Wellington Management Hong Kong Limited (b2003-01-02) 威靈頓管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Abrams, Kenneth Lee | M | BGL283 | Rep | 2015-11-09 | 2015-11-13 | |
| 2 | Argyle, Charles Sean | M | AQB133 | RO | 2008-03-05 | 2013-05-31 | |
| 3 | Averill, John Franklin | M | BEJ063 | Rep | 2018-10-30 | 2018-11-01 | |
| 4 | Babson, Abigail Olken | F | BGH582 | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | |||||
| 5 | Baker, Samuel Cranage | M | AOA383 | Rep | 2009-01-05 | 2009-05-28 | |
| 6 | Baldini, Edward Bolles | 57 | M | BJG641 | Rep | 2017-03-30 | 2017-03-31 |
| Rep | 2018-03-26 | ||||||
| 7 | Baxter, Thomas Wilbur | M | AYY701 | RO | 2012-03-20 | 2018-12-31 | |
| 8 | Bhagwat, Niraj Dilip | AHU701 | Rep | 2016-04-19 | 2016-04-22 | ||
| Rep | 2018-05-29 | 2018-05-30 | |||||
| 9 | Booth, William Nichols | M | ARL339 | Rep | 2008-10-21 | 2011-12-31 | |
| 10 | Boselli, John A | M | BLJ662 | Rep | 2017-11-03 | 2023-10-06 | |
| 11 | Brooks, Philip Andrew | M | ALJ927 | Rep | 2011-01-20 | ||
| 12 | Carmen, Michael Tyler | M | BIW774 | Rep | 2017-01-16 | 2017-01-24 | |
| Rep | 2017-11-13 | 2022-05-17 | |||||
| 13 | Caron, Patrick Paul | M | BOH194 | RO | 2019-07-19 | 2023-05-25 | |
| 14 | Chai, Pamela Pui Pui 蔡蓓蓓 | F | ADT113 | Rep | 2007-06-12 | 2017-03-03 | |
| 15 | Chan, Caroline Wing Han 陳咏嫻 | F | AQS919 | Rep | 2015-09-01 | 2017-12-15 | |
| 16 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | AFY913 | Rep | 2005-07-15 | 2011-08-13 | ||
| 17 | Chan, Gigi Kai Zi 陳暟滋 | BBB314 | Rep | 2015-04-10 | 2017-09-12 | ||
| 18 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | ACQ204 | Rep | 2008-07-07 | 2016-06-15 | ||
| 19 | Chang, Andrew Inhyuk | M | AMJ738 | Rep | 2012-10-12 | 2014-06-24 | |
| 20 | Chang, Jae Won | BDC792 | Rep | 2014-05-07 | 2018-03-02 | ||
| RO | 2018-03-02 | ||||||
| 21 | Chau, Alexandre Gia-Hon 周加豐 | M | BEM701 | Rep | 2017-09-15 | 2022-09-30 | |
| 22 | Chau, Gigi Yun Gi 周潤芝 | ARP574 | Rep | 2008-10-23 | 2009-05-21 | ||
| 23 | Chen, Jay | AXG435 | Rep | 2011-07-05 | 2013-08-01 | ||
| 24 | Chu, Victor Wai Tak 褚偉德 | M | ARK830 | Rep | 2014-01-06 | 2016-07-30 | |
| 25 | Chung, Dong Woo 鄭東祐 | AZF448 | Rep | 2012-05-08 | 2016-12-01 | ||
| 26 | Clark, William Robert Hywel | M | ABV428 | RO | 2003-09-18 | 2013-06-30 | |
| 27 | Clougherty, Carolyn Anne | F | BHQ080 | Rep | 2016-08-01 | 2019-09-30 | |
| 28 | Coakley, Paul Jeremiah | M | ALK118 | Rep | 2004-12-24 | 2006-12-31 | |
| 29 | Creighton, Antony John | M | ALP566 | Rep | 2005-11-03 | 2006-04-26 | |
| RO | 2006-04-26 | 2013-12-06 | |||||
| 30 | Cromwell, Wendy Miller | F | BMP298 | Rep | 2018-04-04 | 2018-04-07 | |
| 31 | Crowley, Christina Marion | F | BNP565 | Rep | 2018-10-02 | 2019-12-03 | |
| 32 | Cui, Junxiang 崔俊翔 | BGD424 | Rep | 2015-10-08 | |||
| 33 | Cushing, David Charles (1962-02) | 57 | M | BAU770 | RO | 2013-05-15 | 2016-10-31 |
| 34 | Dang, Jolyn Le Thuy 鄧麗玲 | AWY706 | Rep | 2019-03-04 | 2021-06-30 | ||
| 35 | Dearth, Liliana Castillo | BDQ510 | Rep | 2018-11-05 | 2018-11-09 | ||
| 36 | Deresiewicz, Robert Leslie | M | BME186 | Rep | 2018-01-29 | 2018-01-30 | |
| Rep | 2019-07-16 | 2019-07-17 | |||||
| 37 | Dinh, Nhu Thi Thuy | BLO435 | Rep | 2018-01-16 | 2019-05-17 | ||
| 38 | Duckworth, Cheryl Mcdaniel | F | AYT355 | RO | 2014-01-20 | 2018-06-30 | |
| 39 | Dunne, Daire Timothy | M | BDN111 | Rep | 2014-07-16 | ||
| 40 | Dvorak, Marketa | BIQ777 | Rep | 2017-01-10 | 2024-08-28 | ||
| 41 | Elliott, David Jonathan | M | BIK518 | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | |||||
| 42 | Enderlein, Carl Dirk | 46 | M | BIN855 | Rep | 2016-11-21 | 2016-11-25 |
| Rep | 2018-01-17 | 2018-01-19 | |||||
| 43 | Fan, Fei Fei Philip 范飛飛 | M | BGJ235 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2018-10-22 | 2023-05-12 | |||||
| 44 | Fan, Liang (SFC:BCC317) 樊亮 | BCC317 | Rep | 2016-09-29 | 2018-04-19 | ||
| 45 | Fuhrman, Robert Neil | M | BGC390 | Rep | 2015-09-04 | 2015-09-07 | |
| 46 | Fung, Ka Man (SFC:BMT317) 馮家敏 | BMT317 | Rep | 2018-04-17 | 2023-02-14 | ||
| 47 | Gallo, Ann Catherine | F | BDZ924 | Rep | 2014-08-25 | 2014-08-29 | |
| 48 | Geary, Scott Cameron | M | BJV521 | RO | 2017-09-22 | 2023-07-01 | |
| 49 | Glazer, Bruce Lawrence | M | BMQ169 | Rep | 2018-03-22 | 2018-03-23 | |
| 50 | Goodman Iii, Robert Campe | M | BNO751 | Rep | 2018-09-20 | 2018-09-21 | |
| Rep | 2019-02-20 | 2019-02-22 | |||||
| 51 | Goodstadt, Patricia Ann 顧文瑜 | F | AVI453 | Rep | 2010-07-13 | 2024-12-31 | |
| 52 | Goulding, Harriet Katherine | F | BGY973 | Rep | 2016-02-15 | 2016-02-17 | |
| 53 | Goyal, Priyal | BNS046 | Rep | 2018-10-29 | 2019-05-27 | ||
| 54 | Green, Nicholas Peter | M | AYF209 | Rep | 2011-11-07 | 2017-06-30 | |
| 55 | Guck, Brian Hall | M | ANU992 | Rep | 2006-08-31 | 2011-12-31 | |
| 56 | Han, Hye Won 韓惠媛 | BGD423 | Rep | 2015-09-25 | 2021-12-31 | ||
| 57 | Hannigan, William Joseph | 57 | M | BCY164 | Rep | 2014-03-24 | 2016-12-31 |
| 58 | Helfer, Ray Eugene Jr | M | AVD288 | RO | 2010-07-14 | 2017-11-10 | |
| Rep | 2017-11-10 | 2019-10-15 | |||||
| 59 | Henry, Simon Charles (SFC:BDN112) | M | BDN112 | Rep | 2014-07-16 | ||
| 60 | Ho, Winnie Wai Yee 何慧兒 | F | AFD506 | Rep | 2019-07-15 | ||
| 61 | Hoffman, Richard Kirk | M | BDD367 | Rep | 2014-04-07 | 2014-04-15 | |
| 62 | Hong, Felix | M | BOM817 | Rep | 2019-07-18 | ||
| 63 | Horowitz, Jason Aaron | M | BHE016 | Rep | 2016-04-07 | 2016-04-08 | |
| 64 | Hubbard, Cara | F | BNN588 | Rep | 2018-09-18 | 2018-09-24 | |
| Rep | 2019-07-26 | 2019-07-29 | |||||
| 65 | Hui, Ming Kei 許銘基 | ANR562 | Rep | 2018-10-24 | 2021-10-05 | ||
| 66 | Hwang, Jennifer Nicole 黃悅真 | F | AXG088 | Rep | 2014-04-30 | 2016-04-22 | |
| 67 | Hynes, Jean Marie | 50 | F | BEJ077 | Rep | 2016-02-15 | 2016-02-17 |
| Rep | 2017-09-18 | 2017-09-19 | |||||
| Rep | 2018-07-16 | 2025-01-01 | |||||
| 68 | Iwai, Katsuhiro | M | BGJ236 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2018-11-05 | 2018-11-09 | |||||
| 69 | Jhun, Jong Un | AXY504 | Rep | 2018-01-24 | 2023-05-19 | ||
| 70 | Jia, Chelsea Yue | AVX461 | Rep | 2014-04-24 | 2014-09-25 | ||
| 71 | Kalbreier, Malte Manuel | M | BIL892 | Rep | 2016-10-31 | 2016-11-02 | |
| Rep | 2018-01-17 | 2018-01-19 | |||||
| Rep | 2019-03-20 | 2019-03-22 | |||||
| 72 | Kang, Hee Joo 姜熹住 | AWV264 | Rep | 2011-04-04 | 2011-11-11 | ||
| 73 | Kapadia, Sunil Vijay | M | AWB792 | Rep | 2014-07-16 | 2021-09-03 | |
| 74 | Killian, Anita | F | ARL331 | Rep | 2008-08-13 | 2022-09-16 | |
| 75 | Kim, Dennis Hong | M | BGO947 | Rep | 2015-12-02 | 2015-12-04 | |
| Rep | 2017-05-08 | 2017-05-11 | |||||
| Rep | 2017-11-13 | 2023-09-01 | |||||
| 76 | Kim, Hye Na 金慧娜 | BFU953 | Rep | 2015-08-24 | 2017-07-26 | ||
| 77 | Kim, Pau Lam | BBM050 | Rep | 2013-10-03 | 2015-05-29 | ||
| 78 | Kirk, Christopher George | M | BIG449 | Rep | 2016-10-24 | 2016-10-28 | |
| 79 | Kong, Jessica Pik Suen 江璧璇 | F | ANB753 | Rep | 2013-12-02 | 2019-04-18 | |
| 80 | Kook, Soonki 鞠淳起 | BEB072 | Rep | 2018-11-05 | |||
| 81 | Kwan, Mei Mei 關美美 | APX211 | Rep | 2011-08-26 | 2014-11-07 | ||
| 82 | Kwok, Ping (SFC:ADO003) 郭蘋 | ADO003 | Rep | 2008-01-18 | 2012-10-31 | ||
| RO | 2012-10-31 | ||||||
| 83 | Lam, Carol Wan Yeung 林韻洋 | F | AOQ811 | Rep | 2007-04-02 | 2013-07-24 | |
| 84 | Lee, Chin Choi 利展才 | AMB639 | Rep | 2005-06-16 | 2025-05-30 | ||
| 85 | Lee, Desmond Wing Sin 李永善 | M | AMX783 | Rep | 2018-11-05 | ||
| 86 | Lee, Kyung Jik | BJH185 | Rep | 2017-04-26 | 2020-12-31 | ||
| 87 | Lee, Steven Hyung Wk | M | AUJ842 | Rep | 2010-01-28 | 2011-09-17 | |
| 88 | Lee, Wai Lun (SFC:BOI346) 李偉麟 | BOI346 | Rep | 2019-05-02 | 2022-03-11 | ||
| 89 | Lee, Yong Ha | AVJ141 | Rep | 2011-12-19 | 2015-03-31 | ||
| 90 | Levy, Nathaniel Stephen | M | BGH587 | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | |||||
| 91 | Lewis, Richard James (SFC:BGL296) | M | BGL296 | Rep | 2015-11-09 | 2017-06-30 | |
| 92 | Li Chan, Marian Sien Mun 李陳倩文 | F | AAK519 | Rep | 2005-01-12 | 2005-12-23 | |
| RO | 2005-12-23 | 2010-05-01 | |||||
| 93 | Lin, Yongxue 林咏雪 | BOD836 | Rep | 2019-03-04 | 2023-07-21 | ||
| 94 | Lipton, Matthew Thomas | M | BNI289 | Rep | 2018-10-08 | 2018-10-12 | |
| 95 | Liu, Wing Sze 廖穎思 | ATI403 | Rep | 2011-02-24 | 2014-08-15 | ||
| 96 | Liu, Zhaoying 劉兆熒 | AWJ024 | Rep | 2010-12-20 | 2013-08-01 | ||
| 97 | Lockhart, William Robert Somervell | M | ANF270 | Rep | 2006-03-21 | 2009-12-11 | |
| 98 | Maguire, Daniel (SFC:BGJ237) | M | BGJ237 | Rep | 2015-11-02 | 2015-11-05 | |
| 99 | Mak, Ada Lai Ling 麥麗玲 | F | AAJ497 | RO | 2003-09-18 | 2007-10-12 | |
| 100 | Mandel, Mark David | 52 | M | BMK027 | Rep | 2018-02-27 | 2018-03-01 |
| 101 | Masdea, Michael Theodore | M | BND570 | Rep | 2018-07-18 | 2018-07-20 | |
| 102 | Mason, Matthew James (SFC:ANZ767) | M | ANZ767 | Rep | 2006-09-25 | 2009-05-21 | |
| 103 | Mattiko, Gregory Alan | M | ANP871 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2016-08-01 | 2022-08-05 | |||||
| 104 | McCarthy, Conor William | M | BNA754 | Rep | 2018-06-14 | 2018-06-15 | |
| Rep | 2018-07-30 | 2018-08-02 | |||||
| Rep | 2019-01-24 | 2023-03-31 | |||||
| 105 | McElroy, Michael Patrick | M | BIK519 | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | |||||
| 106 | Melhuish, Alexandra Hero Catriona | F | BNN589 | Rep | 2018-09-10 | 2021-11-19 | |
| 107 | Meunier, Bo Zhang | AWW207 | Rep | 2011-04-01 | 2011-10-12 | ||
| Rep | 2011-11-11 | 2014-11-28 | |||||
| RO | 2014-11-28 | 2024-04-09 | |||||
| 108 | Muir, Alexander Douglas Davidson | M | BMV572 | Rep | 2018-06-04 | 2023-12-31 | |
| 109 | Muralidhar, Srikantaiah | BNS340 | Rep | 2018-11-05 | 2018-11-09 | ||
| 110 | Murphy, Kevin Francis | M | BLI618 | Rep | 2017-11-14 | 2017-11-21 | |
| 111 | Murray, Brian Robert | M | BAU769 | RO | 2013-05-15 | 2015-06-12 | |
| Rep | 2015-11-09 | 2019-10-15 | |||||
| 112 | Nambiar, Kuniyil Sasidharan | BIQ137 | Rep | 2016-12-30 | 2021-11-19 | ||
| 113 | Neubert, Daniel McNeil | M | BGB245 | Rep | 2015-09-14 | 2025-08-01 | |
| 114 | O'Connell, Susan Gail | F | AST317 | Rep | 2015-05-15 | 2015-05-21 | |
| 115 | Oh, Jun Young | AXD514 | Rep | 2011-04-26 | 2024-07-01 | ||
| 116 | Orly, Christophe Yann Olivier | 55 | M | BCO233 | Rep | 2014-01-20 | 2014-04-18 |
| Rep | 2014-05-05 | 2016-12-05 | |||||
| 117 | Pang, Alwyn See Kit 彭思杰 | M | ACJ317 | Rep | 2015-11-02 | 2021-06-11 | |
| 118 | Pannell, Saul Joseph | M | AJB494 | Rep | 2013-10-02 | 2015-05-08 | |
| 119 | Park, Hye Jin (SFC:BDD041) | BDD041 | Rep | 2014-04-28 | 2021-12-03 | ||
| 120 | Parker, Jawan Shamel | 43 | BGJ234 | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2018-11-05 | 2018-11-09 | |||||
| RO | 2019-04-08 | 2024-07-01 | |||||
| 121 | Patodia, Yashvardhan Narayan | BGJ231 | Rep | 2015-11-02 | 2015-11-05 | ||
| 122 | Payyappilly, Victor Cherian | M | BNS045 | Rep | 2018-11-05 | 2018-11-09 | |
| 123 | Perelmuter, Phillip H | 58 | M | ALC035 | Rep | 2016-01-25 | 2016-01-29 |
| Rep | 2017-09-11 | 2017-09-13 | |||||
| 124 | Perumal, Janet Anandhi | F | BDH781 | Rep | 2014-05-26 | 2020-08-04 | |
| 125 | Pool, Gregory Daniel | M | BBG313 | Rep | 2013-06-10 | 2016-05-20 | |
| 126 | Pouillart, Cedric Roger Armand Jean-Yves | M | BAU771 | RO | 2013-05-15 | ||
| 127 | Puritz, Adam Todd | M | BJV177 | RO | 2017-09-15 | 2020-12-31 | |
| 128 | Qian, Feng (SFC:ANH323) 錢峰 | ANH323 | Rep | 2006-04-20 | 2014-01-10 | ||
| RO | 2014-01-10 | 2017-12-31 | |||||
| 129 | Rice, Eric Marshall | M | BIJ005 | Rep | 2016-10-25 | 2016-10-28 | |
| Rep | 2018-03-12 | 2018-03-16 | |||||
| 130 | Richter, Steven Anthony | M | ARL336 | Rep | 2008-08-13 | 2016-12-31 | |
| 131 | Sanwal, Vasundhara (SFC:BLJ461) | F | BLJ461 | Rep | 2017-11-13 | 2024-04-12 | |
| 132 | Schneider, Oliver Marcell | M | BKV308 | Rep | 2017-10-09 | 2017-10-12 | |
| 133 | Sharp Paul, Andrew David | M | BEX115 | Rep | 2015-03-18 | 2022-06-29 | |
| 134 | St John, Scott Ivan | M | BEM717 | Rep | 2014-11-28 | 2014-12-05 | |
| 135 | Su, Xuewei 蘇雪瑋 | BJE829 | Rep | 2018-11-05 | |||
| 136 | Syn, Mark Li-Min | M | AGG540 | Rep | 2008-11-24 | 2018-07-31 | |
| 137 | Szabo, Jeno | BMP295 | Rep | 2018-03-26 | 2018-03-28 | ||
| 138 | To, Ngoc-Diep Diana 蘇玉葉 | AJK799 | Rep | 2004-03-19 | 2004-09-19 | ||
| Rep | 2004-12-30 | 2007-09-11 | |||||
| Rep | 2009-01-05 | 2010-07-29 | |||||
| 139 | Towfighi, Ali Reza | 53 | M | AOV143 | RO | 2010-02-26 | 2013-05-31 |
| Rep | 2013-05-31 | 2015-05-08 | |||||
| 140 | Tsang, Benjamin Lok Mun 曾樂敏 | M | ARU874 | Rep | 2009-05-20 | 2010-08-26 | |
| 141 | Ueki, Hideo | M | BEJ774 | Rep | 2016-05-09 | 2019-10-15 | |
| 142 | Uzun, Ekaterina Alexeevna | BGC393 | Rep | 2015-09-04 | 2015-09-07 | ||
| 143 | Vanderkolk, Mark David | M | AYN677 | Rep | 2018-10-10 | 2018-12-05 | |
| 144 | Wang, Hua (SFC:AUX415) 王華 | AUX415 | Rep | 2010-05-06 | 2013-03-29 | ||
| 145 | Wang, Lisha 王丽莎 | AWW125 | Rep | 2012-03-09 | 2016-08-13 | ||
| 146 | Wang, Ruokun 王若坤 | BOE567 | Rep | 2019-03-13 | |||
| 147 | Whiting, Lori Lynn | BEM703 | Rep | 2014-11-28 | 2014-12-05 | ||
| 148 | Wilke, Lutz Peter | M | BOJ293 | Rep | 2019-05-29 | 2019-05-31 | |
| 149 | Wong, Chi Wai (SFC:ARH852) 王子瑋 | ARH852 | Rep | 2011-05-13 | 2021-03-31 | ||
| 150 | Wong, Mei Ling (SFC:BJS917) 黃美玲 | BJS917 | Rep | 2017-06-19 | |||
| 151 | Wong, Sally Yat Sze 黃逸詩 | F | ASO411 | Rep | 2009-04-14 | 2015-03-06 | |
| 152 | Xu, Xiao (SFC:ATL670) 徐霄 | ATL670 | Rep | 2009-07-29 | 2010-07-24 | ||
| 153 | Yang, Yan (SFC:AST106) 楊琰 | AST106 | Rep | 2009-04-08 | |||
| 154 | Yau, Carmen Ka Mun 邱嘉敏 | F | ADJ396 | Rep | 2004-08-19 | 2007-07-06 | |
| 155 | Yeong, Brian Zhiyong | M | BIM901 | Rep | 2016-11-07 | 2016-11-11 | |
| Rep | 2018-01-16 | ||||||
| 156 | Yeung, Chun Chak 楊秦澤 | BFZ639 | Rep | 2019-03-07 | 2022-01-14 | ||
| 157 | Yeung, Ka Lee 楊嘉莉 | ANA541 | Rep | 2014-10-13 | 2017-01-31 | ||
| 158 | Yim, Wai Nga 嚴維雅 | BBS695 | Rep | 2015-10-15 | 2018-06-29 | ||
| 159 | Yiu, Suet King 饒雪琼 | ARE062 | Rep | 2008-07-09 | 2011-06-01 | ||
| 160 | Younis, Adnan Mohammed | M | BKO681 | Rep | 2017-09-18 | 2019-10-07 | |
| 161 | Yu, Che Kaei 游智凱 | AXL098 | Rep | 2011-07-22 | 2014-01-15 | ||
| RO | 2014-01-15 | 2018-04-13 | |||||
| 162 | Yu, Hsueh-Yu 于學宇 | AXY698 | Rep | 2011-09-19 | 2015-02-26 | ||
| 163 | Yu, Jiayan 郁嘉言 | BHF578 | Rep | 2016-05-16 | |||
| 164 | Zhang, Hong (SFC:ASZ571) 張虹 | ASZ571 | Rep | 2011-08-31 | 2014-07-15 | ||
| 165 | Zhang, Jiabin 張嘉賓 | ARA230 | Rep | 2019-03-14 | |||
| 166 | Zhu, Guanhua 朱冠华 | AVG924 | Rep | 2010-07-12 | 2015-01-23 | ||
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