UBS DERIVATIVES HONG KONG LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2006
SFC ID Role From Until
1 Au, Alexander Pak Cheung 區柏祥 30 M AKP472 Rep 2004-05-18 2008-03-11
2 Bansal, Navneet Kumar M ANU797 Rep 2006-08-24 2010-03-25
3 Barros Iii, Belmiro Jose AEL713 Rep 2006-10-02 2007-03-30
4 Beshke, Clarence John M ADS271 RO 2005-05-20
Rep 2005-05-20 2009-03-24
5 Blackburn, Andrew James (SFC:AJE473) M AJE473 Rep 2003-09-29 2003-12-10
6 Bradshaw, John (SFC:AHC328) M AHC328 Rep 2005-03-24
7 Chan, Brian Hon Kei 陳漢基 M AKI936 Rep 2004-04-15 2009-04-22
8 Cheng, Jimmy Min Tat 鄭勉達 M ACV741 RO 2007-04-28
9 Chu, Peter M AIR824 Rep 2004-08-06 2007-02-23
10 Coffeng, John Martinus (SFC:ADJ820) M ADJ820 Rep 2009-06-10
11 Combalot, Laurent Benoit Georges M AHC015 RO 2005-07-08 2005-11-29
Rep 2005-11-29 2009-05-06
12 Donnelly, Anthony Michael M AKX161 Rep 2004-07-06 2005-06-29
13 Easterbrook, Trevor Stephen M AGX021 Rep 2004-02-23
14 Fok, Ronald King Man 霍敬文 29 M AGE025 Rep 2005-03-24
15 Ho, Tsz Leung 何子樑 AJD615 Rep 2003-09-02 2016-12-18
16 Hong, Shaw-Shiun 洪紹勛 ALC783 Rep 2004-08-20 2009-04-22
17 Lee, Hyun Jae (SFC:AHN694) 李賢宰 AHN694 Rep 2007-04-19
18 Lee, Samuel Man Fat 李萬發 37 M ADR824 Rep 2004-12-03 2009-09-05
19 Lee, Simon Chun Kit 李俊傑 30 M AHA361 Rep 2009-04-22
20 Li, Man Wing 李文穎 AJO743 Rep 2005-05-24 2014-10-01
21 Maguire, Raymond M ANZ631 Rep 2006-09-29 2008-10-18
22 Man, Kam Chiu 文錦超 AAX339 Rep 2006-10-02 2008-04-17
23 Melwani, Rajesh Ramesh (SFC:AEU252) M AEU252 Rep 2009-03-13
24 Ng, Kwong Man 吳光民 AME704 Rep 2005-07-04 2008-03-15
25 Ng, Wai Kwong (SFC:ADJ383) 吳衛剛 ADJ383 Rep 2006-10-02 2008-04-17
26 Pal, Andrew Leslie M AKW574 Rep 2004-06-24 2014-04-12
27 Pang, Kenneth Kwok Kit 彭國傑 M AEO731 RO 2005-05-19 2009-04-08
28 Park, Min AFA670 RO 2004-07-29 2009-04-15
29 Pitts, Greenfield Spenceley ANM515 Rep 2006-06-29 2007-02-01
30 Shen, Allan Hung Yat 沈鴻逸 M AIC834 Rep 2006-10-02 2007-06-30
31 So, Nelson Shing Hing 蘇盛興 M ACH779 Rep 2006-10-02 2008-04-17
32 Subramaniam, Mohan (SFC:ADD198) ADD198 Rep 2006-10-02 2007-05-22
33 Sum, Hing Man 岑慶文 ABW145 Rep 2014-04-11
34 Tang, Ming Wai (SFC:AIH670) 鄧明緯 AIH670 Rep 2005-04-07 2009-04-06
35 Wan, Yew Chye 范有財 ADF140 Rep 2006-10-02 2012-02-07
36 Wong, Stephen (SFC:AJO207) 黃錦豪 M AJO207 Rep 2004-03-19 2008-04-30
37 Yoon, Chi Won ACN181 RO 2003-09-15 2005-06-09
Rep 2005-06-09 2016-07-25

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