DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 大和資本市場金融交易香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Berrima, Hatem | APC378 | Rep | 2008-03-26 | 2008-08-01 | ||
| 2 | Blanchard, Dominique Jean Rene | AUX224 | Rep | 2011-04-14 | 2012-12-20 | ||
| 3 | Carter, Darren (SFC:AEJ360) | AEJ360 | RO | 2007-01-31 | |||
| 4 | Chan, Chun Chung (SFC:AEQ936) 陳振聰 | AEQ936 | Rep | 2006-05-15 | 2007-10-10 | ||
| RO | 2007-10-10 | 2015-01-12 | |||||
| 5 | Chan, Julia Wai Nga 陳慧雅 | F | AMU107 | Rep | 2010-11-02 | 2013-11-13 | |
| 6 | Chan, Ka Yeung (SFC:ALF671) 陳嘉陽 | 31 | M | ALF671 | Rep | 2004-09-08 | 2005-01-05 |
| 7 | Chan, Kin Wah (SFC:AEN763) 陳鍵華 | AEN763 | Rep | 2007-02-15 | |||
| RO | 2007-02-15 | 2015-01-12 | |||||
| 8 | Chan, Ronnie Kin Yu 陳建宇 | M | AIB744 | Rep | 2004-09-08 | 2014-01-16 | |
| 9 | Chan, Sharon Yuen Ting 陳婉婷 | F | AUC490 | Rep | 2010-11-02 | 2012-03-23 | |
| 10 | Chan, Wai Chi (SFC:AHF464) 陳慧芝 | AHF464 | Rep | 2003-07-25 | 2004-07-13 | ||
| 11 | Chan, Yuk Bing 陳玉冰 | ANQ024 | Rep | 2010-11-02 | 2012-03-16 | ||
| 12 | Cheng, Man Chi (SFC:AGC897) 鄭敏芝 | AGC897 | Rep | 2006-05-08 | 2015-01-12 | ||
| 13 | Cheung, Siu Kiu 張小喬 | ALB983 | Rep | 2010-11-02 | 2013-11-13 | ||
| 14 | Cheung, Terence Ching Leung 張正樑 | M | ABN458 | Rep | 2004-09-09 | ||
| RO | 2004-09-09 | 2012-07-25 | |||||
| 15 | Chiong, Sai Lung 張世龍 | AHM814 | Rep | 2006-05-17 | 2007-07-31 | ||
| 16 | Chu, Wah Cheung 朱華章 | AEC727 | Rep | 2006-05-17 | 2008-11-22 | ||
| 17 | Chua, David Jun Hao 蔡俊豪 | M | AXD571 | Rep | 2011-04-18 | 2012-02-18 | |
| 18 | Chung, Philip Ching Kei 鍾正祺 | M | ALZ061 | Rep | 2010-11-02 | 2016-01-01 | |
| 19 | Cowperthwaite, Adam Aaron | M | AIB753 | Rep | 2010-11-20 | 2011-09-03 | |
| 20 | Dobkins, Spencer Darryl | M | ANK861 | Rep | 2010-11-02 | 2012-10-10 | |
| 21 | Dominick, Frank | M | AEW395 | Rep | 2003-06-12 | ||
| 22 | Feschet, Boris Xavier | M | AMK015 | Rep | 2011-03-14 | 2012-03-20 | |
| 23 | France, Roy | M | ALU926 | Rep | 2005-10-17 | 2012-10-10 | |
| 24 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2005-10-17 | 2006-04-14 | ||
| 25 | Heo, Kwang Su 許光洙 | AQC506 | Rep | 2007-12-10 | 2008-11-22 | ||
| 26 | Ip, Florence Hiu Man 葉曉雯 | F | AIZ577 | Rep | 2003-05-27 | 2006-03-11 | |
| 27 | Jenn, Marc Steven | M | ANG294 | Rep | 2008-11-27 | 2013-11-13 | |
| 28 | Key, John Richard | M | AOZ142 | Rep | 2010-11-02 | 2013-05-17 | |
| 29 | Ko, Chi Wo (SFC:APK739) 高志和 | APK739 | Rep | 2010-11-02 | 2011-02-17 | ||
| 30 | Lam, Joyce Lok Yee 林樂怡 | F | ASY197 | Rep | 2010-11-02 | 2015-03-09 | |
| 31 | Lam, Kwong Yu (SFC:AFD849) 林光宇 | AFD849 | Rep | 2005-10-17 | 2006-03-07 | ||
| 32 | Lau, Tsz Lung (SFC:AJL083) 劉子龍 | AJL083 | Rep | 2004-02-03 | 2006-04-01 | ||
| 33 | Lee, Kit Shan (SFC:AMY300) 李潔珊 | AMY300 | Rep | 2010-11-02 | 2011-09-03 | ||
| 34 | Li, Kathy (SFC:AGW424) 李嘉怡 | F | AGW424 | Rep | 2010-11-02 | 2012-06-20 | |
| 35 | Lim, Allan | M | AEY356 | Rep | 2009-04-01 | 2010-11-20 | |
| 36 | Liu, Yang (SFC:AXD891) 劉洋 | AXD891 | Rep | 2011-04-21 | 2013-09-28 | ||
| 37 | Lo, Kit Lan 羅潔蘭 | AQS148 | Rep | 2010-11-02 | 2012-06-20 | ||
| 38 | Lo, Rex Sui Yan 盧穗欣 | M | AFU290 | Rep | 2010-11-02 | 2011-09-03 | |
| 39 | Lo, Shih-Hung 羅仕泓 | ALR980 | Rep | 2010-11-20 | 2012-05-05 | ||
| 40 | Ma Chan, Katherine 馬陳家歡 | F | ADU256 | Rep | 2004-11-17 | 2008-11-01 | |
| 41 | Ng, Lap Fung 伍立峯 | ADX523 | Rep | 2010-11-02 | 2012-02-18 | ||
| 42 | Ngan, George Kwok Tung 顏國棟 | M | ABS459 | RO | 2003-06-16 | 2007-01-31 | |
| Rep | 2007-01-31 | 2008-12-31 | |||||
| 43 | Pang, On Ki 彭安琪 | AFN684 | Rep | 2010-11-02 | 2011-09-06 | ||
| 44 | Pervez, Ahsan (SFC:AJO361) | AJO361 | Rep | 2005-12-08 | 2006-03-07 | ||
| 45 | Petit-Pasquier, Julien | ANN270 | Rep | 2010-11-20 | 2011-09-03 | ||
| 46 | Sarkis, David | M | AJN346 | Rep | 2010-11-20 | 2012-03-22 | |
| 47 | Sirpal, Sajeev | AEO686 | RO | 2003-10-16 | |||
| 48 | Souleyman, Jan | ANM874 | Rep | 2011-04-27 | 2013-11-13 | ||
| 49 | Su, Wei-chia 蘇威嘉 | ALN246 | Rep | 2005-01-05 | 2008-05-14 | ||
| 50 | Symoens, Michiel | AOR601 | Rep | 2010-11-02 | 2012-02-18 | ||
| 51 | Tang, Ho Ming (SFC:AQJ523) 鄧可明 | AQJ523 | Rep | 2010-11-02 | 2011-09-03 | ||
| 52 | Ting, Fu Wah 丁富華 | AOE212 | Rep | 2008-01-07 | 2015-10-01 | ||
| 53 | Tseng, Jason (SFC:ANN054) | M | ANN054 | Rep | 2006-07-05 | 2007-08-17 | |
| 54 | Urata, Yoshio | AUT774 | RO | 2011-04-06 | 2012-03-31 | ||
| 55 | Van Runckelen, Didier L. M. 王令龍 | ALQ631 | Rep | 2008-01-08 | 2010-11-20 | ||
| 56 | Wan, Katie Chee Lai 溫子麗 | ASX211 | Rep | 2010-11-02 | 2015-07-01 | ||
| 57 | Watanabe, Naoki (SFC:AQD803) | AQD803 | Rep | 2010-11-02 | 2012-10-10 | ||
| 58 | Wong, Andy Jinrong 黃金融 | ANX808 | Rep | 2011-01-04 | 2012-02-17 | ||
| 59 | Wong, Ivan Sze Yuen 王士元 | M | ACJ532 | Rep | 2008-01-30 | 2013-08-02 | |
| 60 | Wong, Kwok Cheung (SFC:AKV201) 黃國彰 | AKV201 | Rep | 2008-03-26 | 2010-11-20 | ||
| 61 | Wong, Lawrence Kwok Hung (SFC:APB845) 王國雄 | M | APB845 | Rep | 2009-03-16 | 2016-01-01 | |
| 62 | Wong, Tin Lam (SFC:AKI638) 黃天嵐 | AKI638 | Rep | 2004-04-07 | 2005-08-20 | ||
| 63 | Wong, Wai Yan (SFC:AGG935) 黃惠恩 | AGG935 | Rep | 2010-11-02 | 2013-06-21 | ||
| 64 | Woo, Maggie Ching Han 胡靜嫻 | F | ASD557 | Rep | 2010-11-02 | 2013-11-13 | |
| 65 | Yeo, Keng Chun 楊慶春 | ANQ025 | Rep | 2008-04-08 | 2014-09-26 | ||
| 66 | Yip, Abbie Man Yan 葉文炘 | AWI435 | Rep | 2010-11-29 | 2013-11-13 | ||
| 67 | Yokosuka, Takashi 橫須賀 | AUV635 | Rep | 2010-12-01 | 2012-04-06 | ||
| 68 | Yoshida, Kyonosuke | AWO227 | Rep | 2010-12-29 | 2011-10-08 | ||
| 69 | Yu, Ka Fai 余家輝 | ACR614 | Rep | 2005-10-17 | 2011-09-16 | ||
| 70 | Yuen, Ka Lai 阮嘉麗 | AIB790 | Rep | 2010-11-02 | 2013-11-13 | ||
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