BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Alati, Domenico BAW679 Rep 2013-03-28 2014-05-12
2 Bazzoni, Federico M ADP682 Rep 2004-02-04
3 Bell, Geoffrey Livingstone M AIH985 Rep 2003-07-12
4 Cao, Zhirong 曹志荣 39 M ANA510 Rep 2013-03-28
5 Chakkaphak, Pinpraaj BCN930 Rep 2013-12-23 2017-10-12
6 Chan, Dennis Kwok Leung 陳國樑 M AEO546 Rep 2004-02-04
7 Chan, Gary Ming Tak 陳明德 M AFU649 Rep 2013-08-01 2014-12-10
8 Chan, Kar Lok 陳家樂 ABE379 Rep 2004-02-04
9 Chan, Kar Man (SFC:AHA188) 陳嘉雯 AHA188 Rep 2004-02-04
10 Chan, Kelvin Chun Ho 陳鎮浩 M ABT506 Rep 2004-02-05
11 Chan, Kwok Hung (SFC:ACA236) 陳國洪 ACA236 Rep 2004-02-05
12 Chan, Lap Man (SFC:AGN575) 陳立民 AGN575 RO 2013-03-28
13 Chang, Yi Cheng 張奕崢 AMU414 Rep 2013-03-28 2014-05-31
14 Chau, Chi Wai (SFC:ABH148) 周志偉 ABH148 RO 2004-04-21
15 Chen, Chen (SFC:AWI296) 陳晨 30 F AWI296 Rep 2013-03-28 2021-08-06
16 Chen, Ruibin (SFC:AVQ216) 陳銳彬 AVQ216 Rep 2013-03-28 2015-07-31
17 Chen, Xingdong 陳興動 AGM486 Rep 2004-02-04
18 Chen, Yinxin (SFC:BAB577) 陳奕昕 BAB577 Rep 2013-03-28 2015-09-21
19 Cheung, Kim Kin Wai 張健偉 58 M ACC185 RO 2003-09-10
20 Cheung, Toby Shun Ka 莊純嘉 AFI382 Rep 2004-02-04
21 Cheung, Vien Wing Yan 張穎欣 ANP353 Rep 2013-03-28 2021-09-28
22 Cheung, Yiu Wah 張耀華 AAH257 Rep 2004-02-06
23 Chin, Victor Koon Ho 錢冠豪 M BBN464 Rep 2013-07-08 2017-08-17
24 Chiu, Man Wai (SFC:ABT991) 趙文煒 45 M ABT991 Rep 2004-02-05
25 Choi, Yin Bing 蔡妍冰 ADM634 RO 2013-03-28 2017-05-12
26 Chu, Chuen Sing 朱泉星 AOB435 Rep 2013-03-28 2021-12-23
27 Chu, Eva Wen Yee 朱蘊儀 F ABF094 Rep 2004-01-29
28 Chu, Louis Siu Ting 朱兆廷 M ADV173 Rep 2004-02-04
29 Chung, Wing Sze 鍾穎詩 APU664 Rep 2013-03-28 2013-08-30
30 De Riquet De Caraman De Ganay, Philippe Jean Maurice Gerhard M AXQ559 Rep 2013-03-28 2018-01-31
31 Derby, Polly Anne Frances F AFT625 Rep 2003-07-01
32 Ding, Lin (SFC:APU602) 丁邻 APU602 Rep 2013-03-28 2014-12-08
33 Dry, Guillaume Jean AFC593 RO 2003-05-31
34 Fan, Lai Kwan 范勵君 APU298 Rep 2013-03-28 2013-05-24
35 Feng, Wei (SFC:AWI297) 馮薇 AWI297 Rep 2013-03-28 2021-09-23
36 Foo, Jong Chen AEX137 Rep 2004-02-04
37 Fung, Edwin King Hing 馮景興 M AIB745 Rep 2004-02-04
38 Gao, Hao (SFC:AWH335) 高昊 AWH335 Rep 2013-10-23 2017-11-08
39 He, Eda Yee Yee 賀依依 BAF816 Rep 2013-03-28 2016-05-04
40 Ho, Jason Ka Keung 何家強 M AAK929 RO 2004-08-26
41 Ho, Te-Ming 何德明 AGN015 Rep 2003-08-25
42 Ho, Wai Wa 何偉華 ACS225 Rep 2004-02-04
43 Hoang, Wei Jyun 黃煒鈞 AEN584 Rep 2003-10-23
44 Hu, Wei (SFC:AGM533) 胡蔚 AGM533 Rep 2003-08-18
45 Huang, Naikang 黃乃康 BAT756 Rep 2013-09-04 2015-03-30
46 Huang, Ye (SFC:AXW924) 黃烨 AXW924 Rep 2013-03-28 2015-07-15
47 Hung, King Wan 孔景雲 ADA739 Rep 2004-02-05
48 Husson, Nicolas Remy Philippe Marie M AYO972 Rep 2013-03-28 2015-04-29
49 Ip, Sze Han Sheila 葉詩嫺 BCN973 Rep 2013-12-23 2016-07-29
50 Jiang, Howard Qi Hang 江啟航 M AED582 Rep 2004-02-04
51 Jiang, Xiaoyan (SFC:AXB297) 蔣小燕 AXB297 Rep 2013-03-28 2018-09-11
52 Kam, Kwok Hung 甘國雄 AOL528 Rep 2013-09-03 2016-09-09
53 Keung, Man Sang 姜民生 AAD287 Rep 2004-02-05
54 Kong, Hon Ming 江漢明 AFC648 Rep 2004-02-04
55 Kwok, Isabella Ngan Ting 郭雁婷 F AGH147 Rep 2004-02-04
56 Kwok, Yan Ming 郭恩明 APC521 Rep 2013-04-18 2014-10-24
57 Lai, Dick Wai (SFC:AEJ001) 黎廸韋 M AEJ001 Rep 2003-11-12
58 Lai, Tuck Weng AAC843 Rep 2004-02-04
59 Lai, Voon San 賴汶山 ACQ503 Rep 2004-02-03
60 Lam, Chiu Leung 林朝亮 ADQ010 Rep 2003-04-14
61 Lam, Yik Tung 林易彤 37 M ALI312 Rep 2013-04-16 2014-04-17
62 Lan, Dong 蘭棟 AQF151 Rep 2013-03-28 2013-04-23
63 Lau, Joseph Tat Kit 劉達傑 M ACJ486 Rep 2004-02-06
64 Lau, Kenny Ka Ming 劉家明 M ACQ415 Rep 2004-02-03
65 Law, Joann Yun Yue 羅潤瑜 AKS948 Rep 2013-03-28 2018-03-16
66 Law, Kwok Tai 羅國泰 42 M AHN287 Rep 2013-03-28 2014-10-10
67 Law, Man Leung (SFC:ADW998) 羅民亮 ADW998 Rep 2004-02-04
68 Lee, Adelina Nga Lam 李雅琳 AAQ384 Rep 2004-02-03
69 Lee, Ming Yan (SFC:AAB781) 李明仁 AAB781 Rep 2004-02-03
70 Lee, Sung Kan 李崇瑾 AGL135 RO 2013-03-28
71 Lee, Wilhem 李威賢 M ABR798 RO 2013-03-28 2019-05-24
72 Lee, Winner Sze Yui 李詩蕊 AFJ239 Rep 2004-02-03
73 Lee, Yuk Mei (SFC:AFE819) 李玉薇 AFE819 Rep 2004-02-03
74 Leung, Donald Kwok Kit 梁國傑 M ALF251 Rep 2013-03-28 2014-04-10
75 Leung, Hugo Pak Hon 梁柏瀚 45 M ABX165 RO 2004-08-26
76 Leung, Kwok Kee (SFC:ACH434) 梁國基 ACH434 Rep 2004-02-03
77 Leung, Wing Yan (SFC:AFT866) 梁詠欣 AFT866 Rep 2003-04-02
78 Li, Isadora Yuk Wah 李玉華 51 F AAG767 RO 2013-03-28 2021-08-31
79 Li, Ming Kwok 李銘國 ADS635 Rep 2004-02-03
80 Li, Siu Kim (SFC:AFW899) 李紹劍 AFW899 Rep 2003-05-31
81 Liang, Yinyu 梁銀玉 BCG282 Rep 2013-11-11 2018-02-22
82 Liu, Qiuyi 劉秋漪 AXS672 Rep 2013-03-28 2013-10-16
83 Liu, Yuwen (SFC:ANQ964) 劉育文 ANQ964 Rep 2013-03-28 2014-06-13
84 Lo, Ming Hung 盧銘雄 ADY707 Rep 2004-02-03
85 Lo, Robert Wai Yip 羅偉業 M ADB521 Rep 2004-02-03
86 Lo, Siu Fai 盧少輝 AAV691 Rep 2004-02-05
87 Lok, Helen Hoi Yan 樂海恩 F AEE936 Rep 2004-02-03
88 Long, Haiyu 龍海彧 AZD524 Rep 2013-03-28 2014-10-09
89 Loo, Yin Wah 盧燕華 AFX281 Rep 2004-02-03
90 Lu, Yajun (SFC:ATL483) 呂亞軍 ATL483 Rep 2013-03-28 2015-07-08
91 Lui, Jeremy Man Lung 呂文龍 M ALW479 Rep 2013-03-28
92 Ma, Lei (SFC:AGM532) 馬磊 AGM532 Rep 2004-02-03
93 Meng, Yuan (SFC:AIH602) 孟原 AIH602 Rep 2004-02-03
94 Ng, Frances Kam Fung 吳錦鳳 F ABS929 Rep 2003-06-26
95 Ng, Graham Chi To 伍志濤 57 M AAI128 Rep 2004-01-05
96 Ngai, Henry Chun Kit 倪俊傑 M AEF259 Rep 2003-08-06
97 Poon, Alan Wai Lun 潘偉倫 AUC492 Rep 2013-03-28 2024-05-31
98 Qin, Hongyu 秦紅雨 AIB746 Rep 2004-02-03
99 Que, Man Hoi 郭文凱 AAW468 Rep 2004-02-03
100 Quinn, Kenneth Alan Mckerracher 關展奇 M AFH001 Rep 2013-03-28
101 Remington, Miles Christian M ABI138 Rep 2004-02-03
102 Shen, Li (SFC:AVS017) 沈莉 AVS017 Rep 2013-03-28
103 Sim, Jeannette Ann Siok Hwee 沈淑慧 F AHF265 Rep 2004-02-03
104 Sim, Kevin Ken Ju 沈建裕 M AXT422 Rep 2013-03-28 2021-03-05
105 Singh, Manmohan (SFC:AFV085) M AFV085 Rep 2004-02-03
106 Siu, Chi Ming (SFC:AAC732) 蕭志明 AAC732 Rep 2004-02-03
107 Spellman, Roger Leigh M AIJ813 Rep 2003-07-24
108 Sripunporn, Roger Ardisorn 潘小山 M AIB741 Rep 2003-09-17
109 Su, Ku-Hsiang 蘇穀祥 AII258 Rep 2004-02-03
110 Sullivan, Andrew Michael (SFC:AEV843) M AEV843 Rep 2004-02-03
111 Sun, Timothy 孫德懋 M ADQ628 Rep 2003-10-15
112 Sy, Ho Yung 施灝湧 AAF738 Rep 2004-02-03
113 Tai, Yu (SFC:AXH077) 邰宇 AXH077 Rep 2013-03-28 2014-01-07
114 Tam, Man Yee Carol 譚敏怡 BCK464 Rep 2013-12-03
115 Tam, Owen (SFC:AAF773) 譚浩榮 56 M AAF773 Rep 2004-02-06
116 Tang, Edwin Chi Wai 鄧志偉 AAA992 Rep 2004-03-19
117 Tang, Eric Kiu Fung 鄧翹鋒 M ABZ155 Rep 2004-02-03
118 Tham, Mun Hon 譚文漢 AGY660 Rep 2004-02-03
119 Tjia, Christina Yee Mei 謝綺薇 F ACA798 Rep 2004-02-03
120 Tong, Thomas Chuck Yee 湯卓如 M AEE167 Rep 2004-02-03
121 Tse, Stanley Kar Lap 謝家立 M ADZ823 Rep 2004-02-04
122 Tsui, Charles King 徐勁 M AGB114 Rep 2013-03-28
123 Vallat, Jean-Christophe Antoine Robert M BAF817 Rep 2013-03-28
124 Wang, Jinglin (SFC:AGC942) 王靜凜 AGC942 Rep 2004-02-03
125 Wang, Qin (SFC:AWV212) 王勤 AWV212 Rep 2013-03-28 2013-06-04
126 Wang, Rui (SFC:AXO614) 王瑞 AXO614 Rep 2013-03-28 2017-07-19
127 Waters, Roderick Mark M AHD375 Rep 2004-02-03
128 Wei, Zhao (SFC:AXR526) 衛釗 AXR526 Rep 2013-03-28 2015-03-25
129 Wong, Jimmy Kin Bong 黃建邦 M ACI556 Rep 2004-02-05
130 Wong, Kwok Keung (SFC:ACC472) 汪國強 ACC472 Rep 2004-02-03
131 Wong, Kwong Man (SFC:AHW146) 黃鄺文 AHW146 Rep 2003-08-21
132 Wong, Owen 黃浩雲 M ACB020 Rep 2004-02-03
133 Wong, Sai Wo 王世和 AAW184 Rep 2003-08-16
134 Wong, Thomas Lan Yuen 王蘭源 M ABY257 Rep 2004-02-03
135 Wong, Wah Lam 黃華林 AAV422 Rep 2004-02-03
136 Wood, Simon Nicholas Lionel (SFC:AGJ116) M AGJ116 Rep 2013-03-28 2017-02-10
137 Xu, Shaoyi AON008 Rep 2013-03-28 2013-10-22
138 Yan, Lin (SFC:BAB828) 顏琳 BAB828 Rep 2013-12-20 2015-12-14
139 Yao, Joseph Teh Ming 姚德明 M ABL851 Rep 2004-02-03
140 Yao, Xuting 姚旭婷 APC111 Rep 2013-03-28 2013-05-28
141 Yeung, Christopher 楊廷峯 M AVS805 Rep 2013-03-28 2014-04-25
142 Yeung, Hilda Yiu Hung 楊曉虹 F ABY136 Rep 2004-02-03
143 Ying, Chung-Chieh 應宗傑 M AGH863 Rep 2004-02-03
144 Zhao, Min (SFC:ANW366) 趙敏 ANW366 Rep 2013-03-28 2015-08-14
145 Zhao, Qing (SFC:BAF820) 趙青 BAF820 Rep 2013-03-28 2017-08-01
146 Zheng, Xin (SFC:AXX249) 鄭心 AXX249 Rep 2013-03-28 2013-12-06
147 Zhu, Mengyao 朱梦嶢 AQU630 Rep 2013-03-28 2014-04-28
148 Zu Sayn-Wittgenstein Berleburg, Sebastian Fredrik M AMJ963 RO 2013-03-28 2013-04-02

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