 2010-11-30
31 Lai, Miranda Fung Sin 黎鳳仙 F ALQ554 Rep 2005-03-02 2005-09-21
32 Lam, Wai Fung (SFC:AIH365) 林偉峰 AIH365 Rep 2003-09-10
33 Lau, Siu Man (SFC:ACV996) 劉紹文 ACV996 Rep 2004-07-06
34 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2004-07-02 2005-09-28
35 Lee, Kwok Chu (SFC:ALT779) 李國柱 ALT779 Rep 2005-03-03 2010-04-22
36 Lee, Sai Fan 李世璠 AFB313 Rep 2004-01-27 2006-10-27
37 Lee, Sarah Hau Yee 李巧兒 F AHC334 Rep 2003-09-13
38 Leung, Heung Yik 梁向奕 AIH476 Rep 2012-12-10
39 Leung, Kevin Koon Yip 梁冠業 M AMY262 Rep 2006-01-23 2008-04-29
40 Leung, Wing Chong (SFC:AJE082) 梁穎聰 AJE082 Rep 2003-09-18 2004-06-16
41 Li, Hui (SFC:ACF342) 李慧 ACF342 Rep 2007-03-15
42 Liu, Wei (SFC:ALG199) 劉煒 ALG199 Rep 2007-02-26 2008-05-28
43 Liu, Yun (SFC:AHS958) 劉運 AHS958 Rep 2004-04-06
44 Lobello, Christopher Michael M ADZ738 Rep 2008-01-07
45 Lowe, Adrian Phillip 劉世君 M AFA333 Rep 2008-06-30
46 Lu, Wen Pin 盧文彬 AHP538 Rep 2003-07-08 2006-06-23
47 Lui, Man Yee 呂敏儀 ALW606 Rep 2005-08-24 2008-06-20
48 Luk, Amy Ka Ping 陸嘉萍 35 F ALL503 Rep 2005-09-30 2007-07-21
49 Luk, Priscilla Hau Yi 陸巧兒 F AHC324 Rep 2003-08-11
50 Man, Wai Lok 文偉樂 AEZ690 Rep 2012-12-17
51 McKenzie, Paul Conor M AAV863 Rep 2003-07-02 2012-12-24
52 Montague, Jolyon Charles M AJC260 Rep 2003-08-04 2009-09-28
53 Morrison, Robert William Bentley 46 M AGQ547 RO 2006-11-14 2009-06-30
54 Ng, Karen Ka Fai 吳家暉 27 F ALF793 Rep 2004-09-14 2005-12-07
55 O'Connor, Kevin John (SFC:AJC482) M AJC482 Rep 2003-08-04 2007-06-30
56 Obi, Uzoamaka Uduego AFX071 Rep 2003-06-20
57 Peza, Charle Ong AEH887 Rep 2003-05-05 2004-08-10
58 Powell, Simon Philip M AOA162 Rep 2006-09-27 2012-12-31
59 Reynolds, Andrew Shawn 42 M AHF331 Rep 2007-02-01
60 Roberts, Christopher Fenton 羅弼時 M AAD528 Rep 2003-07-02 2004-05-10
Rep 2005-06-28 2005-12-23
Rep 2006-07-17 2007-06-19
61 Sanft, Erwin Ralph 歐文 37 M AED179 Rep 2004-06-25
62 Sangiambut, Manop AJN957 Rep 2004-03-10 2005-09-28
63 Saunders, John Russell M AFG796 Rep 2007-09-11
64 Schutte, Daniel Johannes M AHD687 Rep 2009-12-31
65 Shi, Fangqiu 史方遒 AFD135 Rep 2006-10-17
66 Snelgrove, Paul Rodger M AEE375 Rep 2004-09-24 2006-07-28
67 Solvet, Eric Serge M AFJ283 Rep 2006-02-20 2007-03-19
68 Stevenson, Andrew Mark Bryce 44 M AGA310 Rep 2004-08-02 2008-08-01
69 Tan, Janice Chui Ha 譚翠霞 AGJ236 Rep 2007-06-07
70 Tang, Xiaobo (SFC:ALY952) 唐驍波 ALY952 Rep 2005-10-25 2006-09-29
71 Thirlwall, Oliver Julian M AIC316 Rep 2003-09-30
72 Tsoi, Ting Sze 蔡婷思 ABS481 Rep 2003-07-02 2010-06-30
73 Wang, Bo (SFC:AGD229) 汪波 AGD229 Rep 2004-09-16 2005-01-06
74 Wilkinson, Anthony John Cooper M AFD111 Rep 2005-10-25 2011-05-27
75 Wong, Mabel Mei Po 黃美寶 F AFQ488 Rep 2005-10-21
76 Wong, Yim (SFC:AFU666) 王艷 AFU666 Rep 2006-10-09 2012-12-24
77 Wood, Christopher James Russell 50 M ADU465 Rep 2012-12-10
78 Yeung, Keith Kwok Ki 楊國基 M ADT376 Rep 2006-07-26
79 Yung, Melody Wing Ping 容詠萍 F ALT790 Rep 2007-03-22 2008-02-04
80 Zee, Chi Ming 徐啟敏 AFT051 Rep 2004-03-30 2005-04-27
81 Zhang, Feng (SFC:AGP569) 張峰 AGP569 Rep 2003-08-14 2004-07-13
82 Zhang, Jingjing (SFC:AOL563) 張晶晶 AOL563 Rep 2007-01-29 2007-03-09

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