GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 國元証券經紀(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Chan, Alexander Hing Sang 陳慶生 M ALB323 Rep 2010-04-22 2012-08-20
2 Chan, Ka Ho (SFC:AWF460) 陳家豪 AWF460 Rep 2013-10-17 2016-11-04
3 Chan, Mofiz 陳志華 36 M AMI692 RO 2012-07-10 2013-07-12
4 Chan, Yiu Kwong (SFC:AAC389) 陳耀廣 AAC389 Rep 2008-07-31
5 Chau, Ellis Yat Ming 周日明 AAE435 Rep 2014-06-13 2014-08-05
RO 2014-08-05
6 Chen, Sida (SFC:APQ831) 陳斯达 APQ831 Rep 2015-02-10 2018-04-18
7 Chen, Wenjun (SFC:AYY921) 陳文軍 AYY921 Rep 2014-01-02
8 Cheng, Chao (SFC:AOB087) 程超 AOB087 RO 2008-02-20 2008-08-20
9 Cheng, Cheuk Lam 鄭焯琳 APB487 Rep 2010-03-01 2012-12-13
10 Cheng, Sim Kuen 鄭嬋娟 APP900 Rep 2014-09-15 2016-06-10
11 Chiu, Sherman Hin Fung 趙衍鋒 39 M ALL685 Rep 2010-11-26 2011-04-22
12 Chuang, I-Chu 莊易築 ANW396 Rep 2010-08-23 2010-08-30
RO 2010-08-30 2012-06-29
13 Chung, Kam Po 鍾金寶 AXM879 Rep 2014-09-16 2014-10-08
14 Dai, Sangying 戴梓如 BDH625 Rep 2014-04-15 2015-05-29
15 Ding, Xianshu 丁先樹 BBB615 Rep 2013-04-03 2013-06-30
16 Ding, Xiaomin 丁小敏 BDZ904 Rep 2014-08-14 2020-10-31
17 Dong, Zhixin (SFC:BBX813) 董志新 BBX813 Rep 2013-09-24 2014-07-29
18 Du, Dan (SFC:AOT340) 杜丹 AOT340 Rep 2007-05-04 2007-10-10
RO 2007-10-10 2010-05-18
19 Du, Qingwen 杜清雯 ATB497 Rep 2009-11-02 2009-11-30
20 Fan, Lester Kei Shun 范基信 M AGT998 RO 2008-05-22 2010-06-14
21 Fang, Wei (SFC:AOT337) 方煒 AOT337 Rep 2007-05-04 2008-11-07
22 Fu, Shumeng 符抒萌 BAO926 Rep 2012-12-05 2016-08-18
23 Guo, Biao 郭彪 33 M AXK321 Rep 2011-06-07 2011-07-13
24 Hu, Yaosheng (SFC:BEL950) 胡堯盛 BEL950 Rep 2014-11-11 2015-06-12
25 Huang, Qingbo 黃慶波 BDJ265 Rep 2014-04-29
26 Hui, David Lam Chiu 許林釗 ADF453 RO 2008-08-28 2012-06-25
27 Hung, King Wan 孔景雲 ADA739 Rep 2014-08-19
28 Huo, Limin (SFC:AND728) 霍麗敏 AND728 Rep 2008-12-09
29 Jia, Aiping 賈愛萍 BAO927 Rep 2012-12-05
30 Jiang, Lingjun 江凌俊 BDG860 Rep 2014-04-08 2015-05-01
31 Jiang, Wenwen (SFC:AXC789) 蔣雯文 AXC789 Rep 2012-01-13 2013-09-09
32 Kong, Lingzhen 孔令貞 BBQ311 Rep 2013-07-26 2021-12-31
33 Lai, Cheuk Hung 黎卓鴻 ANX770 Rep 2007-05-02 2007-05-31
RO 2007-05-31 2008-09-01
34 Lai, Chun Kong 黎鎮剛 ABZ482 Rep 2009-06-29 2010-06-17
35 Lai, Shaoping 賴少萍 BAG440 Rep 2012-10-05 2013-09-19
36 Lai, Yongchun (SFC:BBQ513) 賴永春 BBQ513 Rep 2013-09-23 2022-03-15
37 Lam, Chun Yuk 林俊旭 ARR348 Rep 2014-10-15 2016-06-07
38 Lam, Yip Shing 林業成 AAB176 Rep 2007-03-28 2007-04-23
39 Lau, On Hong 劉安康 ACO909 Rep 2013-03-11 2013-04-02
RO 2013-04-02 2014-08-31
40 Lau, Susan So Mei 劉素媚 F AMA244 Rep 2007-03-01
41 Lee, Jessica Yee-Man 李綺雯 F AXH483 Rep 2011-06-02 2012-08-04
42 Leong, Chi Fung 梁智鋒 AJM781 Rep 2011-11-18 2013-07-12
43 Leung, Shing Wai (SFC:ACZ462) 梁成偉 ACZ462 Rep 2015-01-28 2016-06-20
44 Li, Feiyong 李飛勇 ASI301 Rep 2009-06-26 2011-01-12
45 Li, Jamie Chiu 李超 M ACN575 Rep 2008-08-07 2012-06-01
46 Li, Jun (SFC:AMU443) 李俊 AMU443 Rep 2010-01-15 2021-11-20
47 Li, Li (SFC:BBX850) 李莉 BBX850 Rep 2013-09-24
48 Li, Ming (SFC:AXK332) 李明 AXK332 Rep 2011-06-07 2018-03-19
49 Li, Pan (SFC:AQN984) 李攀 M AQN984 Rep 2008-04-07 2012-12-20
RO 2012-12-20 2014-05-30
50 Li, Ran (SFC:BDL985) 李冉 BDL985 Rep 2014-05-27
51 Li, Shichao (SFC:AZB780) 李世超 AZB780 Rep 2012-02-22 2013-05-25
52 Li, Weiwei (SFC:AXY460) 李維偉 AXY460 Rep 2012-10-11 2014-08-16
53 Lin, Tianru 林天儒 ASM230 Rep 2013-04-02
54 Liu, Jie (SFC:BAQ986) 劉潔 BAQ986 Rep 2012-12-28 2021-12-31
55 Liu, Xu (SFC:BEA606) 劉旭 BEA606 Rep 2014-08-15 2023-08-15
56 Long, Fei (SFC:ARI079) 龍飛 ARI079 Rep 2008-08-19 2016-09-12
57 Lu, Hongmei 盧紅梅 BBU442 Rep 2013-09-23
58 Luk, Wai Tat 陸偉達 AUP822 Rep 2011-12-14 2015-07-13
59 Luo, Ying (SFC:BCL450) 羅穎 BCL450 Rep 2013-12-05 2017-07-03
60 Ma, Xiaoxiang 馬驍翔 BET489 Rep 2015-01-02 2018-05-31
61 Mao, Li (SFC:AQG730) 毛力 AQG730 Rep 2010-01-15 2010-05-26
RO 2010-05-26 2011-04-22
62 Mo, Kin Ling 毛建齡 ABW002 Rep 2007-04-24 2022-03-11
63 Mok, Kon Lim 莫幹濂 ABS236 RO 2012-06-25 2015-07-23
64 Ng, Ho Wai (SFC:AUS555) 伍灝維 AUS555 Rep 2012-08-03
65 Ngai, Chun Yu 魏鐥䨞 ARP385 Rep 2010-11-19 2015-01-13
RO 2015-01-13 2016-03-04
66 Pang, Kin Cheung 彭建彰 AVH539 Rep 2010-10-21 2010-11-13
67 Peng, Weixi 彭維熙 BEK976 Rep 2014-10-31 2016-04-22
68 Poon, Che Ho 潘志豪 AEH550 Rep 2014-07-31 2018-10-16
69 Poon, Yuet Sim 潘月嬋 AAC404 Rep 2007-03-23 2021-09-07
70 Qiu, Zhengwei 邱正威 ASZ607 Rep 2009-11-18 2011-03-21
71 Ren, Wei (SFC:ARA442) 任偉 ARA442 Rep 2008-06-18 2012-01-06
72 Sit, Kwan Kit 薛君杰 AZQ787 Rep 2014-08-19 2015-07-16
73 Song, Xinyu (SFC:BCC010) 宋欣宇 BCC010 Rep 2013-10-17
74 Tan, Yan (SFC:AXV124) 譚燕 AXV124 Rep 2011-11-01 2016-09-12
75 Tang, Man Lei 鄧敏梨 AVR839 Rep 2010-09-13 2017-09-08
76 Ting, Karen Yi Lam 丁依霖 F AGH047 Rep 2007-07-06 2008-03-03
77 Tse, Tsz Kit 謝子杰 AUD977 Rep 2010-03-17 2015-12-03
78 Tso, Ka Sing 曹嘉升 AUR286 Rep 2011-11-11 2012-05-01
79 Tsoi, Kwok Keung 蔡國強 AAD694 RO 2007-01-30 2008-05-14
80 Tsui, Hoi Lap 徐海立 AXD703 Rep 2014-12-30 2015-12-10
81 Wan, Qin 萬琴 BEJ090 Rep 2014-11-19 2015-11-19
82 Wang, Linfeng (SFC:BDX765) 王林峰 BDX765 Rep 2014-08-05 2016-01-07
83 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2010-01-15 2012-05-14
84 Wang, Weiwen (SFC:BBU443) 王偉文 BBU443 Rep 2013-09-23 2021-11-20
85 Wang, Xiaoming (SFC:AUN616) 王小明 AUN616 Rep 2013-09-23
86 Wang, Xiuzhen (SFC:BBJ578) 王秀珍 BBJ578 Rep 2013-05-31 2015-12-31
87 Wang, Xueting 王雪婷 BBU448 Rep 2013-09-23
88 Wei, Dong (SFC:BCG580) 衛東 BCG580 Rep 2013-11-11
89 Wei, Wei (SFC:BDQ427) 魏威 BDQ427 Rep 2015-01-16 2019-05-02
90 Wong, Audrey Hoi Yan 黃凱欣 45 F AFQ642 Rep 2009-04-02 2011-03-05
91 Wong, Emenry Pui Ling 黃佩玲 AEX286 Rep 2014-06-05 2015-11-06
92 Wong, Hiu Chun (SFC:BBA877) 黃曉珍 BBA877 Rep 2014-12-22 2015-12-07
93 Wong, Lai Chu (SFC:AAC409) 黃麗珠 AAC409 Rep 2007-03-19
94 Wong, Wing Sheung 黃詠湘 AGO417 Rep 2014-06-09 2018-02-09
95 Wong, Yu Lui 黃宇雷 AEA008 Rep 2012-08-01
96 Woo, Tsing Yiu 胡政堯 AOH585 Rep 2013-01-14 2013-04-16
97 Xu, Jingshun 徐景順 AYE515 Rep 2011-10-06 2015-12-31
98 Xu, Pengbing 徐鵬冰 AWC146 Rep 2010-10-19 2012-07-18
99 Yang, Cuihua 楊翠華 BAL393 RO 2013-02-20 2017-09-05
100 Yang, Sha 楊沙 BAK404 Rep 2012-11-05 2019-07-05
101 Yang, Yiqiong 楊義琼 AXU943 Rep 2011-08-26
102 Yao, Zhongyuan 姚中遠 AOQ593 Rep 2011-10-10 2016-04-28
103 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2014-06-05 2015-11-30
104 Yin, Ping (SFC:BBX847) 尹萍 BBX847 Rep 2013-09-24 2023-12-31
105 Ying, Zhiguang 應智廣 AZY392 Rep 2013-09-24
106 Yu, Kun (SFC:AOT339) 于坤 AOT339 Rep 2007-05-04 2011-01-01
Rep 2013-07-12 2015-06-12
107 Yu, Xiaoli (SFC:AXK331) 余小麗 AXK331 Rep 2011-06-09 2018-01-31
108 Yu, Zhaohui 余朝暉 BAC524 Rep 2012-08-28 2018-04-30
109 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2010-01-15 2011-03-29
110 Yuen, Ka Leung 袁家樑 ANV050 Rep 2012-03-21 2012-08-01
111 Yung, Pui Man 容佩雯 ATX999 Rep 2009-10-23 2016-09-12
112 Yung, Tak Po 翁德寶 ABP578 RO 2007-01-30 2008-10-01
113 Zhang, Haohan (SFC:BBI895) 張浩涵 BBI895 Rep 2013-05-27 2016-04-30
114 Zhang, Weiqing (SFC:AOY606) 張蔚青 AOY606 Rep 2007-07-17 2010-03-31
115 Zhang, Yu (SFC:AQS656) 張煜 AQS656 Rep 2008-04-07 2010-05-31
RO 2010-05-31 2010-10-16
116 Zhao, Dan (SFC:BDI693) 趙聃 BDI693 Rep 2014-04-23
117 Zheng, Liangyan 鄭梁燕 BAE435 Rep 2012-09-11 2013-07-26
118 Zheng, Lixia (SFC:BDQ700) 鄭麗霞 BDQ700 Rep 2014-06-26 2015-05-01
119 Zhou, Lei (SFC:BAZ414) 周磊 BAZ414 Rep 2013-03-18 2014-01-10
Rep 2014-05-23
120 Zhou, Wei (SFC:BAC428) 周圍 BAC428 Rep 2012-08-28 2014-10-31
121 Zhu, Guangjun 朱廣軍 BDJ273 Rep 2014-04-29 2021-12-31
122 Zhu, Jun (SFC:AXX081) 朱珺 AXX081 Rep 2013-07-30
123 Zhu, Wen (SFC:BCP964) 朱紋 BCP964 Rep 2014-01-02

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