SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | An, Sang Beom | AYX987 | Rep | 2020-07-06 | 2021-08-09 | ||
| 2 | Arya, Parth | APS569 | Rep | 2017-12-13 | 2021-03-03 | ||
| 3 | Chan, Ching Han (SFC:BGU411) 陳靜嫻 | BGU411 | Rep | 2016-01-12 | |||
| 4 | Chan, Dennis Kwok Fung 陳國峰 | M | AMK236 | Rep | 2014-01-14 | 2020-11-16 | |
| 5 | Chen, Yanjie 陳燕杰 | BPE440 | Rep | 2019-11-28 | 2023-12-06 | ||
| 6 | Chen, Yu-Lun 陳昱綸 | BPH861 | Rep | 2020-03-02 | 2022-01-03 | ||
| 7 | Chung, Hoh | BGA457 | Rep | 2015-08-17 | 2022-04-14 | ||
| 8 | Chung, Thomas Yat Kit 鍾逸傑 | M | BEW941 | Rep | 2018-05-28 | 2020-12-03 | |
| 9 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | RO | 2012-07-20 | 2021-07-16 | |
| 10 | Furuta, Taketora 古田竹虎 | BMP059 | Rep | 2018-04-18 | 2020-11-16 | ||
| 11 | Guo, Zhen (SFC:BNZ011) 郭真 | BNZ011 | Rep | 2018-12-31 | 2021-03-26 | ||
| 12 | Hill, Trevor Aaron | M | AGH264 | Rep | 2014-06-20 | 2022-04-11 | |
| 13 | Ho, Hiu Kwan 何曉筠 | BDC539 | Rep | 2014-08-18 | |||
| 14 | Honda, Miwa 本田美和 | AQN414 | Rep | 2008-03-17 | 2022-05-30 | ||
| 15 | Huang, Ho Pin 黃禾蘋 | BGD215 | Rep | 2018-11-30 | 2021-12-21 | ||
| 16 | Ip, William Wai Lun 葉偉倫 | 64 | M | AEK747 | RO | 2012-07-20 | 2020-10-30 |
| 17 | Ji, Pingzi 季屏子 | AXV098 | Rep | 2019-07-02 | 2021-10-15 | ||
| 18 | Kaetsu, Yuri 嘉悅友理 | M | BFS890 | Rep | 2020-03-09 | ||
| 19 | Karanovic, Vladimir (SFC:BOB372) | BOB372 | Rep | 2019-01-24 | |||
| 20 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2012-07-18 | |||
| 21 | Katsura, Ryosuke 桂竜輔 | BAB713 | Rep | 2020-03-16 | |||
| 22 | Ke, Tak Lai 紀德禮 | AXP786 | Rep | 2018-11-02 | 2024-12-20 | ||
| 23 | Kim, Joohyung 金胄亨 | BOP067 | Rep | 2019-07-15 | 2021-12-20 | ||
| 24 | Kobayashi, Kaya 周宛嬋 | BOZ241 | Rep | 2020-08-31 | |||
| 25 | Kondo, Katsuyoshi 近藤勝義 | BPF341 | RO | 2020-02-17 | 2022-05-04 | ||
| 26 | Lam, King Sau (SFC:BAI839) 林勁秀 | BAI839 | Rep | 2017-08-10 | 2021-11-30 | ||
| 27 | Mao, Yiyi 毛禕禕 | BNY155 | Rep | 2018-12-31 | |||
| 28 | McGill, Ruarri Ronald | M | BFA600 | Rep | 2020-01-02 | 2021-06-18 | |
| 29 | Mochizuki, Yuki 望月優樹 | F | BGD499 | Rep | 2015-09-02 | 2021-06-01 | |
| 30 | Naka, Kazuhito 那珂和人 | BDC123 | Rep | 2020-08-14 | |||
| 31 | Nakamura, Masashi (SFC:BOZ448) 中村雅史 | BOZ448 | RO | 2019-12-03 | 2022-08-03 | ||
| 32 | Ng, Kathy Ka Wai 伍家慧 | F | AXS569 | Rep | 2018-05-02 | 2021-06-19 | |
| 33 | Okubo, Kaori 大久保佳織 | BOM072 | Rep | 2019-06-24 | 2023-05-10 | ||
| 34 | Oon, Ai Li 溫愛莉 | BPD757 | Rep | 2019-12-03 | 2021-08-16 | ||
| 35 | Qian, Chenhan 錢辰翰 | BMD830 | Rep | 2020-02-27 | 2022-03-30 | ||
| 36 | Sakamoto, Minoru (SFC:BOL098) | BOL098 | RO | 2019-09-25 | 2022-05-05 | ||
| 37 | Sampson, Machiko | AJI380 | RO | 2018-10-11 | |||
| 38 | Sato, Hiromi (SFC:ANS087) 佐藤弘美 | ANS087 | RO | 2020-05-21 | 2024-06-14 | ||
| 39 | Shimamoto, Arisa 嶌本有紗 | BGM560 | Rep | 2015-11-16 | 2025-03-13 | ||
| 40 | Shino, Koa 藤崎小亞 | ANU240 | Rep | 2017-07-21 | 2021-05-14 | ||
| 41 | Tam, Ming Yan (SFC:APL478) 譚銘忺 | APL478 | Rep | 2014-12-12 | 2023-07-31 | ||
| 42 | Tang, Wai Hung (SFC:ADI418) 鄧偉雄 | ADI418 | RO | 2016-03-04 | 2021-03-01 | ||
| 43 | Tse, Pui Yi (SFC:BNE636) 謝佩宜 | BNE636 | Rep | 2018-07-09 | 2021-06-18 | ||
| 44 | Watanabe, Hiroharu 渡邊洋治 | BPK385 | Rep | 2020-04-01 | 2021-07-20 | ||
| 45 | Wong, Kwan Ting 黃君婷 | BEM202 | Rep | 2014-11-17 | 2024-06-03 | ||
| 46 | Xiao, Xiruo 肖西若 | BIW247 | Rep | 2019-01-18 | 2021-01-12 | ||
| 47 | Ye, Mingyuan 葉鳴遠 | AMJ300 | RO | 2018-05-07 | 2020-10-27 | ||
| 48 | Yeh, Man Hsuan 葉蔓萱 | BJD212 | Rep | 2018-01-11 | 2021-02-17 | ||
| 49 | Zhang, Qiangang 張乾剛 | ABW737 | RO | 2011-06-16 | 2021-10-20 | ||
| 50 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | BAB338 | Rep | 2012-09-17 | 2024-06-03 |
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