T.F.S. Derivatives HK Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
Role From Until
1 Byrne, Robert Anthony M RO 2011-09-16 2012-11-23
2 Corner, Andrew Mark Gordon M RO 2019-04-08
3 Dandine, Jerome Theodore M RO 2009-04-03 2009-09-21
4 De Vliegher, Pierre-Edouard M.R.G.A. M RO 2013-03-12 2016-09-23
5 De Waard, Ferdinand RO 2011-09-20 2012-03-21
RO 2017-03-13 2018-12-31
6 Harrison, David Martin (SFC:AKO500) M RO 2012-01-03
7 Hornby, William Hugh Scobie 50 M RO 2012-11-01 2019-02-27
8 Jessop, Gary Mark M RO 2012-02-13 2016-06-30
9 McCoig, Fergus Robert M RO 2009-04-03 2009-10-06
RO 2010-04-09 2014-12-31
10 Mundigian, Vatche Vartan M RO 2019-04-08
11 Patel, Vijaykumar Thakorbhai RO 2011-08-16 2012-02-16
12 Pereira, Kevin Edmond M RO 2009-08-03 2010-08-31
13 Stokes, Nicholas Peter M RO 2010-05-12 2015-01-08
14 Van Der Scheer, Wessel Brent M RO 2009-04-03
15 Wildman, Christopher James M RO 2012-01-03
16 Wildman, Richard John M RO 2012-01-03
17 Wilson, Matthew Elliot M RO 2016-12-23
18 Young, Alan James Michael M RO 2009-04-03 2013-11-06
RO 2017-05-04 2021-01-04
19 Arthur-Dick, Joseph M Rep 2010-11-02 2011-03-14
20 Bermejo, Philippe M Rep 2009-12-10 2010-07-03
Rep 2012-10-30 2015-04-08
21 Bhardwaj, Sandeep Singh Rep 2011-07-27 2012-07-05
22 Bourmayan, Vahe Olivier M Rep 2009-06-15 2009-12-15
Rep 2010-05-25 2011-09-30
23 Brady, Matthew Robert Murray M Rep 2019-01-04 2023-02-12
24 Bret, Severine-Laurence Caroline F Rep 2009-12-10 2010-01-18
25 Byrne, Robert Anthony M Rep 2011-06-28 2011-09-16
26 Chan, Terence Sai Kid 陳世傑 M Rep 2013-09-05 2013-11-06
27 Chan, Timothy William M Rep 2009-05-12 2009-11-06
28 Chau, Sai Cheong (SFC:AUH275) 周世昌 Rep 2009-12-10 2015-02-28
29 Cheung, Hoi Yee (SFC:BNG810) 張凱貽 Rep 2018-08-03 2022-08-10
30 Choi, O Hyun 崔五賢 Rep 2010-01-18 2013-03-03
31 Chou, Wan I Sherry 周宛儀 Rep 2015-04-23
32 Christie, Glen Alexander M Rep 2009-06-10 2010-06-11
33 Cohen, Yossi (SFC:AUM359) Rep 2010-01-15 2010-09-07
34 Collett, Benjamin Robert M Rep 2009-06-15 2009-10-20
35 Connolly, Mark John (SFC:AUG726) M Rep 2009-12-07 2018-06-27
36 Cooper, Peter Robert M Rep 2009-12-07 2012-12-31
37 Corner, Andrew Mark Gordon M Rep 2019-02-08 2019-04-08
38 Corner, Benedict Edward Cutcliffe G M Rep 2013-07-29 2019-02-12
39 Coulombie, Edouard Pierre Alfred M Rep 2017-07-05 2023-04-30
40 Cowley, Garrick James M Rep 2011-09-22 2011-10-20
41 Creedon, Tom M Rep 2015-01-02 2015-06-25
42 Cura, Jerome De La Cruz M Rep 2019-02-01
43 Dandine, Jerome Theodore M Rep 2010-01-05 2011-10-04
44 De Roquefeuil, Louis Jean Henri Marie J. M Rep 2017-06-16
45 De Vliegher, Pierre-Edouard M.R.G.A. M Rep 2010-01-04 2010-07-07
Rep 2012-10-11 2013-03-12
46 De Waard, Ferdinand Rep 2009-06-26 2011-09-20
Rep 2012-03-21 2013-10-31
Rep 2017-01-10 2017-03-13
47 Do, Albert 王先浩 M Rep 2012-01-03 2014-11-30
48 Dowland, Richard Adetokunbo (SFC:AUH913) M Rep 2009-12-07 2013-06-30
Rep 2016-07-12 2018-01-31
49 Einholtz, Thibault Charles Christian M Rep 2010-05-10 2022-04-30
50 El Bahari, Youssef Rep 2015-02-02
51 Fok, Gary Do Ming 霍道明 M Rep 2019-02-01
52 Forrest, Richard William M Rep 2012-01-03 2014-11-30
53 Four, Matthew M Rep 2019-02-01 2019-02-27
54 Fung, Simon Shiu Lun 馮紹麟 M Rep 2012-01-03 2023-02-08
55 Furusho, Takaaki Rep 2009-11-24 2019-03-11
56 Gaffney, Peter Luke (SFC:BAU632) M Rep 2013-01-30 2015-11-27
57 Grimaldi, Edouard Jean Maurice M Rep 2011-05-30 2011-12-28
Rep 2012-04-23 2018-12-03
58 Guenier, Alix Long Daniel M Rep 2017-08-04 2019-06-24
59 Hall, Thomas Stephen (SFC:ATC175) M Rep 2009-06-15 2010-09-30
60 Hart, Paul Howard Farmer M Rep 2010-09-16 2012-02-29
61 Hartwell, Benjamin Luke M Rep 2009-06-15 2011-01-31
62 Hidaka, Adrian M Rep 2019-01-10 2019-09-03
63 Ho, Betty Suk Man 何淑文 F Rep 2011-03-02 2014-06-12
64 Ho, Dorian Kam Po 何鑑波 Rep 2011-01-27 2015-03-31
65 Hornby, William Hugh Scobie 50 M Rep 2012-05-25 2012-11-01
66 Hsiao, Yu Chung 蕭淯中 Rep 2019-01-02
67 Huang, Haiming (SFC:AWU883) 黃海明 Rep 2016-09-12 2017-04-28
68 Hugh, James Clifford 丘志雄 M Rep 2009-05-12 2012-01-13
69 Hui, Eric Wing Chun 許永進 M Rep 2014-08-12 2015-06-26
70 Ishida, Sosuke (SFC:AUH911) Rep 2009-12-07 2011-04-17
71 Jarjoura, Kristofer Hamid M Rep 2011-02-02 2013-11-30
Rep 2018-04-25 2019-10-11
72 Jessop, Gary Mark M Rep 2012-01-05 2012-02-13
73 Kameyama, Naoto Rep 2010-01-04 2011-04-17
74 Kang, No Kyung Rep 2012-08-07 2014-11-14
75 Keundjian, Jean-Philippe Rep 2010-04-13 2010-10-29
76 Khan, Imran (SFC:AUJ803) Rep 2009-12-29 2010-10-31
77 Kim, Chung Wan 金清完 Rep 2013-08-01 2014-10-31
78 Kim, Hae Ryong Rep 2017-03-21 2018-05-13
79 Kim, Ji Young (SFC:AUE802) 金志映 Rep 2009-11-27 2009-12-04
80 Kim, Namhyun Rep 2009-12-07 2019-02-12
81 Kitamura, Irene Rika F Rep 2009-12-07 2016-01-31
82 Kohl, Mario (SFC:AUE808) Rep 2009-11-27 2010-06-20
83 Kwok, Bo Wing 郭保榮 Rep 2017-09-19 2021-12-10
84 Lai, Chung Cheong 黎仲昌 Rep 2009-08-10 2010-01-22
85 Lau, Chi Lung 劉智龍 Rep 2012-11-06 2014-08-08
86 Lau, Tsz Ho (SFC:AWO218) 劉子豪 Rep 2011-01-03 2012-09-28
87 Lau, Vivian Hoi Yee 劉凱宜 F Rep 2009-11-23 2009-12-04
88 Lee, Hyun Woo (SFC:AUR839) Rep 2010-02-12 2010-08-27
89 Lee, Jinsoo (SFC:AWP417) 李真守 Rep 2011-01-13
90 Lees, Cinry Alano M Rep 2018-09-12 2020-01-10
91 Lewis, Christopher Jeremy Stoney M Rep 2009-08-10 2016-09-01
92 Li, Suet Wing Mathew 李說榮 Rep 2011-01-03 2011-12-12
93 Lim, Jeung Min 林廷珉 Rep 2015-01-30
94 Lim, Sang Hyuck Rep 2012-06-05 2013-02-15
95 Lloyd Jones, Adam Copland M Rep 2012-01-03 2021-03-31
96 Lo, Gilbert Yiu Tong 羅耀棠 M Rep 2012-06-29 2012-09-25
97 Logerot, Benoit Xavier Julien M Rep 2012-01-03 2015-01-31
98 Lui, Yin Jing Jezzie 呂姸靜 Rep 2011-01-03 2013-07-22
99 Ma, Ching Man 馬靜雯 Rep 2018-02-15 2023-12-06
100 Ma, Hoi Sze 馬凱詩 Rep 2010-03-24 2011-03-11
101 Maddock, Julian Paul M Rep 2009-12-07 2022-06-30
102 Man, Sam Siu Sin 文兆仙 Rep 2017-02-01
103 Maria, Kulvinder Singh F Rep 2016-05-04 2017-11-20
104 Martin, Hubert Charles M Rep 2010-01-19
105 Martyr, Andrew Dudley Pentland M Rep 2017-03-23 2021-03-31
106 Mathie, Robbi Rep 2010-03-17 2012-02-29
107 McCoig, Fergus Robert M Rep 2009-10-06 2010-04-09
108 McGlynn, Paul Anthony (SFC:ALJ765) M Rep 2009-08-19 2010-03-25
109 Michelfeit, Franziska Rep 2009-11-27 2012-12-31
110 Moncuit, Bertrand Hubert M Rep 2009-12-10 2015-02-28
111 Moniot, Ludovic Marie M Rep 2012-01-03
112 Mundigian, Vatche Vartan M Rep 2019-02-08 2019-04-08
113 Nagle, Frederick Charles M Rep 2013-10-02 2015-05-08
114 Nebout, Alexandre Stanislas Thierry M Rep 2011-09-30 2016-06-20
115 Nesbitt, Jonathan Michael M Rep 2011-11-30 2013-06-14
116 Ngai, Hau Chuen 魏孝泉 Rep 2011-01-03 2011-09-05
Rep 2011-09-30 2022-07-31
117 Ngo, Francois M Rep 2012-01-03 2015-09-30
118 Nicholson, Robert Kenneth M Rep 2019-02-01 2022-05-22
119 Nishitani, Tsubasa Rep 2010-08-24 2010-11-19
120 Noh, Kyoung Tae Rep 2012-04-03 2013-06-21
121 O'Sullivan, Gerard William M Rep 2009-12-24 2013-03-31
122 Orton, Jamie (SFC:AZD119) M Rep 2019-02-01 2021-09-06
123 Palanivel, Jei Arjuthan Rep 2011-10-27 2013-03-31
124 Park, Ji Hye 朴芝慧 Rep 2011-10-26 2012-08-17
125 Patel, Sunil (SFC:AYI184) Rep 2011-10-27 2022-04-30
126 Patel, Vijaykumar Thakorbhai Rep 2009-11-27 2011-08-16
Rep 2012-03-02 2013-03-01
127 Pereira, Kevin Edmond M Rep 2009-06-15 2009-08-03
128 Pinteaux, Adrien Pierre Andre M Rep 2017-04-18 2019-12-26
129 Plooster, Jeroen Poul Rep 2010-09-24 2011-06-30
Rep 2011-09-30 2011-11-04
130 Poon, Hau Tin 潘巧鈿 Rep 2017-02-08 2022-07-31
131 Poon, Michael Chun Wai 潘振威 M Rep 2011-09-09
132 Rees, Gareth James (SFC:AWU099) M Rep 2011-02-21 2013-04-05
133 Robine, Charles-Antoine Marie Godfroy M Rep 2018-11-27 2020-11-13
134 Sajnani, Roshan Rep 2009-12-04 2010-03-12
135 Sekar, Ashok Narsimhan M Rep 2010-04-23 2010-11-30
136 Selway, James Howell M Rep 2012-09-06 2019-02-12
137 Si, Lu 司璐 Rep 2016-09-28 2020-12-24
138 Sim, Seung Jin 沈承辰 Rep 2019-02-01 2021-02-11
139 Sin, Fiona Yee Wing 冼依穎 F Rep 2009-11-02 2013-08-30
140 Sing, Raymond Pui Choy 成培洲 M Rep 2015-07-21 2020-09-09
141 Smith, Nicholas James (SFC:AUE009) M Rep 2009-11-24 2019-02-12
142 Soh, David M Rep 2010-01-04 2010-05-03
143 Son, Howard Lincoln Dy 孫介君 M Rep 2010-07-26 2017-01-17
144 Stokes, Nicholas Peter M Rep 2009-11-24 2010-05-12
Rep 2015-01-08 2019-02-12
145 Sugiyama, Hirokazu 杉山浩一 Rep 2010-01-04 2012-01-10
146 Tang, Stanley Chak Wai 鄧綽威 M Rep 2017-01-03
147 Tay, Jasper Choon Hean Rep 2010-02-19 2011-08-18
148 Teut, Richard Nicholas M Rep 2012-10-08 2013-05-09
149 Tracey, Killian Carey Rep 2011-07-25 2012-09-30
150 Tse, Victor Sai Chung 謝世聰 M Rep 2009-05-12 2015-10-08
Rep 2018-08-02
151 Valdisolo, Mattia Rep 2012-06-15 2015-12-24
152 Veres, Octavien Gabriel M Rep 2011-05-18 2014-04-30
Rep 2015-04-13 2022-12-30
153 Versandi, Alexis Laura Dunham F Rep 2009-05-12 2009-05-29
154 Virgona, Thomas Benjamin M Rep 2009-12-10 2011-10-31
155 Wang, Chunjun (SFC:BNH308) 汪春軍 Rep 2018-08-14 2021-01-29
156 Wang, Yumeng (SFC:BEW992) 王雨萌 Rep 2015-01-30 2017-11-30
157 Watanabe, Yuji Rep 2014-10-15 2015-10-08
158 Wilson, Matthew Elliot M Rep 2012-08-14 2016-12-23
159 Wiswell, William Fitzgerald M Rep 2010-01-04 2019-03-11
160 Yeung, Ho Hin Francis 楊浩軒 Rep 2015-06-10 2016-08-24
161 Young, Alan James Michael M Rep 2017-03-20 2017-05-04
162 Zhang, Fan (SFC:AZE638) 張帆 Rep 2016-01-04 2016-10-31
163 Zhang, Hongguang 張洪光 Rep 2015-04-09 2016-05-13

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