GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2020
Role From Until
1 Arthur-Dick, Joseph M Rep 2018-01-15 2021-05-04
2 Bradford, David John M RO 2011-03-22 2021-10-29
3 Cheung, Kevin Hoi Tsun 張凱竣 M Rep 2018-01-15 2022-09-16
4 Cho, Yunhee 趙胤熙 Rep 2018-02-06
5 Choy, Kai Man 蔡啟民 Rep 2018-01-16 2022-09-16
6 Crook, Mark Jonathon M Rep 2015-03-05 2024-08-29
7 Hearne, Kevin M Rep 2016-03-24 2022-10-01
8 Hino, Dai 日野大 Rep 2019-12-04 2021-01-18
9 Hughes, Glyn John (SFC:BJT332) M Rep 2018-01-16 2021-07-30
10 Kapur, Gautam Pradeep Kumar M Rep 2019-01-25 2020-05-29
11 Khelifi, Amine RO 2017-11-02
12 Kho, Garrett Tristan Arnaldo M Rep 2019-05-02 2024-06-19
13 Learey, Dominic M RO 2017-07-31
14 Lee, James (SFC:BJH960) 李澤南 M Rep 2018-01-15
15 Lem, Sze Mun 林詩敏 Rep 2019-09-17 2021-07-30
16 Lougare, Thibaud Jean-Marie M Rep 2020-03-20 2021-01-12
17 Masu, Megumi F Rep 2019-02-25
18 Meenan, Raymond David M Rep 2019-11-20
19 Mishra, Rishi Rep 2018-04-26 2020-11-27
20 Okano, Ryuta Rep 2020-02-26
21 Saadane, Mohammed Fatih Zineddine M Rep 2019-02-08 2020-07-24
22 Salonga, Benjamin Iii Puzon 施樂家 M Rep 2019-05-02 2024-06-19
23 Soulas, Christopher M Rep 2019-10-03 2020-06-01
24 Sugarman, Richard Neil (SFC:BKX038) M Rep 2017-09-11 2023-12-29
25 Tagawa, Ichiro 田川一郎 Rep 2020-03-12
26 Walsh, Ashley Paul Jeffery James M RO 2018-08-24
27 Wattez, Philippe Marc Alfred M Rep 2017-09-29
28 Wong, Jamie Jun Yin 黃鎮賢 M Rep 2018-01-15
29 Wong, Philippe 黃志輝 M Rep 2017-08-29
30 Yabut, Vivian Chan F Rep 2016-12-05 2024-05-31
31 Zhou, Shenxiong 周申雄 RO 2018-02-02

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