Nomura Asia Investment (Hong Kong) Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Akaishi, Osamu |
|
|
AHM633 |
Rep |
|
2007-07-06 |
| 2 |
Asano, Shin 淺野真 |
|
|
ANS096 |
Rep |
2006-08-01 |
2010-02-19 |
| 3 |
Cheung, San Tat 張新達 |
|
|
AFD549 |
Rep |
|
2010-02-19 |
| 4 |
Chiu, Siu Sang 趙小珊 |
|
|
AET486 |
Rep |
2006-05-25 |
2010-02-19 |
| 5 |
Chung, Man Sun 鍾文燊 |
|
|
AAI552 |
Rep |
|
2008-12-10 |
| 6 |
Go, Yoshinori 鄉喜順 |
|
M |
ADG400 |
RO |
2004-09-01 |
2008-04-18 |
| 7 |
Hao, Xin (SFC:AMH819) 郝昕 |
|
|
AMH819 |
Rep |
2005-08-10 |
2010-02-19 |
| 8 |
Hara, Hitoshi |
|
|
AMV311 |
Rep |
2005-12-28 |
2010-02-19 |
| 9 |
Hillen, Florian Maarten |
|
|
ANR683 |
Rep |
2006-07-24 |
2008-09-03 |
| 10 |
Ho, Harrison Lok Sang 何樂生 |
|
M |
AAF434 |
Rep |
|
2010-02-19 |
| 11 |
Horiuchi, Go |
|
|
ANQ831 |
Rep |
2006-07-18 |
2008-05-01 |
| 12 |
Inukai, Masao 犬養昌生 |
|
|
ALO559 |
Rep |
2004-12-29 |
2010-02-19 |
| 13 |
Kato, Katsuhito 加藤勝仁 |
|
|
AMF766 |
Rep |
2005-07-20 |
2010-02-19 |
| 14 |
Kato, Mayumi 加藤真由美 |
|
|
AFK707 |
Rep |
2004-11-15 |
2010-02-19 |
| 15 |
Kobayashi, Hisako |
|
|
AGA952 |
Rep |
|
2010-02-19 |
| 16 |
Kot, Jack Hou Eric 葛積豪 |
|
M |
AJA361 |
Rep |
2004-04-14 |
2008-09-03 |
| 17 |
Lai, Joey Wing Sze 黎詠詩 |
|
|
AFX335 |
Rep |
|
2008-04-26 |
| 18 |
Lam, Eric Tak Shing 林德成 |
|
M |
AAI558 |
Rep |
|
2010-02-19 |
| 19 |
Lam, Kwong Yu (SFC:AFD849) 林光宇 |
|
|
AFD849 |
Rep |
2006-08-11 |
2007-08-11 |
| 20 |
Lau, Marcus Chi Chiu 劉志超 |
|
M |
AAC292 |
Rep |
2006-07-08 |
2010-02-19 |
| 21 |
Lau, Yau Fong 劉幽芳 |
|
|
AEY478 |
Rep |
2004-01-30 |
2010-02-19 |
| 22 |
Lee, Kai Pong 李啟邦 |
|
|
ADW528 |
Rep |
|
2010-02-19 |
| 23 |
Leung, Shui Yee 梁瑞儀 |
|
|
AFN181 |
Rep |
2005-07-20 |
2008-04-24 |
| 24 |
Li, Ming (SFC:AMW601) 李明 |
|
|
AMW601 |
Rep |
2006-06-01 |
2008-08-08 |
| 25 |
Liu, King Wai 劉勁威 |
|
|
AAD898 |
Rep |
|
2010-02-19 |
| 26 |
Lui, Dennis Kar Wong 呂家煌 |
|
M |
AFM600 |
Rep |
|
2009-04-30 |
| 27 |
Lui, Kin Wai 呂健威 |
|
|
ANM045 |
Rep |
2006-06-01 |
2007-05-28 |
| 28 |
Matsuno, Kenji 松野健司 |
|
|
ADP942 |
Rep |
2004-07-20 |
2009-06-08 |
| 29 |
Nagai, Rei |
|
|
ALO330 |
Rep |
2004-12-23 |
2008-12-16 |
| 30 |
Namba, Reiko 南波怜子 |
|
|
AMH213 |
Rep |
2005-08-01 |
2008-01-23 |
| 31 |
Ng, Kenneth Tak Ming 吳德明 |
|
M |
AAF583 |
Rep |
|
2008-12-04 |
| 32 |
Ng, Wai Man (SFC:AAU344) 吳偉文 |
|
|
AAU344 |
Rep |
|
2008-12-12 |
| 33 |
O'Boyle, Gerald Keith |
|
M |
AEI662 |
Rep |
2005-12-07 |
2007-08-04 |
| 34 |
O'Neile, James Finlay |
|
M |
ALV097 |
Rep |
2005-03-21 |
2010-02-19 |
| 35 |
Otani, Tomono 大谷知乃 |
|
|
AIT881 |
Rep |
2004-06-03 |
2007-07-28 |
| 36 |
Poon, Catherine Tin Lai 潘天麗 |
|
F |
ADV934 |
Rep |
|
2009-04-30 |
| 37 |
Poon, Peter Chi Kin 潘子健 |
|
M |
AFP931 |
Rep |
|
2010-02-19 |
| 38 |
Poon, Shuk Fan (SFC:AEE926) 潘淑芬 |
|
|
AEE926 |
Rep |
|
2010-02-19 |
| 39 |
Riley, Shawn David |
|
M |
AMR319 |
Rep |
2005-11-04 |
2007-08-30 |
| 40 |
Sano, Yoichiro |
|
M |
AHD385 |
Rep |
|
2010-02-19 |
| 41 |
Sawada, Hana |
|
|
AGK925 |
Rep |
|
2008-12-10 |
| 42 |
Sekita, Hirosumi 関田洋純 |
|
|
AMF003 |
Rep |
2005-07-06 |
2008-12-13 |
| 43 |
Tam, Jude Ho Yin 譚顥賢 |
|
|
ALA228 |
Rep |
2004-07-26 |
2010-02-19 |
| 44 |
Tang, Wai Shing (SFC:AAF631) 鄧偉成 |
|
|
AAF631 |
Rep |
|
2010-02-19 |
| 45 |
Tani, Kenichiro 谷健一郎 |
|
|
ANZ614 |
Rep |
2006-09-20 |
2009-09-19 |
| 46 |
Teraguchi, Tomoyuki |
|
|
AKX077 |
RO |
2005-02-02 |
2009-04-10 |
| 47 |
Tong, Yuk Sun 唐玉臣 |
|
|
AAB845 |
Rep |
|
2008-12-10 |
| 48 |
Watanabe, Kunio |
|
|
ANI941 |
RO |
2006-06-29 |
2009-04-20 |
| 49 |
Wong, Andy Nam Fu 黃南富 |
|
|
ADB026 |
Rep |
|
2009-05-14 |
| 50 |
Wong, Frederick Wai Cheung 黃偉翔 |
|
M |
AAC897 |
Rep |
|
2007-07-07 |
| 51 |
Wong, Michael Chung Lim 黃仲廉 |
|
M |
ACA379 |
Rep |
|
2010-02-19 |
| 52 |
Woo, Michael Hong Da 胡宏達 |
|
M |
AAF637 |
Rep |
|
2010-02-19 |
| 53 |
Yajima, Akihiko 矢島明彥 |
|
|
ANR662 |
Rep |
2006-07-26 |
2008-07-30 |
| 54 |
Yeung, Yuk Wah 楊毓華 |
|
|
AKP792 |
Rep |
2004-05-22 |
2010-02-19 |
| 55 |
Yin, Raymond Lung 殷龍 |
|
M |
AAE887 |
Rep |
2006-12-01 |
2008-11-01 |
| 56 |
Yue, Kin Wan 茹健穩 |
|
|
AAE881 |
Rep |
|
2008-09-06 |
| 57 |
Yung, Wai Sing (SFC:ANP500) 容渭星 |
|
|
ANP500 |
Rep |
2006-06-27 |
2007-04-27 |
| 58 |
Zamora, Poch Edward Imperial |
|
M |
AGM381 |
Rep |
|
2008-09-03 |
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