PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 信安環球投資(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Chandgothia, Binay AMQ648 RO 2006-03-20 2021-06-11
2 Chang, Solomon Hing Pong 陳興邦 M AIY506 Rep 2018-09-18 2022-06-30
3 Ke, Wing Shuen 柯泳璇 AFD507 Rep 2018-07-06 2022-12-31
4 Lam, Lai Kwan (SFC:AXC908) 林麗君 AXC908 Rep 2017-06-27 2022-12-31
5 Laydon, Frederick Tennyson M AFA237 Rep 2019-12-06 2021-05-03
6 Peng, Han (SFC:BEZ915) 彭瀚 BEZ915 Rep 2015-02-18 2022-12-31
7 Shin, Hee Jai 申熙才 AXT587 Rep 2014-06-17 2022-12-31
8 Singh, Raj Kumar (SFC:AYD306) M AYD306 RO 2018-05-11 2022-12-31
9 Singh, Suresh Kumar (SFC:AXY243) M AXY243 Rep 2016-09-13 2022-12-31
10 Wan, Howe Chung BNV174 Rep 2019-10-09 2022-12-31
11 Wang, Xi (SFC:AON741) 王曦 AON741 RO 2013-04-05 2023-10-25
12 West, Kenneth Kirk M ANJ789 RO 2008-11-28 2023-10-25
13 Xiao, Yang (SFC:ARO451) 蕭楊 ARO451 Rep 2013-03-08 2020-05-23
14 Ye, Junrui 叶俊睿 BNU268 Rep 2018-11-12 2022-12-31
15 Yu, Ran (SFC:BBR452) 郁然 BBR452 Rep 2013-08-13 2022-12-31
16 Yu, William Norhan 庾諾行 M BOU470 Rep 2019-09-24 2020-11-20
17 Zhang, Yifan (SFC:BIR398) 張一凡 BIR398 Rep 2019-09-11 2022-12-31

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