BARCLAYS CAPITAL ASIA LIMITED 巴克萊亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Angeles, Margarita Lara | BBU590 | Rep | 2013-09-12 | 2014-11-10 | ||
| 2 | Awyoung, Derek | M | AJC206 | Rep | 2013-10-22 | 2014-07-07 | |
| 3 | Bennett, Thomas Llewellyn John | M | AVO622 | Rep | 2010-08-26 | 2016-01-21 | |
| 4 | Benton, Marc Robert | M | AKO917 | Rep | 2009-10-07 | 2014-04-14 | |
| 5 | Berchtold, Gregory Michael | M | BBS591 | Rep | 2013-08-23 | 2014-06-17 | |
| 6 | Brown, Neil Arthur | M | AWT174 | Rep | 2011-02-01 | 2016-01-21 | |
| 7 | Brungs, Ian Heinrich | M | ARS772 | Rep | 2010-08-04 | 2014-01-29 | |
| 8 | Chaiwatanatorn, Krit | AWA324 | Rep | 2010-10-11 | 2015-10-02 | ||
| 9 | Chan, Hang Ting 陳杏婷 | ARG755 | Rep | 2013-02-22 | 2014-04-28 | ||
| 10 | Chan, Wing Yee (SFC:AMR696) 陳穎異 | AMR696 | Rep | 2010-05-12 | 2014-01-29 | ||
| 11 | Chan, Yau Hin 陳佑軒 | AVY759 | Rep | 2010-09-28 | 2016-01-21 | ||
| 12 | Chang, Hubert Weimin | M | AXI816 | Rep | 2012-06-11 | 2018-03-31 | |
| 13 | Chang, Sheng-Yao | BBU591 | Rep | 2013-09-12 | 2014-06-03 | ||
| 14 | Chang, Ya-Han (SFC:BAD847) 張雅涵 | BAD847 | Rep | 2012-09-06 | 2014-02-10 | ||
| 15 | Chaudhry, Anoop 周德禮 | M | AGN971 | Rep | 2009-07-13 | 2016-01-21 | |
| 16 | Chen, Kuan-ting (SFC:AFQ371) 陳冠婷 | AFQ371 | Rep | 2011-08-29 | 2016-11-30 | ||
| 17 | Chen, Sijia (SFC:AYA775) 陳思佳 | AYA775 | Rep | 2011-09-15 | 2014-02-05 | ||
| 18 | Chen, Yini (SFC:BAB811) 陳依妮 | BAB811 | Rep | 2012-08-22 | 2016-03-29 | ||
| 19 | Chen, Yue (SFC:BAA910) 陳悅 | BAA910 | Rep | 2012-08-10 | 2014-06-03 | ||
| 20 | Chen, Zhiyu (SFC:BCM814) 陳志宇 | BCM814 | Rep | 2013-12-16 | 2014-03-03 | ||
| 21 | Choi, Quinton 蔡衍霆 | AOV905 | Rep | 2011-07-28 | 2014-06-13 | ||
| 22 | Choi, Yung Woo | AOB450 | Rep | 2006-10-24 | 2015-12-10 | ||
| 23 | Chong, Christopher Siu Wing 莊紹榮 | M | AYU408 | Rep | 2012-01-16 | 2022-06-13 | |
| 24 | Chung, Howard Hau 鍾豪 | M | AUZ502 | Rep | 2011-07-21 | 2014-06-03 | |
| 25 | Daga, Gaurav | M | AZJ671 | Rep | 2012-04-26 | 2019-05-17 | |
| 26 | Deng, Kaizhong 鄧鍇鐘 | BBS672 | Rep | 2013-09-05 | 2014-08-20 | ||
| 27 | Ding, Ding (SFC:AVR355) 丁丁 | AVR355 | Rep | 2012-08-13 | 2016-01-21 | ||
| 28 | Ding, Yibing 丁一賓 | ADJ647 | RO | 2010-12-09 | 2014-12-12 | ||
| 29 | Dong, Nan (SFC:AXH998) 董楠 | AXH998 | Rep | 2011-05-24 | 2015-04-14 | ||
| 30 | Dong, Shiyi (SFC:BBS673) 董師藝 | BBS673 | Rep | 2013-09-11 | 2014-08-22 | ||
| 31 | Dong, Wenlin Winnie 董文琳 | BAX350 | Rep | 2013-02-21 | 2014-08-22 | ||
| 32 | Early, Paul David | M | AYW039 | Rep | 2012-01-18 | 2021-04-30 | |
| 33 | Eick, Holger 魏浩家 | M | AHP773 | Rep | 2006-10-25 | 2014-11-30 | |
| 34 | Fung, Ka Man Carmen (SFC:AXS995) 馮嘉雯 | AXS995 | Rep | 2011-08-03 | 2016-01-21 | ||
| 35 | Gao, Yun (SFC:BBT153) 高昀 | BBT153 | Rep | 2013-08-29 | 2014-06-03 | ||
| 36 | Gelber, Randy Scott (SFC:ACR602) | M | ACR602 | Rep | 2010-08-12 | 2014-06-30 | |
| 37 | Ginsburg, Matthew David | M | ADI176 | RO | 2010-01-13 | 2014-05-15 | |
| 38 | Guo, Yijun (SFC:ARI927) 郭一君 | ARI927 | Rep | 2011-06-08 | 2015-07-17 | ||
| 39 | Hahm, Candace | F | BBS816 | Rep | 2013-09-05 | 2016-01-21 | |
| 40 | Hallett, Aiden Glen | AZR667 | Rep | 2012-06-18 | 2014-08-17 | ||
| 41 | Hamersma, Sander Bastiaan | ADW037 | Rep | 2008-06-20 | 2016-01-21 | ||
| 42 | Han, Yoon Jae 韓允齊 | ANU649 | Rep | 2006-08-18 | 2016-03-30 | ||
| 43 | Harker, Christopher Paul | M | AZR414 | Rep | 2012-06-19 | 2014-08-28 | |
| 44 | He, Jiajin 何佳錦 | BAB123 | Rep | 2012-08-13 | 2015-06-30 | ||
| 45 | Ho, Joanne Wai Yan 何慧欣 | F | AXV385 | Rep | 2011-08-10 | ||
| 46 | Ho, Mavis 何思慧 | F | AVZ224 | Rep | 2010-10-04 | 2016-01-21 | |
| 47 | Hong, Eugene Cheeryeh | M | ASW556 | Rep | 2009-04-29 | ||
| 48 | Hong, Seung Ki | BBQ194 | Rep | 2013-07-26 | 2016-01-21 | ||
| 49 | Horn, Thomas Marshall 鄭學恩 | M | AGC021 | Rep | 2013-12-20 | 2014-06-04 | |
| 50 | Huang, Hsin-Chang | AZJ504 | Rep | 2012-04-25 | 2016-01-21 | ||
| 51 | Huang, Yingte 黃瀛德 | AXU791 | Rep | 2011-08-08 | 2014-08-26 | ||
| 52 | Hui, Yik Seong 許溢祥 | BAK907 | Rep | 2012-11-08 | 2014-07-20 | ||
| 53 | Hunt, Heather Anne 韓慧儀 | BAD850 | Rep | 2012-09-06 | 2014-06-03 | ||
| 54 | Itkowitz, Jared R | AYM427 | Rep | 2011-11-18 | 2014-07-15 | ||
| 55 | Jiang, Sini 蔣斯妮 | AWC257 | Rep | 2010-10-19 | 2021-03-26 | ||
| 56 | Khor, Chee Yong Eric 陳志洋 | M | BAB167 | Rep | 2012-08-14 | ||
| 57 | Kim, Eun Sik 金垠植 | AYD792 | Rep | 2011-10-03 | 2016-01-21 | ||
| 58 | Kim, Janet Jung In 金正仁 | F | ATO846 | Rep | 2009-08-24 | 2014-06-03 | |
| 59 | King, Edward Kai 金愷 | M | AEZ731 | RO | 2011-03-18 | 2014-03-31 | |
| 60 | King, Mark (SFC:BBU592) 金徽 | M | BBU592 | Rep | 2013-09-12 | 2014-06-03 | |
| 61 | Koo, Eun-kyoung | AYA777 | Rep | 2011-09-15 | 2016-01-21 | ||
| 62 | Koo, Vanessa Lee Ying 顧琍瀅 | F | AFX588 | RO | 2011-05-18 | 2025-05-31 | |
| 63 | Ku, Patrick Kwan 顧琨 | M | AUR318 | Rep | 2013-10-28 | 2014-06-03 | |
| 64 | Kumar, Kunal (SFC:AVS825) | AVS825 | Rep | 2010-08-23 | 2019-09-30 | ||
| 65 | Kwak, Hyunjoo | ATN279 | Rep | 2009-08-10 | 2014-06-03 | ||
| 66 | Kwan, Patrick Chun Yue 關振宇 | M | ACN915 | RO | 2004-12-02 | 2016-09-13 | |
| 67 | Lam, Derek Matthew 林嘉誠 | M | AXV404 | Rep | 2011-08-10 | 2014-06-03 | |
| 68 | Lancksweert, Thibault Philippe | 30 | M | AWX910 | Rep | 2011-03-10 | 2014-03-28 |
| 69 | Lau, Edward Fu Keung 劉富強 | 34 | M | AVW356 | Rep | 2010-09-15 | 2016-10-26 |
| 70 | Lau, Katherine Ka Yee 劉家怡 | F | AVD966 | Rep | 2013-07-03 | 2014-04-02 | |
| 71 | Lee, Dora Sau Kuen 李秀娟 | F | ADC635 | Rep | 2014-06-03 | ||
| 72 | Lee, Duncan (SFC:APH610) 李德勤 | M | APH610 | Rep | 2007-07-23 | 2015-06-18 | |
| 73 | Lee, Hye Soo 李惠秀 | AXV597 | Rep | 2011-08-15 | 2016-09-30 | ||
| 74 | Lee, Payling 李佩玲 | AQA214 | Rep | 2007-11-15 | 2017-06-05 | ||
| 75 | Lei, Ming (SFC:AUV623) 雷鳴 | AUV623 | Rep | 2010-03-04 | 2022-11-08 | ||
| 76 | Leung, Annis Pui Ying 梁珮瑩 | F | AQU812 | Rep | 2009-09-03 | 2014-08-08 | |
| 77 | Leung, Felix Tingtsun 梁廷溱 | M | AXV405 | Rep | 2011-08-10 | 2014-06-03 | |
| 78 | Leven, Hans Johan | M | AGR742 | RO | 2010-10-15 | 2014-06-03 | |
| 79 | Li, Chen (SFC:BAB797) 李晨 | BAB797 | Rep | 2012-08-20 | 2014-04-25 | ||
| 80 | Li, David Sen 李森 | M | AXC378 | Rep | 2011-09-14 | 2014-06-03 | |
| 81 | Li, Emma Ran | F | BAB125 | Rep | 2012-08-13 | 2016-01-21 | |
| 82 | Li, Meng (SFC:AMF257) 李猛 | AMF257 | Rep | 2011-07-11 | 2014-01-30 | ||
| 83 | Li, Qiaohan 李峭寒 | BBS888 | Rep | 2013-08-30 | 2014-06-03 | ||
| 84 | Li, Shu (SFC:AWH337) 李姝 | AWH337 | Rep | 2011-05-30 | 2014-06-06 | ||
| 85 | Li, Xiang (SFC:BAA898) 李想 | BAA898 | Rep | 2012-08-10 | 2014-06-03 | ||
| 86 | Lim, Fung Teck Ivan 林方德 | AYW366 | Rep | 2012-01-30 | 2014-06-03 | ||
| 87 | Lim, James Teik Beng | 40 | M | AOS215 | Rep | 2010-07-13 | 2014-06-03 |
| 88 | Lin, Lin (SFC:AVS675) 林琳 | AVS675 | Rep | 2010-08-23 | 2015-03-23 | ||
| 89 | Lin, Yanjun (1979) 林彥軍 | 34 | M | AMP596 | RO | 2013-01-08 | 2015-03-24 |
| 90 | Liu, Chris Yang | M | AVE806 | Rep | 2012-06-18 | 2014-07-04 | |
| 91 | Liu, Chun-tien 劉君天 | ASD619 | Rep | 2011-06-10 | 2014-06-03 | ||
| 92 | Liu, Fei (SFC:AZR329) 劉飛 | AZR329 | Rep | 2013-10-23 | 2015-03-02 | ||
| 93 | Liu, Qiuyi 劉秋漪 | AXS672 | Rep | 2013-11-01 | 2014-06-03 | ||
| 94 | Liu, Zhao (SFC:BBS869) | BBS869 | Rep | 2013-08-20 | 2015-03-27 | ||
| 95 | Liu, Zihe 劉子赫 | BAA896 | Rep | 2012-08-10 | 2014-06-03 | ||
| 96 | Mao, Shuguang 毛曙光 | 45 | M | AMY549 | Rep | 2013-05-29 | 2015-09-21 |
| 97 | Merveille, Jerome Louis Andre | M | BCA228 | Rep | 2013-10-16 | 2017-09-29 | |
| 98 | Miranda, Vivek Mario | AVA349 | Rep | 2011-07-28 | 2016-01-21 | ||
| 99 | Morrice, Robert Alexander | M | AHJ511 | RO | 2004-12-02 | 2014-06-30 | |
| 100 | Munoz Perez, Jorge Juan | AMB433 | Rep | 2010-08-17 | 2016-01-21 | ||
| 101 | Nagaya, James Eiichi | M | APU515 | Rep | 2010-07-13 | 2015-07-29 | |
| 102 | Ng, Arthur Yuk Yin 伍旭彥 | M | AXV402 | Rep | 2011-08-10 | 2022-06-24 | |
| 103 | Ng, Siu Wai (SFC:AYD102) 伍兆威 | 29 | M | AYD102 | Rep | 2011-09-27 | 2015-10-20 |
| 104 | Nguyen-Minh, Hieu Tam | ARB824 | Rep | 2009-10-12 | 2016-01-21 | ||
| 105 | Ong, Lara Rebecca | F | BCG119 | Rep | 2013-11-18 | 2016-01-21 | |
| 106 | Ouyang, Yifeng 歐陽逸峰 | BBS674 | Rep | 2013-09-05 | 2014-06-03 | ||
| 107 | Pan, Tengyu 潘騰宇 | BBS900 | Rep | 2013-08-19 | 2014-04-11 | ||
| 108 | Pratt, Jon Vaughan Merrick | M | AGN910 | Rep | 2010-10-11 | 2014-02-07 | |
| 109 | Pu, Jimmy 浦仲凱 | M | AUX546 | Rep | 2010-03-26 | 2016-01-21 | |
| 110 | Rajentheran, Ramesh | M | AXS897 | Rep | 2011-08-08 | 2015-10-31 | |
| 111 | Richards, Andrew Brynmor 李安竹 | M | AYQ561 | Rep | 2011-12-30 | 2014-07-12 | |
| 112 | Rijnbeek, Jason Martin | M | AED170 | RO | 2008-07-11 | 2014-05-08 | |
| 113 | Ryu, Ho Kyung | AUV471 | Rep | 2010-03-03 | 2016-01-21 | ||
| 114 | Shen, Si (SFC:AVP155) 申思 | AVP155 | Rep | 2010-08-02 | |||
| 115 | Shen, Zheqing 沈哲清 | 34 | M | ANQ750 | Rep | 2011-06-22 | 2014-05-26 |
| 116 | Shin, Jungbum | BBS592 | Rep | 2013-08-23 | 2015-01-27 | ||
| 117 | Simmons, Dirk Vincent | M | AQC383 | Rep | 2013-01-14 | 2016-01-21 | |
| 118 | Smith, Guy William (SFC:AJO483) | M | AJO483 | Rep | 2004-03-22 | 2016-01-21 | |
| 119 | Smith, James Nicholas Sanderson | M | AXH027 | Rep | 2011-05-16 | 2016-01-21 | |
| 120 | Smith, Robert Guy Frederick | M | APU248 | Rep | 2009-06-18 | ||
| 121 | Song, Chenxing 宋辰興 | BAB155 | Rep | 2012-08-14 | 2016-01-21 | ||
| 122 | Sung, Joseph Chieh (SFC:AXY856) | M | AXY856 | Rep | 2011-08-30 | 2014-06-20 | |
| 123 | Tang, Kai Kwong 鄧啟光 | AWP840 | Rep | 2011-01-12 | 2015-04-13 | ||
| 124 | Tang, Misi 唐密似 | AXD690 | Rep | 2011-04-14 | 2019-10-16 | ||
| 125 | Tang, Pey-Shiuan 唐珮瑄 | BAD857 | Rep | 2012-09-06 | 2014-06-03 | ||
| 126 | Tao, Yiyang 陶憶阳 | ARP395 | Rep | 2011-01-10 | 2015-06-23 | ||
| 127 | Teng, An Chi (SFC:BAA908) 鄧安琦 | BAA908 | Rep | 2012-08-10 | 2014-06-03 | ||
| 128 | Tsao, Philip 曹為實 | 53 | M | AEF812 | Rep | 2011-06-30 | 2015-02-11 |
| 129 | Tse, Irene Wai Man 謝慧敏 | F | AXZ905 | Rep | 2011-09-30 | 2019-09-30 | |
| 130 | Tse, Maria 謝韶明 | F | AKN224 | Rep | 2004-04-30 | 2014-06-03 | |
| 131 | Wang, Chenye (SFC:AYA832) 王晨葉 | AYA832 | Rep | 2011-09-15 | 2015-08-14 | ||
| 132 | Wang, Kenneth 王康明 | M | BAA902 | Rep | 2012-08-10 | 2014-09-28 | |
| 133 | Wang, Libin (SFC:BAB799) 汪礼彬 | BAB799 | Rep | 2012-08-20 | 2014-07-07 | ||
| 134 | Wang, Qiujia 王秋佳 | BBS889 | Rep | 2013-09-04 | 2015-03-10 | ||
| 135 | Wang, Shiyu (SFC:BAB236) 王詩雨 | BAB236 | Rep | 2012-08-14 | 2014-06-26 | ||
| 136 | Wang, Siyu (SFC:BBS593) 王思羽 | BBS593 | Rep | 2013-08-22 | 2014-08-29 | ||
| 137 | Wang, Wentao (SFC:BAB124) 王文韜 | BAB124 | Rep | 2012-08-13 | 2014-06-20 | ||
| 138 | Weiner, Erik Helge (SFC:AGC697) | M | AGC697 | RO | 2011-03-23 | 2014-06-03 | |
| 139 | Wong, Barbara (SFC:AQU335) 黃曼君 | F | AQU335 | Rep | 2010-11-09 | 2014-07-17 | |
| 140 | Wong, Denise Lai Kei 黃澧棋 | F | APG514 | Rep | 2008-11-26 | 2021-02-26 | |
| 141 | Wong, Hon Leung 黃瀚莨 | AXV390 | Rep | 2011-08-15 | 2020-05-15 | ||
| 142 | Wong, Justin Wayne 黃向榮 | M | AWD588 | Rep | 2010-10-27 | 2016-01-21 | |
| 143 | Wong, Ka Man (SFC:BAB806) 黃嘉敏 | BAB806 | Rep | 2012-08-20 | 2014-06-03 | ||
| 144 | Wong, Tse Kay Michael 黃子基 | AXT031 | Rep | 2011-08-03 | |||
| 145 | Wong, Wing (SFC:AWP719) 黃穎 | AWP719 | Rep | 2011-01-17 | 2014-10-24 | ||
| 146 | Wosner, Daniel Charles | M | AXD189 | Rep | 2011-09-05 | 2016-01-21 | |
| 147 | Wu, Qiongjing 吴琼婧 | BBS675 | Rep | 2013-09-05 | 2019-06-13 | ||
| 148 | Wu, Sheng (SFC:ADX634) 武胜 | ADX634 | RO | 2013-06-03 | 2020-06-30 | ||
| 149 | Xi, Fengbo 奚凤博 | AXV626 | Rep | 2011-08-15 | 2014-09-02 | ||
| 150 | Xia, Ling 夏灵 | AVQ775 | Rep | 2010-08-09 | 2017-07-21 | ||
| 151 | Xie, Cathryn Jianing 謝佳寧 | 26 | F | ATI263 | Rep | 2009-07-13 | 2014-06-20 |
| 152 | Xu, Feng (SFC:ATS770) 許峰 | ATS770 | Rep | 2009-09-17 | 2018-08-03 | ||
| 153 | Xu, Xiaolan (SFC:BAB245) 徐曉嵐 | BAB245 | Rep | 2012-08-14 | 2014-06-03 | ||
| 154 | Yanagibashi, Junichi 柳橋淳一 | BCM808 | Rep | 2013-12-10 | 2014-05-22 | ||
| 155 | Yang, Jin Ho 梁真鎬 | BAA909 | Rep | 2012-08-10 | 2014-06-03 | ||
| 156 | Yee, Jack Sam | M | AOH882 | Rep | 2011-08-29 | 2015-09-09 | |
| 157 | Youl, Gordon Phillip | M | APB617 | Rep | 2011-09-02 | 2019-02-27 | |
| 158 | Yu, Meng (SFC:APF778) 于萌 | APF778 | Rep | 2011-01-26 | 2016-01-21 | ||
| 159 | Yu, Raymond Waikit 余瑋傑 | M | APL241 | Rep | 2009-06-22 | 2022-12-08 | |
| 160 | Yu, Zhi (SFC:AXH031) 于治 | AXH031 | Rep | 2011-05-16 | 2015-07-16 | ||
| 161 | Yuen, Kei Yan Steffanie 袁淇欣 | AVP161 | Rep | 2010-08-04 | 2014-06-20 | ||
| 162 | Yun, Hyung-Jin | BBS890 | Rep | 2013-09-03 | 2016-01-21 | ||
| 163 | Zeng, Ying (SFC:AXU764) 曾瀛 | AXU764 | Rep | 2011-08-10 | 2014-06-06 | ||
| 164 | Zhang, Chi (SFC:BBT573) 張馳 | BBT573 | Rep | 2013-09-06 | 2018-05-29 | ||
| 165 | Zhang, Hongqi 張宏其 | ARN453 | Rep | 2008-08-19 | 2021-05-28 | ||
| 166 | Zhang, Huan (SFC:ARS297) 張歡 | ARS297 | Rep | 2008-10-15 | 2015-03-02 | ||
| 167 | Zhang, Huanhuan (SFC:BAD853) 張歡歡 | BAD853 | Rep | 2012-09-06 | 2014-10-17 | ||
| 168 | Zhang, Lei (SFC:AYM793) 張蕾 | AYM793 | Rep | 2011-11-23 | |||
| 169 | Zhao, Kainan 趙凱南 | AVN246 | Rep | 2013-09-23 | 2014-06-03 | ||
| 170 | Zhou, Bo (SFC:AUA987) 周博 | AUA987 | Rep | 2013-11-06 | 2016-01-21 | ||
| 171 | Zhou, Nan (SFC:BBU594) 周楠 | 28 | F | BBU594 | Rep | 2013-09-11 | 2014-06-03 |
| 172 | Zhu, Xiao (SFC:BBT303) 朱晓 | BBT303 | Rep | 2013-09-11 | 2015-08-21 |
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