CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Arsiwalla, Khuzaima Asgar |
|
|
AHY926 |
Rep |
|
2007-09-25 |
| 2 |
Au-Yeung, Annie Tin 歐陽靝 |
|
F |
ACR453 |
Rep |
|
2006-06-14 |
| 3 |
Baek, June Seok 白埈錫 |
|
F |
AJC640 |
Rep |
2003-07-30 |
2004-09-23 |
| 4 |
Breiter, Emanuel Roland 金海翔 |
|
|
AFC435 |
Rep |
|
2004-03-18 |
| 5 |
Carcaterra, Kenneth Patrick |
|
M |
AFQ323 |
Rep |
|
2011-02-19 |
| 6 |
Chadwick, Stephen Brass |
|
M |
AIO547 |
Rep |
|
2003-05-17 |
| 7 |
Chan, Chin Chieh 詹晉杰 |
|
|
AFG010 |
Rep |
|
2008-10-06 |
| 8 |
Chan, Lisa Sin Man 陳倩雯 |
|
F |
ABZ713 |
Rep |
|
2003-10-17 |
| 9 |
Chan, Wai Kin (SFC:AFP828) 陳維堅 |
|
|
AFP828 |
Rep |
|
2011-08-19 |
| 10 |
Chan, Yee Tong Margaret 陳懿彤 |
|
|
ABN664 |
Rep |
|
2011-11-28 |
| 11 |
Chang, Bernard 張啟煒 |
|
M |
AAI335 |
Rep |
|
2013-08-31 |
| 12 |
Chen, Kai (SFC:AIC597) 陳愷 |
|
|
AIC597 |
Rep |
2003-07-21 |
2013-08-31 |
| 13 |
Chen, Ling Hua 陳玲華 |
|
|
AFE305 |
Rep |
|
2013-08-31 |
| 14 |
Chen, Liu-Hsiang 陳瑠香 |
|
|
AJA808 |
Rep |
2003-07-02 |
2004-05-10 |
| 15 |
Cheng, Cindy Kit Yee 鄭潔儀 |
|
F |
ACR650 |
Rep |
|
2013-08-31 |
| 16 |
Cheng, Yuk Ka 鄭毓嘉 |
|
|
ACL565 |
Rep |
|
2008-12-19 |
| 17 |
Cheung, James Tin Chung 張天寵 |
|
M |
AAC954 |
Rep |
|
2013-08-31 |
| 18 |
Chiu, Sen Mo 邱森模 |
|
|
AGK818 |
Rep |
|
2008-05-30 |
| 19 |
Choi, Hyung Kyu |
|
|
AJC205 |
Rep |
2003-07-30 |
2004-02-23 |
| 20 |
Choi, Wing Lan 蔡詠蘭 |
|
|
AHG558 |
Rep |
|
2004-07-26 |
| 21 |
Choy, Chang Ming 蔡燦明 |
|
|
AAE127 |
RO |
|
2003-10-16 |
| 22 |
Chung, Jean Yong |
|
|
AGK970 |
Rep |
|
2003-06-12 |
| 23 |
Collard, Jeremy David |
|
M |
AJC639 |
Rep |
2003-07-30 |
2013-08-31 |
| 24 |
Dutta Gupta, Debashish |
|
|
AGS237 |
Rep |
|
2007-03-21 |
| 25 |
Finkelstein, Charles Samuel |
|
M |
AGG950 |
Rep |
|
2006-03-01 |
| 26 |
Fung, Connie Posin 馮寶仙 |
|
F |
AAE841 |
Rep |
|
2011-04-29 |
| 27 |
Gallagher, Thomas Joseph (SFC:AJB335) |
|
M |
AJB335 |
Rep |
2003-07-08 |
2010-09-10 |
| 28 |
Harman, Richard Robert |
|
M |
ADZ814 |
Rep |
|
2005-08-09 |
| 29 |
Hime, Jessica Naomi Anne |
|
F |
AEL937 |
Rep |
|
2008-09-06 |
| 30 |
Ho, Tai Wai 何大偉 |
|
|
AGA308 |
Rep |
|
2006-07-21 |
| 31 |
Ho, Wing Shan (SFC:AED583) 何穎珊 |
31 |
F |
AED583 |
Rep |
|
2003-07-31 |
| 32 |
Horne, Chuen Sum 韓寸心 |
|
|
AAC933 |
Rep |
|
2004-05-10 |
| 33 |
Hsu, Calvin James 許聖賚 |
|
M |
ADM062 |
Rep |
|
2008-05-29 |
| 34 |
Huang, Hao (SFC:AEO945) 黃豪 |
|
|
AEO945 |
Rep |
|
2004-02-10 |
| 35 |
Kennedy, Justin (SFC:ABN073) 甘迺迪 |
|
M |
ABN073 |
RO |
|
2009-10-14 |
| 36 |
Kennon, Aaron John |
|
M |
AJC635 |
Rep |
2003-07-30 |
2005-04-15 |
| 37 |
Kim, Harold Ho Young |
|
M |
ACS329 |
RO |
|
2003-10-16 |
| 38 |
Kim, James Jung-Beck |
|
M |
AEV420 |
Rep |
|
2006-03-20 |
| 39 |
Kim, John Sungtak |
|
M |
AFF179 |
Rep |
|
2007-02-27 |
| 40 |
Kim, Moon Soo 金文洙 |
|
|
ADF372 |
Rep |
|
2004-06-01 |
| 41 |
King, Yueh Hann 金約翰 |
|
|
AFE307 |
Rep |
|
2013-08-31 |
| 42 |
Lai, Kwok Cheung 黎國璋 |
|
|
AFV352 |
Rep |
|
2004-07-07 |
| 43 |
Lam, Andy Shung Yau 林崇有 |
|
|
ABS673 |
Rep |
|
2013-08-31 |
| 44 |
Lam, Chi Wai (SFC:ADB875) 林志偉 |
|
|
ADB875 |
Rep |
|
2008-05-30 |
| 45 |
Lam, Mo Sim 林慕嬋 |
|
|
ADX074 |
Rep |
|
2006-03-31 |
| 46 |
Lam, Wah Yu 林華宇 |
|
|
ACW374 |
Rep |
|
2011-04-29 |
| 47 |
Lance, Margaret Mann |
|
F |
ACM103 |
Rep |
|
2004-04-07 |
| 48 |
Lau, Cheung Chun (SFC:AFB132) 劉長春 |
|
|
AFB132 |
Rep |
|
2005-08-12 |
| 49 |
Lau, Sandra King Chi 劉敬慈 |
|
F |
AEO843 |
Rep |
|
2013-08-31 |
| 50 |
Lau, Yee Choi 劉義才 |
|
|
ACJ200 |
Rep |
|
2007-06-28 |
| 51 |
Lee, Boon Heng 李文興 |
|
|
ABT565 |
Rep |
|
2008-05-30 |
| 52 |
Lee, Byung Gil |
|
|
AGX015 |
Rep |
|
2004-05-01 |
| 53 |
Lee, Chuk Ching 李竹菁 |
|
|
ACJ145 |
Rep |
|
2009-12-31 |
| 54 |
Lee, Sam Wai Keung 李惠強 |
|
|
AAE938 |
Rep |
|
2010-10-15 |
| 55 |
Lee, Sheung Chau 李湘舟 |
|
|
AAC315 |
Rep |
|
2007-08-06 |
| 56 |
Lee, Simone 李詩敏 |
|
|
ACS806 |
Rep |
|
2007-05-18 |
| 57 |
Leung, Barbara Kit Sum 梁潔沁 |
|
F |
AFE501 |
Rep |
|
2008-05-20 |
| 58 |
Li, Chi Keung (SFC:ACJ141) 李志強 |
|
|
ACJ141 |
Rep |
|
2013-08-31 |
| 59 |
Li, Wai Kong 李偉江 |
|
|
ADU318 |
Rep |
|
2009-06-24 |
| 60 |
Li, Weiqiang (SFC:ABS469) 李偉強 |
|
|
ABS469 |
Rep |
|
2005-02-23 |
| 61 |
Liang, William Wei Jen 梁維仁 |
|
M |
AGU673 |
Rep |
|
2008-11-21 |
| 62 |
Lin, Cheng Hung (SFC:AFY237) 林政弘 |
|
|
AFY237 |
Rep |
|
2008-07-31 |
| 63 |
Lo, Alice Tze Chu 盧子珠 |
|
F |
AFP974 |
Rep |
|
2008-05-14 |
| 64 |
Lo, Chen Tien 羅增添 |
|
|
AFE306 |
Rep |
|
2008-09-12 |
| 65 |
Lo, Ka Hung (SFC:ABH952) 羅家雄 |
|
|
ABH952 |
Rep |
|
2005-03-15 |
| 66 |
Lu, Cosmas Yi-Hou |
|
|
AHC600 |
Rep |
|
2005-02-16 |
| 67 |
Man, Yee 文儀 |
|
|
ABX298 |
Rep |
|
2013-08-31 |
| 68 |
Masnick, Simon Ari |
|
M |
AIO054 |
Rep |
|
2008-11-14 |
| 69 |
Miu, Hung Lucy 苗紅 |
|
|
ADQ868 |
Rep |
2003-06-19 |
2008-09-30 |
| 70 |
Mok, John Ka Hi 莫家熙 |
|
M |
AAE906 |
Rep |
|
2013-08-31 |
| 71 |
Mulchandani, Narayan Phatu |
|
M |
ACZ175 |
Rep |
|
2008-03-07 |
| 72 |
Nagle, Nikhil Sudhir |
|
|
AHQ353 |
Rep |
|
2010-05-08 |
| 73 |
Ng, Eddie Tao 吳濤 |
|
M |
AFY697 |
Rep |
|
2007-06-22 |
| 74 |
Ng, Heidi Hoi Yan 吳凱恩 |
|
F |
AFE820 |
Rep |
2003-06-18 |
2010-11-02 |
| 75 |
Ng, Kar Ming 伍嘉銘 |
|
|
ABW127 |
Rep |
|
2006-03-17 |
| 76 |
Ratliff, David Talmadge |
|
M |
AHG576 |
RO |
|
2013-08-31 |
| 77 |
Roberts, Stephen Hunter |
|
M |
ADE658 |
Rep |
|
2003-05-26 |
| 78 |
Rosa, David John (SFC:AHA551) |
|
M |
AHA551 |
Rep |
|
2012-03-30 |
| 79 |
Sadhwani, Ramesh Kumar Chuharmal |
|
M |
AAY703 |
Rep |
|
2009-02-16 |
| 80 |
Shih, Chia Cheong 石家祥 |
|
|
ABS158 |
Rep |
|
2009-09-30 |
| 81 |
Siou, Eva Suk Yi 蕭淑儀 |
|
F |
ABF873 |
Rep |
|
2013-08-31 |
| 82 |
So, Wai Sang 蘇偉生 |
|
|
AAC858 |
RO |
|
2008-07-12 |
| 83 |
Sparrow, Richard Aelred |
|
M |
AFK790 |
Rep |
|
2007-08-01 |
| 84 |
Stewart, Kyle William |
|
M |
AFR853 |
Rep |
|
2008-04-24 |
| 85 |
Tam, Winnie Cordelia Yeuk Lan 譚若蘭 |
|
F |
AEO360 |
Rep |
|
2008-08-08 |
| 86 |
Tang, Peter Tsz Tung 鄧子棟 |
30 |
M |
AEN111 |
Rep |
|
2008-11-07 |
| 87 |
Tsang, Helen 曾曦藍 |
|
F |
AFV901 |
Rep |
|
2012-06-21 |
| 88 |
Tsao, Theodore Tsuhua |
|
|
AHJ596 |
Rep |
|
2003-08-06 |
| 89 |
Tseng, Paul Yee 曾儀 |
|
M |
ACK872 |
Rep |
|
2010-04-26 |
| 90 |
Wai, Bernard Stephen King Him 韋敬謙 |
|
M |
ADT652 |
Rep |
|
2013-08-31 |
| 91 |
Wong, Antonio Lung Man 黃隆民 |
|
M |
ABT235 |
Rep |
|
2013-08-31 |
| 92 |
Wong, Wai Ling (SFC:ADV539) 王慧鈴 |
|
|
ADV539 |
Rep |
|
2005-02-18 |
| 93 |
Yeung, Jason Kin Yeung 楊建陽 |
|
M |
AEO674 |
Rep |
|
2010-09-10 |
| 94 |
Yim, Heung Yue 嚴香如 |
|
|
AEE775 |
Rep |
|
2006-06-26 |
| 95 |
Young, Ting Kar 楊庭嘉 |
|
|
AEY445 |
Rep |
|
2007-06-22 |
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