HSBC SECURITIES BROKERS (ASIA) LIMITED 滙豐證券經紀(亞洲)有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2009
SFC ID Role From Until
1 Allauzen, Renaud Charles Joseph M ASD123 Rep 2008-12-05 2016-08-24
2 Birlenbach, Michael Dieter M APK741 Rep 2007-08-15 2011-03-25
3 Bormann, Frank M AOP021 RO 2007-06-27 2010-10-26
4 Cazaubiel, Paul Charles Roger M AUK294 Rep 2009-12-30 2012-04-30
5 Chaboureau, Stephane Alain Dominique M ASW645 Rep 2009-04-30 2016-06-14
6 Chan, Chun Ning (SFC:AQM626) 陳振寧 AQM626 Rep 2008-02-18 2012-05-02
7 Chan, Hon Wah (SFC:ABN589) 陳漢華 ABN589 Rep 2008-04-18
8 Chan, Kee Chee Keith 陳其志 M AGJ388 Rep 2009-09-28 2014-06-04
9 Chan, Victor Kam Yiu 陳敢耀 M AQN415 Rep 2008-02-20 2011-05-23
10 Chen, Michael Moon Fee M ADC178 Rep 2008-10-02 2017-04-25
11 Cheung, Lap Pong 張立邦 ARU855 Rep 2008-11-03 2018-08-07
12 Crispin, James Anthony M ANU647 RO 2009-02-16 2010-04-29
13 Delloye, Renaud Nicolas Yves M ATW568 Rep 2009-09-30 2010-04-19
14 Emerson, Kathleen Ann F AEH820 Rep 2009-09-21 2013-05-31
15 Foley, Cathal Brendan M APB451 Rep 2007-06-08 2010-03-16
16 Fong, Yuk Yin 方玉燕 ASW654 Rep 2009-04-30 2011-02-07
17 Gautier De Charnace, Arthur Bernard Jean Marie M AUJ425 Rep 2009-12-21 2012-09-28
18 Halliwell, Thomas Alan M ANL835 Rep 2009-10-29 2010-03-19
19 Ho, Chia-Long 何佳龍 ARA661 Rep 2008-05-16 2015-01-06
20 Ho, Hoi Tung 何凱棟 32 M AHE146 Rep 2007-11-28 2010-08-26
21 Hung, Gary Lok Ming 熊洛銘 M ADY288 Rep 2008-01-18 2011-01-25
22 Jaffer, Nooreshan Shamsuddin APJ487 Rep 2007-08-06 2011-08-16
23 Ko, Desmond Chin Hung 高展雄 M APH990 Rep 2007-07-26 2014-02-20
24 Lau, Wing Shan 劉詠珊 AFE210 Rep 2006-05-26 2010-06-08
25 Lau, Wing Sze (SFC:ARG767) 劉詠詩 ARG767 Rep 2008-06-30 2013-10-01
26 Lee, Angela Mei Lan 李美蘭 F ADB609 Rep 2007-05-25 2014-03-05
27 Lee, Man Kit (SFC:APM126) 李文傑 APM126 Rep 2009-09-07 2010-06-18
28 Lee, Tung Ming 李通明 ARR924 Rep 2008-10-15 2012-04-24
29 Leung, Chor Ming 梁礎銘 AEA299 Rep 2009-10-12 2011-03-29
30 Leung, Kwok Wing (SFC:AAF592) 梁國榮 AAF592 Rep
31 Leung, Ping Fai (SFC:ARG750) 梁炳輝 ARG750 Rep 2008-07-02 2011-04-27
32 Leung, Wai Man (SFC:AGO399) 梁偉民 AGO399 Rep 2005-03-24 2018-12-11
33 Ling, Vivian 林蔚然 ACR957 Rep 2008-09-04 2012-04-12
34 Luu, Ngoc Hung 劉玉雄 ARH584 Rep 2008-07-08 2014-07-29
35 Martin, Alexandre Joseph Gaston M ARW206 Rep 2008-11-19 2018-12-21
36 Mason, Edward James (SFC:AIR197) M AIR197 Rep 2009-04-30 2010-06-30
37 Mills, Robert George M ASW674 Rep 2009-04-30 2011-05-20
38 Mrosek, Martin Andreas M AQR389 Rep 2008-03-17 2020-03-30
39 Mun, Jongchul AUG126 Rep 2009-11-27 2015-06-06
40 Ng, Chi Fai (SFC:APK565) 吳志輝 APK565 Rep 2007-08-15
41 Ng, Chi Hung (SFC:APM137) 吳志雄 APM137 Rep 2007-08-27 2012-01-08
42 Ng, Ka Lai (SFC:AQH952) 伍嘉麗 AQH952 Rep 2008-01-21 2012-08-21
43 Ngai, Thomas Kwok Kan 危國根 M ACP700 Rep 2009-05-04 2012-04-03
44 Patel, Rakesh (SFC:ALI605) M ALI605 RO 2006-05-16 2019-07-31
45 Saunders, Jefferson ASL881 RO 2009-03-31 2016-01-30
46 Semin, Herve Pierre Alexandre M AQQ331 Rep 2008-03-11 2022-10-26
47 Shek, Simon Ming Hon 石明翰 M AFS192 Rep 2007-07-10
48 Shum, Tommy Chung Lai 沈仲禮 M ANT372 Rep 2007-07-10 2019-07-15
49 Sim, Mong Kwang 沈茂琼 ADJ827 Rep 2006-12-12 2011-09-28
50 Spensley, Oliver Giles M ASW652 Rep 2009-04-30 2010-07-05
51 Swarbrick, Andrew Jeremy M AFF234 Rep 2009-12-14 2017-08-26
52 Tang, Lok Him 鄧樂謙 AQM625 Rep 2008-02-18 2013-10-01
53 Wan, Cheuk Yin 尹卓賢 ARR928 Rep 2008-10-10 2016-06-01
54 Welch, David John Jr M ASW658 Rep 2009-04-30 2010-08-06
55 Wu, Yihe 吳軼鶴 APZ445 Rep 2007-11-12 2021-06-19
56 Yeung, Chun Hei 楊俊希 AOO273 Rep 2008-03-05 2012-01-13
57 Zhou, Sheng (SFC:APL667) 周晟 APL667 Rep 2007-08-22 2014-04-26

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