MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Akaishi, Osamu AHM633 Rep 2007-07-24 2012-02-03
2 Antos, James R M AIR845 Rep 2009-10-12 2015-12-14
3 Armenio, John Paul M ATC548 RO 2009-07-10 2011-12-05
4 Brooker, Anthony (SFC:AGK901) M AGK901 Rep 2008-11-25 2011-04-20
5 Chan, Stephen Shek Kei 陳碩基 M AJE088 Rep 2006-09-15 2015-04-28
6 Chen, Alan Bing M AEH768 Rep 2009-11-04 2010-06-14
7 Chen, Fan (SFC:AHR857) 陳凡 AHR857 Rep 2006-09-06 2013-01-15
8 Cheng, Dickson 鄭迪舜 41 M AGP527 RO 2008-12-16 2016-08-12
9 Cheung, Andrew Wai Kit 張偉傑 M AFR469 Rep 2009-12-01 2013-11-09
10 Chishima, Toru AEY383 RO 2009-04-14 2011-05-30
11 Farman, Daniel Noel George M ARN747 Rep 2008-08-25 2010-07-29
12 Fok, Jennet Mei Shan 霍美珊 AOD478 Rep 2006-11-09 2012-05-11
13 Fong, Ada Wai Yin 方慧賢 F AMU659 Rep 2007-02-12 2015-04-15
14 Galvin, Donal Joseph M AOK745 Rep 2010-01-08 2010-07-13
15 Hakamata, Tadashi 袴田正 ARE200 Rep 2009-05-07 2012-10-11
16 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2009-09-21 2012-07-19
17 Hasegawa, Toshio APO905 Rep 2007-09-05 2011-11-30
18 Huang, Zhongquan 黃忠全 54 M AEG824 Rep 2008-03-20 2011-01-25
19 Iannone, Angelo Gerald M AQE834 Rep 2010-03-08 2010-06-07
20 Kamoi, Satoshi M AVA226 Rep 2010-04-15 2012-12-07
21 Kanetomo, Mei 金友盟 ALZ432 Rep 2009-05-07 2013-03-30
22 Kao, Ying Tung 郭楹楝 ABF327 Rep 2014-06-16
23 Kawakita, Tadakatsu 川北忠勝 ANH120 Rep 2009-09-23 2011-05-06
24 Kawauchi, Eijiro AST137 Rep 2009-04-09 2010-11-10
25 Kayama, Hitoshi 香山仁 AHQ974 RO 2009-01-05 2015-03-23
26 Kiang, Li Li 姜麗莉 AMF565 Rep 2007-09-10 2010-09-08
27 Kim, Simon Dae-Oun M AUV167 Rep 2010-03-02 2010-05-02
28 Kimura, Yoshiyuki AFE839 Rep 2010-07-03
29 Kiuchi, Yasuhiro 木內康裕 APB389 RO 2009-04-29 2011-02-25
30 Kurasako, Hideaki 倉迫英嘉 APN840 Rep 2007-08-29 2010-08-10
31 Lam, Calvin Si Yang 林思暘 M AOO266 Rep 2009-12-04 2011-02-28
32 Lau, Kelvin Siu Ki 劉紹基 M AAW465 RO 2009-03-03 2016-05-24
33 Lee, Wai Kit (SFC:AJG299) 李偉傑 AJG299 Rep 2010-02-11 2011-02-24
34 Leung, Hoi Lam (SFC:ATW750) 梁凱琳 ATW750 Rep 2009-10-05 2013-01-25
35 Leung, Wai Nam 梁偉南 AGH932 RO 2008-11-03 2016-06-22
36 Li, Mo Chuen 李務全 AMP226 Rep 2005-10-21 2010-10-14
37 Li, Wenjie (SFC:AUY931) AUY931 Rep 2010-03-30 2012-01-31
38 Loo, Brian Yat Fung 盧一峰 M ACA940 RO 2007-02-26 2011-09-27
39 Lui, Dennis Kar Wong 呂家煌 M AFM600 Rep 2009-08-10 2011-03-01
40 Matsunaga, Seiichi ALN981 Rep 2006-03-31 2014-02-07
41 Meng, Jincong 孟謹聰 AUN915 Rep 2010-01-26 2011-11-30
42 Mok, Gavin Dick Hung 莫湋苙 M ALD459 Rep 2007-08-23 2010-06-05
43 Ng, Alyssa Sui Wa 伍瑞華 F AEE670 Rep 2010-01-07 2013-03-08
44 Ng, Wai Kee (SFC:APC928) 吳偉基 APC928 Rep 2009-05-07 2010-05-24
45 Ohara, Atsuji ATC549 RO 2009-07-10 2010-10-30
46 Otani, Tomono 大谷知乃 AIT881 Rep 2007-07-31 2020-11-26
47 Roberts, Christopher Fenton 羅弼時 M AAD528 RO 2010-03-01 2012-02-27
48 Ruddick, Matthew M AKI367 Rep 2007-06-11 2011-09-28
49 Sakai, Risaku 酒井理作 AAF614 Rep 2008-11-05 2010-06-01
50 Sampson, Machiko AJI380 Rep 2004-02-09 2011-03-01
51 Sato, Teruyuki ARW179 RO 2009-09-03 2014-01-30
52 See, Eric Wee Phing 施威斌 M AQU543 Rep 2010-03-09 2014-08-11
53 Shi, Jiali (SFC:ANQ016) 施佳麗 ANQ016 Rep 2008-03-13 2011-02-25
54 Shimada, Shunsuke AUH908 Rep 2009-12-08 2014-03-31
55 Shimomura, Hiroyo AEK091 Rep 2006-04-25 2012-09-12
56 Shiraishi, Yoshihisa 白石殊久 ATN188 Rep 2009-08-06 2013-03-31
57 Shuto, Takashi AUT376 Rep 2010-02-23 2015-04-10
58 So, Julian Han Meng 蘇漢明 38 M APR795 Rep 2009-09-24 2010-12-17
59 Soda, Yuzo AUW239 Rep 2010-03-12 2010-06-12
60 Sugibuchi, Hitoshi AFV308 Rep 2014-10-10
61 Suzuki, Yukiko ALU731 Rep 2006-06-01 2010-06-02
62 Szeto, Yuen Yee 司徒婉儀 ANJ402 Rep 2006-05-10
63 Tam, Dennis Kwong To 譚廣韜 M APJ310 Rep 2008-12-15 2011-03-07
64 Tamaki, So 玉木壯 ARN489 Rep 2008-09-01 2013-03-28
65 Tang, Peter Jee Ho 鄧志豪 M ACP853 Rep 2010-02-01 2017-10-17
66 Terai, Fumi AQS809 Rep 2008-05-26 2013-11-29
67 Tsang, Chi Kit 曾志傑 29 M ANU401 Rep 2006-10-13 2015-01-30
68 Tse, Sze Ming 謝思明 ALR679 Rep 2009-01-13 2014-10-29
69 Weng, Li-Tien 翁立典 AJJ273 Rep 2004-02-17 2012-02-02
70 Wong, Benny Wing Pan 黃穎斌 M AQO246 Rep 2008-02-28 2020-07-30
71 Wong, Chun Ho (SFC:AUW995) 王俊浩 AUW995 Rep 2010-03-19 2011-08-05
72 Wong, Frederick Wai Cheung 黃偉翔 M AAC897 Rep 2007-08-01 2010-08-17
73 Wood, Paul Anthony (SFC:ARW848) M ARW848 Rep 2008-11-24 2010-05-25
74 Wu, Kiu Sing 胡翹星 ANR775 Rep 2006-07-25 2011-01-06
75 Yamashima, Kenichi 山島健一 APV139 Rep 2007-10-15 2010-11-30
76 Yau, Hiu Na 邱曉娜 APY321 Rep 2007-11-19 2014-06-13
77 Yuen, Carmen Wai Sze 袁慧思 F AQT142 Rep 2010-02-12 2010-05-01
78 Zhan, Tao (SFC:AQZ719) 詹濤 AQZ719 Rep 2009-10-29 2012-04-11
79 Zhang, Jielong 張杰龍 28 M ASH720 Rep 2009-01-15 2011-07-19

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