SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Abercrombie, Justin M AST103 Rep 2009-04-08 2009-04-09
2 Ang, Chow Yang APC577 Rep 2007-06-18
3 Ayres, Frank Alan M ADP222 Rep 2010-06-22 2010-06-24
4 Bertrand, Eric Philippe Maxime 50 M AON840 Rep 2007-02-06 2007-03-06
5 Bhatia, Manish (SFC:AGL970) AGL970 Rep 2008-09-02
6 Bong, Peng Leong Terence M AWD298 Rep 2010-10-26 2010-11-04
Rep 2010-11-25 2014-08-20
7 Boyce, Ian Duncan 貝思賢 66 M AAE203 RO 2014-04-30
8 Brooks, Philip Andrew M ALJ927 Rep 2004-10-28 2005-07-15
9 Brown, Alan John (SFC:AMM410) M AMM410 Rep 2007-05-14 2007-06-13
Rep 2008-11-25 2008-11-29
Rep 2009-08-24 2009-08-26
10 Buck, Jennifer Katherine F AQX740 Rep 2008-05-19 2008-07-19
Rep 2008-11-10 2008-11-23
11 Buckley, Paul James M ART256 Rep 2008-11-03 2010-11-05
12 Campion, James Edmund M AEQ897 RO 2004-07-12
13 Carline, Christian Benjamin M AQZ701 Rep 2008-05-13 2019-10-24
14 Chalmers, Nicholas (SFC:ADW939) M ADW939 Rep 2004-04-14
15 Chan, Chun Man (SFC:AGJ907) 陳俊文 AGJ907 Rep 2005-08-29
16 Chan, Kenneth See Yin 陳思賢 M AFP787 Rep 2004-07-02 2009-01-02
17 Chan, Pinky Yuen Yee 陳婉儀 AFI268 Rep 2021-04-01
18 Chan, Winnie Wun-yin 陳韻妍 F AOS567 Rep 2007-03-23 2007-08-10
19 Chan, Yvonne Hiu Yin 陳曉燕 F APQ960 Rep 2007-09-18 2011-11-15
20 Cheng, Horace Sui Ho 鄭瑞昊 M APB695 Rep 2007-06-12 2009-08-01
21 Cheng, William Wai Fai 鄭偉輝 M ACI097 Rep 2013-11-29
22 Cheung, Wing Wo 張永和 AFR615 Rep 2024-04-24
23 Chin, Szu Yi 陳思伊 ASE564 Rep 2008-12-22 2008-12-24
Rep 2009-11-02 2010-02-02
Rep 2010-02-26 2011-06-10
24 Chiu, Mei Fung (SFC:AGN586) 趙美鳳 AGN586 Rep 2008-10-27 2024-04-12
25 Chow, Yan Yan 周茵茵 ADW712 Rep 2003-09-03 2022-12-21
26 Chui, Henry Kar-Kea 徐家傑 M AQI323 Rep 2008-01-17 2008-11-12
27 Chum, Terrace Pak Hing 覃伯興 M ACZ116 Rep 2006-03-31
28 Chung, Francis Chuan Pu 叢川普 41 M AEU334 RO 2007-05-01
29 Clark, Alastair Stanley M ASE563 Rep 2008-12-22 2008-12-24
30 Coghlan, Richard Anthony Nelson M ANM486 Rep 2006-06-05 2008-01-09
RO 2008-01-09 2015-08-01
31 Coleman, Lisa Maria F ANN077 Rep 2006-06-16 2006-07-16
32 Conway, Allan Brian M AMS702 Rep 2005-11-23 2005-12-24
Rep 2006-11-14 2006-12-14
Rep 2007-01-16 2007-02-16
Rep 2007-11-26 2007-12-07
Rep 2009-10-14 2016-09-27
33 Cox, Andrew Michael (SFC:AOA555) M AOA555 Rep 2006-10-16 2006-11-16
34 Coyle, John (SFC:AUB182) M AUB182 Rep 2009-11-09 2009-11-13
35 Cunningham, Jeremy James Warren M AQS229 Rep 2008-03-28 2008-04-03
Rep 2008-11-18 2008-11-21
Rep 2009-06-15 2009-06-17
Rep 2009-11-26 2011-08-09
36 Custard, Curtis William M ANJ473 Rep 2006-05-10 2006-06-10
Rep 2007-03-27 2007-04-26
37 Dang, Yulei 党宇蕾 AJH130 Rep 2007-07-09 2010-07-31
38 Dasher, Karl Franklin M ATS248 Rep 2009-09-14 2009-09-16
39 Debruyne, Lieven M O 李定邦 M ACS819 Rep 2005-09-21 2006-03-21
RO 2006-03-21 2020-10-09
40 Dennis, Clive M ATM462 Rep 2009-08-06 2010-11-24
41 Enlund, Dianna APU795 Rep 2007-10-15 2007-10-31
42 Field, Nicholas Alfred M AOL056 Rep 2007-01-16 2007-02-16
43 Fok, Pui Shan (SFC:AFT509) 霍佩珊 AFT509 Rep 2007-05-14
44 Ford, John Michael Frederic 46 M AJE749 RO 2004-01-12 2005-06-20
45 Fung, Wendy Ching Suet 馮靜雪 F ACC003 Rep 2003-10-10
46 Goh, How Phuang 吳浩藩 ALU196 Rep 2005-03-10 2005-06-10
Rep 2006-10-17 2006-11-17
Rep 2007-03-28 2007-06-08
Rep 2007-06-26 2011-07-23
47 Gotto, James Anthony Warren M APK228 Rep 2007-08-14 2007-09-14
48 Guo, Wei (SFC:ASU040) 郭煒 ASU040 Rep 2010-06-10 2018-05-02
49 Harris, David Shannon M ARS574 Rep 2008-11-03 2010-11-24
50 Hashmi, Wajahat Altaf ANJ199 Rep 2006-05-09 2006-08-09
51 Henriques, Guy Michael Quixano M ATN770 Rep 2009-08-17 2009-12-03
52 Ho, Kelly Ngar Ying 何雅盈 F AFY162 Rep 2007-05-07
53 Ho, Veda Wing Sum 何詠心 F AOA335 Rep 2009-09-28 2019-04-03
54 Ho, Vida Nim Yan 何念恩 AGB455 Rep 2005-07-07
55 Ho, Winnie Wai Yee 何慧兒 F AFD506 Rep 2006-08-04 2012-08-21
56 Hudson, Toby Walpole ADE163 Rep
57 Hui, Pui Yu 許佩如 AFY007 Rep 2010-10-04
58 Hui, Sau Wai (SFC:AEA524) 許秀慧 AEA524 Rep 2004-04-26
59 Hui, Tsz Fung 許子峰 AFQ009 Rep 2016-05-04
60 Imam, Michael Raza M AOL063 Rep 2007-01-22 2010-11-30
61 Jacobelli Yau, Maurien Oi Man 丘愛敏 ABK611 Rep 2004-09-23 2020-11-24
62 Kan, Chi Cheung 鄞子翔 AOZ112 Rep 2007-05-29 2021-01-22
63 Ki, Shui Ping 祁瑞萍 ABD063 Rep 2022-12-30
64 Kim, Seung Ju 金升柱 APM142 Rep 2007-08-30 2008-04-24
RO 2008-04-24
65 Kim, Young Roe ATP155 Rep 2009-09-01 2019-03-15
66 Koester, Andreas Josef Johannes M ANJ471 Rep 2006-05-08 2006-06-08
67 Kong, Cheuk Hang (SFC:ADD792) 江焯亨 ADD792 Rep 2003-12-11
68 Kung, Tak Ho 孔德豪 AFU803 Rep 2007-06-01
69 Kwan, Anna Wai Yee 關慧儀 F AEO754 Rep 2010-08-13 2011-05-10
70 Kwan, Ka Po (SFC:AED278) 關嘉寶 AED278 Rep 2007-06-21
71 Kwok, Karen Ka Pik 郭嘉碧 F AFX845 Rep 2005-06-07 2012-07-31
72 Lam, Dennis Saihong 林世康 30 M AKI595 Rep 2005-02-18 2008-02-28
73 Lau, Chi Kin (SFC:AEN528) 劉志堅 AEN528 Rep 2005-04-08
74 Lau, Karen Kwan Chuk 劉堃竹 F AGH196 Rep 2004-03-15
75 Lau, Pei Man Hidy 劉姵妏 AVZ457 Rep 2010-10-05 2018-04-30
76 Lau, Roger Yee Ho 劉以浩 M ASS671 Rep 2010-02-09 2022-09-22
77 Lau, Tse Fung 劉子峯 AAJ835 Rep 2010-06-09 2010-07-21
78 Law, Clara Yuet Yee 羅月兒 F ACS196 Rep 2005-08-10
RO 2005-08-10 2006-02-08
Rep 2006-02-08 2006-04-12
RO 2006-04-12
79 Lee, Deborah Wai Chung 李慧中 F AFY974 Rep 2009-03-16 2010-03-26
80 Lee, Elaine Shuk Tak 李淑德 F AFI432 Rep
81 Lee, King Fuei ANT780 Rep 2006-08-09
82 Lee, Sai Yin 李世賢 AFN905 Rep 2007-10-02 2018-05-02
83 Lee, Shiu Kuen 李少娟 AFX333 Rep 2008-09-12 2014-04-27
84 Lee, Stella Yee Hing 李懿馨 F AGC460 Rep 2024-07-09
85 Lee, Wai Fung (SFC:AFU140) 李韋鋒 AFU140 Rep 2003-06-12
86 Lee, Wilson Kwok Wai 李國偉 M AWK840 Rep 2010-12-03 2011-05-28
87 Leung, Rita Siu Ling 梁少玲 ARG354 Rep 2008-09-12 2009-10-24
88 Li, Jing (SFC:AMI391) 李婧 AMI391 Rep 2010-11-29 2018-04-27
89 Li, Man Ling (SFC:ADW938) 李蔓玲 ADW938 Rep 2003-04-17
90 Lim, Siok-Mei AQQ370 Rep 2008-04-01 2009-01-12
91 Liu, Wai Keung (SFC:AEE248) 廖偉強 AEE248 Rep 2004-10-28
92 Lo, Lai Ha 盧麗霞 AIX153 Rep 2007-08-21
93 Lo, Wai Leung (SFC:ADA869) 盧偉良 ADA869 Rep 2008-04-09
RO 2008-04-09
94 Lui, David Yin Tat 雷賢達 60 M AAJ229 RO 2009-03-17
Rep 2009-03-17 2016-04-22
95 Luk, Kim Ping 陸劍平 ACS638 Rep 2010-07-30
96 Luo, Laura Ying 羅瑩 45 F ADJ631 Rep 2013-07-25
97 Luong, Jay C. 梁競之 AGN573 Rep 2008-05-29
98 Ma, Calvin Kwai Shing 馬桂承 M APA545 Rep 2010-06-29 2012-05-31
99 Mackay, Neil Alexander M ACE850 Rep 2007-11-16 2009-11-30
100 Mackenzie, David Kirkwood M AFG706 Rep 2006-02-08 2013-12-27
101 Maisonneuve, Virginie Monique F ANA059 Rep 2008-04-11 2008-04-17
Rep 2009-04-06 2009-04-09
Rep 2009-05-13 2009-05-15
Rep 2009-11-16 2013-11-15
102 Marinucci, Raffaella (SFC:AMU534) AMU534 Rep 2005-12-09 2009-04-30
103 Marriott, Gavin Brent M ASH807 Rep 2009-01-20 2009-01-24
Rep 2010-11-22 2010-11-25
104 Monsen, Thor Kristian Vigso AQV127 Rep 2008-04-15 2009-02-11
105 Mooney, David John Francis 48 M ANW542 Rep 2006-09-07 2006-10-06
106 Moute, Benjamin Daniel Germain 35 M ARP639 Rep 2008-09-29 2010-11-24
107 Ng, Teck Neng 黃得能 API005 Rep 2007-08-30 2010-12-16
108 Osborn, Adam Gihon M AAZ357 Rep
109 Parbrook, Robin Stewart M ACI102 RO 2008-04-06
Rep 2008-04-06 2023-05-04
110 Price, Charles Dominic M AQL465 Rep 2008-02-18 2008-02-25
111 Rucker, Rupert Charles William M AOL530 Rep 2007-03-01 2021-05-17
112 Saier, Georges-Arnaud AOT455 Rep 2007-03-28 2007-04-27
113 Schemmann, Sonja APB527 Rep 2007-06-11 2007-07-11
114 Scott, Elisabeth Charlotte F ACI103 RO 2008-04-06
Rep 2008-04-06 2009-12-08
115 Serocold, Mark Joseph Pearce M AWI427 Rep 2010-11-23 2012-04-13
116 Shum, Richard (SFC:ADQ861) 岑傑誠 M ADQ861 Rep 2003-07-28
RO 2003-07-28 2003-12-11
117 Shum, Taro Ka Chun 岑嘉俊 ACX489 Rep 2012-02-06
118 Sidani, Rami AVJ147 Rep 2010-06-24 2010-11-24
119 Simler, Justin Paul M AOS379 Rep 2007-03-21 2007-04-21
Rep 2007-10-15 2007-10-31
Rep 2008-07-15 2008-07-18
120 Siu, Samuel Chung Sum 蕭仲森 M ARG336 Rep 2008-08-15 2010-10-15
121 Sondhi, Simran AON841 Rep 2007-02-06 2007-03-06
122 Stanton, Benjamin M AUB177 Rep 2009-11-09 2009-11-13
123 Sze, Pui Kay 施培基 AFA836 Rep 2005-09-02 2014-08-16
124 Tam, Kit Sai 譚潔茜 AFM299 Rep 2008-06-23
125 Tan, Amina 陳明雅 AGC966 Rep 2006-11-03
126 Tan, Siew Shen 陳修賢 ALJ824 Rep 2004-10-26 2005-10-08
127 Tang, Angela On Key 鄧安琪 F AFO588 Rep 2008-08-11 2019-11-15
128 Tang, Wai Sen 鄧慧珊 AGD027 Rep 2005-08-17 2010-01-08
129 Taylor, Christopher Neil (SFC:ANP718) M ANP718 Rep 2006-06-30 2006-07-30
130 Tsang, Angela Nga Yan 曾雅恩 F AMG900 Rep 2008-05-20 2021-05-14
131 Tsang, Billy Sze Wai 曾思偉 AIR095 Rep 2004-08-17
132 Tsang, Selina Wai Sze 曾慧詩 F ACJ622 Rep 2007-06-01
133 Tse, Chi Ho (SFC:AEB972) 謝志豪 AEB972 Rep 2006-02-22 2008-02-02
134 Tung, Lai Kwan 董麗君 AOM604 Rep 2010-09-29
135 Wade, Keith Martin M APU790 Rep 2007-10-15 2007-10-31
Rep 2007-12-05 2007-12-11
Rep 2009-12-01 2009-12-04
136 Weatherill, Lucas Scott M AMS328 Rep 2005-11-17 2007-05-28
137 Webber, Simon Mark M AOS385 Rep 2007-03-23 2007-04-21
Rep 2007-05-14 2007-06-14
Rep 2008-02-18 2010-11-24
138 Wilson, Thomas George St John M AVI947 Rep 2010-06-22 2010-06-24
139 Wong, Amelia Ngar Men 黃雅雯 F AEX263 Rep 2007-11-09
140 Wong, Chen Lung 黃震龍 AFR616 Rep 2003-09-05
141 Wong, Yuk Wah (SFC:AFV475) 黃玉華 AFV475 Rep 2010-09-28 2023-02-07
142 Wooldridge, Sherry Lin 林淑娥 F AEV538 Rep 2010-05-03
143 Wu, Hui (SFC:ANJ209) 吳蕙 ANJ209 Rep 2006-05-09 2013-08-16
144 Wyke, Christopher John (SFC:AOR598) M AOR598 Rep 2007-03-12 2021-04-30
145 Yan, Yuk Hei 嚴煜稀 AMO477 Rep 2005-10-14 2007-02-23
146 Yiu, Ken Keung 姚強 M ANH317 Rep 2007-06-01 2010-07-14
147 Yuen, Man Suet 袁漫雪 AFC145 Rep 2003-11-26
148 Yung, Yuk Chun (SFC:AGG014) 容玉珍 AGG014 Rep 2004-01-16
149 Zhu, Hui (SFC:AKI716) 朱慧 AKI716 Rep 2007-06-11 2011-07-30

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