PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2019 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Chandgothia, Binay | AMQ648 | RO | 2006-03-20 | 2021-06-11 | ||
2 | Chang, Solomon Hing Pong 陳興邦 | M | AIY506 | Rep | 2018-09-18 | 2022-06-30 | |
3 | Ke, Wing Shuen 柯泳璇 | AFD507 | Rep | 2018-07-06 | 2022-12-31 | ||
4 | Lam, Lai Kwan (SFC:AXC908) 林麗君 | AXC908 | Rep | 2017-06-27 | 2022-12-31 | ||
5 | Laydon, Frederick Tennyson | M | AFA237 | Rep | 2019-12-06 | 2021-05-03 | |
6 | Peng, Han (SFC:BEZ915) 彭瀚 | BEZ915 | Rep | 2015-02-18 | 2022-12-31 | ||
7 | Shin, Hee Jai 申熙才 | AXT587 | Rep | 2014-06-17 | 2022-12-31 | ||
8 | Singh, Raj Kumar (SFC:AYD306) | M | AYD306 | RO | 2018-05-11 | 2022-12-31 | |
9 | Singh, Suresh Kumar (SFC:AXY243) | M | AXY243 | Rep | 2016-09-13 | 2022-12-31 | |
10 | Wan, Howe Chung | BNV174 | Rep | 2019-10-09 | 2022-12-31 | ||
11 | Wang, Xi (SFC:AON741) 王曦 | AON741 | RO | 2013-04-05 | 2023-10-25 | ||
12 | West, Kenneth Kirk | M | ANJ789 | RO | 2008-11-28 | 2023-10-25 | |
13 | Xiao, Yang (SFC:ARO451) 蕭楊 | ARO451 | Rep | 2013-03-08 | 2020-05-23 | ||
14 | Ye, Junrui 叶俊睿 | BNU268 | Rep | 2018-11-12 | 2022-12-31 | ||
15 | Yu, Ran (SFC:BBR452) 郁然 | BBR452 | Rep | 2013-08-13 | 2022-12-31 | ||
16 | Yu, William Norhan 庾諾行 | M | BOU470 | Rep | 2019-09-24 | 2020-11-20 | |
17 | Zhang, Yifan (SFC:BIR398) 張一凡 | BIR398 | Rep | 2019-09-11 | 2022-12-31 |
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