MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Araki, Tetsuo			AWQ684	Rep	2011-01-20	2012-02-03
2	Arrowsmith, Neil Robert		M	AZO197	Rep	2012-06-04	2012-09-14
					RO	2012-09-14
3	Boudny, Miroslav Misha		M	APP026	Rep	2010-12-31	2016-12-13
4	Bruckner, Andreas			APJ958	Rep	2011-01-11	2011-07-31
5	Bunn, Malcolm		M	AQM778	Rep	2011-01-11	2015-12-25
6	Byrne, Luke William		M	AUB086	Rep	2010-12-31	2011-07-27
7	Chan, Chester Chi-To 陳志滔		M	AYB952	Rep	2012-08-29	2015-04-17
8	Chan, Jody Kit Yee 陳潔儀			APJ514	Rep	2010-12-31	2023-10-05
9	Chan, Mang Kiu 陳漫橋			AIS524	Rep	2012-03-12	2012-05-28
10	Chang, Joseph Cho Yam 張祖蔭		M	AGB116	RO	2010-12-31	2011-04-19
11	Cheng, Paul Kwok Kin 鄭國乾	62	M	ADU243	RO	2010-12-31	2013-01-01
12	Choi, Lai Ling 徐麗齡			AFW854	Rep	2011-06-07	2011-12-13
13	Chow, Oscar		M	AWP108	Rep	2011-01-05	2015-05-30
14	Chu, Chun-Ju 朱俊如			AEK266	Rep	2011-10-24	2012-08-02
15	Chua, Jesus Jr. Go			AXH079	Rep	2011-06-07	2016-07-13
16	Daemi-Mokhlesi, Jiyann Naveed			AXM861	Rep	2011-07-04	2015-01-05
17	Desai, Meghna Kiran			AXY952	Rep	2011-09-01	2014-03-04
18	Devkota, Milan			AYY061	Rep	2012-02-10	2016-07-13
19	Diao, Stephen		M	ACC083	Rep	2011-05-23	2014-07-10
20	Duan, Hong (SFC:ADE819) 段宏			ADE819	Rep	2010-12-31	2012-03-06
21	Evans, Joshua Webb		M	AMH709	Rep	2011-08-04	2015-11-06
22	Fong, Hiu Ming 方曉明			AHM812	Rep	2010-12-31	2011-04-19
23	Forsythe, William James Patrick		M	BAZ170	Rep	2013-03-15	2018-12-06
24	Freear, Stephen Jason		M	AQU409	Rep	2010-12-31	2012-05-11
25	Funato, Keizo			AQM083	Rep	2011-01-11	2015-10-16
26	Gineitis, Adomas			APN598	Rep	2011-01-11	2011-06-10
27	Greenwood, Anthony Bruce Nicholas		M	AWV268	Rep	2011-02-22	2011-03-29
28	Hagland, Trent Andrew		M	AZJ718	RO	2012-05-31	2016-04-29
29	Hahm, Eui Hwan			ACV950	Rep	2012-11-21	2016-03-01
30	Harrington, Stephen John William	48	M	ASZ209	Rep	2011-01-11	2015-11-05
31	Hashimoto, Kenichi 橋本賢一			AFA748	RO	2010-12-31	2012-12-05
32	Haskins, Andrew Robin Alexander	45	M	ALY617	Rep	2011-04-26	2012-01-26
					RO	2012-01-26	2012-09-25
33	Hiramoto, Yoko			APN596	Rep	2011-01-11	2011-01-25
34	Hiratsuka, Takashi 平塚岳			AYA423	Rep	2011-09-16	2013-11-23
35	Hirst, David A		M	AUY976	Rep	2011-01-11	2011-08-05
36	Inadome, Shigehisa 稻留重久			ANU830	Rep	2013-01-18	2016-01-26
37	Inagaki, Kiyoshi			AJF573	Rep	2010-12-31	2012-12-01
38	Kay, Chong-san 郭忠山			AXG649	Rep	2011-05-11	2015-03-09
39	Khine, Jessica Khine-Chit		F	AQM546	Rep	2011-01-11	2011-08-26
40	Kiuchi, Yuko			AEX949	Rep	2010-12-31	2015-04-27
41	Kwok, Ka Yan Karen 郭嘉欣			AUX313	Rep	2010-12-31	2011-10-22
42	Lam, Edmond Hoi Tik 林凱迪		M	ANU829	Rep	2010-12-31	2012-05-08
43	Lamont-Brown, Andrew		M	APN594	RO	2010-12-31	2013-08-01
44	Lee, Kwok Wai (SFC:BAO433) 李國瑋			BAO433	Rep	2012-12-03	2019-08-29
45	Lee, Nelson Ho Wing 李浩榮		M	AQG922	Rep	2010-12-31	2011-01-21
46	Lee, Wai Kin (SFC:APD151) 李偉健			APD151	Rep	2011-01-05	2012-12-05
47	Lee, Wee Siang 李偉祥			AMN563	Rep	2012-03-07	2014-02-18
48	Leung, Fung Man 梁鳳敏			ASP987	Rep	2011-08-04	2012-06-27
49	Li, Veronica Wai Ching 李慧貞		F	AHR005	Rep	2010-12-31	2013-05-28
50	Lucas, Jean-Francois Nicolas Jacques		M	BBA526	Rep	2013-03-22	2015-12-01
51	Luk, Wai Yip 陸偉業			APK359	Rep	2011-03-29	2011-06-21
52	Ma, Winnie Wing Mei 馬穎薇		F	AIJ098	Rep	2011-04-04	2012-07-10
53	Macpherson, Glyn			AHK217	Rep	2011-01-11	2013-03-28
54	Maeder, Dominik			APN602	Rep	2011-01-11	2012-05-24
55	Mak, Hau Lin 麥巧蓮			ACW654	Rep	2010-12-31	2015-04-01
56	Mak, Winnie (SFC:ADK738) 麥蔚誼		F	ADK738	Rep	2012-03-07	2012-07-04
57	Man, Lai Kai 文麗佳			AOT413	Rep	2010-12-31	2011-06-27
58	Manabe, Yusaku			BAD556	Rep	2012-09-05	2012-11-22
					RO	2012-11-22	2020-01-17
59	Mand, Sandeep Singh			BAQ202	Rep	2012-12-27	2013-06-28
60	Mase, Takeshi 真瀨剛			APX162	Rep	2011-01-11	2015-10-16
61	Matsushita, Masahiro 松下昌宏			AVN515	Rep	2010-12-31	2023-12-29
62	Matsuura, Akiko 松浦安希子			ARX076	Rep	2010-12-31	2011-05-13
63	Mattila, Riku Johannes		M	AXH229	Rep	2011-05-23	2017-07-28
64	Meepetchdee, Yongyut			AXV892	Rep	2011-08-29	2017-11-30
65	Mita, Joji 三田丞次			AUG691	RO	2010-12-31	2012-05-16
66	Nakauchi, Kozue 仲內梢			AVY319	Rep	2010-12-31	2011-05-18
67	Nam, Dong Soo			AOY486	RO	2010-12-31	2018-07-12
68	Ng, Kathy Ka Wai 伍家慧		F	AXS569	Rep	2011-08-08	2018-03-05
69	Noguchi, Megumi (SFC:AWV267) 野口惠			AWV267	Rep	2011-03-21	2011-11-11
70	Ochiai, Satoru			ATH836	Rep	2011-02-18	2012-03-20
71	Olsson, Eva Patricia Rahel		F	AXH231	Rep	2011-05-23	2016-01-08
72	Otake, Makoto 大竹誠			APJ963	RO	2010-12-31	2016-01-30
73	Oyama, Natsumi 大山夏美			ATN175	Rep	2010-12-31	2012-12-05
74	Padmanaban, Prasad			AGN385	Rep	2011-06-02	2015-07-11
75	Pan, Candice 潘士縈		F	ALU600	Rep	2010-12-31	2020-01-31
76	Pickworth, Simon Murray		M	AWT354	Rep	2011-02-10	2016-01-08
77	Pobjoy, James Edward		M	APP016	Rep	2011-01-11	2012-05-24
78	Portsmouth-Layton, Andrew John		M	ADW087	RO	2010-12-31	2016-04-28
79	Qin, Huaiou 秦懷歐			ATE109	Rep	2010-12-31	2013-05-15
80	Ramsey, Michael Ryan		M	ALW391	Rep	2010-12-31	2011-06-14
81	Roberts, Alistair Charles Alton		M	AVU825	Rep	2011-07-19	2012-07-04
82	Robertson, Toby Neil		M	AUR287	Rep	2010-12-31	2011-04-19
83	Rustau, Haidje Karen		F	AYN655	Rep	2011-11-29	2014-11-20
84	See Thor, Wai Fung 司徒慧芬			AWA398	Rep	2011-01-11	2012-11-14
85	Sekiguchi, Tadahisa			ARS775	Rep	2011-01-11	2016-01-08
86	Shen, Hua (SFC:AOT416) 沈華	43	M	AOT416	RO	2010-12-31	2011-03-19
87	Shinohara, Tatsuyoshi 篠原達芳			AQM082	RO	2010-12-31	2011-11-25
88	Shiu, Lap Kei (SFC:AOI979) 蕭立基			AOI979	Rep	2010-12-31	2012-07-04
89	So, Jennifer Lai Shan 蘇勵姍		F	AHA295	Rep	2010-12-31	2011-10-05
90	So, Shun Tak 蘇淳德			ANJ837	Rep	2011-06-21	2012-07-04
91	Suruga, Hideki			ATN990	RO	2010-12-31	2012-06-16
92	Takeuchi, Kazufumi 竹內一史			AYA032	Rep	2011-09-16	2012-08-07
93	Takino, Toshiro			AVM346	Rep	2011-01-11	2011-03-14
94	Tanaka, Maki 田中牧			AWT166	Rep	2011-02-07	2015-06-06
95	Tang, Tsz Wai (SFC:AUX032) 鄧子維			AUX032	Rep	2011-05-23	2012-07-12
96	Tang, Wai Hung (SFC:ADI418) 鄧偉雄			ADI418	Rep	2013-02-18	2015-02-17
97	Tay, Ek Pon 鄭翊鵬			AVQ761	Rep	2010-12-31	2011-01-25
98	Tay, Li Choo			ALY829	Rep	2010-12-31	2018-08-03
99	Tsang, Andrew Chung Lam 曾忠林		M	AFR651	RO	2010-12-31	2011-04-19
100	Tsang, Susanna Wai Yin 曾慧賢			AUK454	Rep	2010-12-31	2011-07-01
101	Ung, Voon Yew			AXK215	Rep	2011-06-07	2015-05-27
102	Vakil, Mohamed Ismail (SFC:BAE280)		M	BAE280	Rep	2012-09-17	2019-12-31
103	Verma, Manjesh			AOX587	Rep	2010-12-31	2013-11-26
104	Vinton, Darren Charles		M	ANX981	Rep	2010-12-31	2012-10-31
105	Wang, Jian (SFC:AVM361) 王健			AVM361	Rep	2012-03-26	2012-11-20
106	Watanabe, Naoki (SFC:AQD803)			AQD803	Rep	2013-01-02	2023-12-22
107	Watson, Matthew (SFC:APP014)		M	APP014	Rep	2011-01-11	2012-07-25
108	Wells, Peter John (SFC:AWO080)		M	AWO080	Rep	2012-05-15	2012-08-09
					RO	2012-08-09	2015-03-12
109	Wong, Yun Tong Anton 黃潤棠			AUR625	Rep	2010-12-31	2012-07-04
110	Yap, Price Edward Canizares		M	AYW753	Rep	2012-02-03	2015-12-14
111	Yasuda, Tamotsu			ANJ226	RO	2010-12-31	2011-02-12
112	Yip, Weng Foo 葉永富			BAI179	Rep	2012-10-24	2015-02-24
113	Yogo, Shingo			ARG536	Rep	2011-01-11	2011-11-30
114	Yoon, Jee Woong 尹智雄			AVS383	Rep	2010-12-31	2011-08-28
115	Yoshino, Ai 吉野藍			ARO626	Rep	2011-03-02	2016-02-06
116	Yu, Harry Koon Ying 余冠英		M	AEY337	RO	2010-12-31	2011-04-01
117	Yuan, Zhefei 袁哲飛			APL225	Rep	2011-11-07	2012-12-05

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