CAPITAL GLOBAL MANAGEMENT LIMITED 瑞興全球財富管理有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Au, Tai Chung 區大中 AGO840 Rep 2006-06-01 2006-06-21
RO 2006-06-21 2007-05-21
RO 2008-10-10 2010-05-20
RO 2010-08-13 2011-08-19
2 Chan, Chun Him (SFC:AQW220) 陳俊謙 AQW220 Rep 2008-04-21 2010-05-31
RO 2010-05-31 2010-09-28
Rep 2010-09-28 2010-11-05
3 Chan, Ka Ying (SFC:APZ133) 陳嘉盈 APZ133 Rep 2007-11-07 2008-07-20
4 Chan, To (SFC:AMF426) 陳濤 AMF426 Rep 2006-03-15 2006-05-02
5 Chan, Yvonne Yee Fong 陳綺芳 F AOC947 Rep 2006-12-15 2008-05-23
6 Chan, Zhi-Ren 詹至仁 BUF825 Rep 2023-12-20
7 Chang, Chuan-Hao 張銓浩 BER259 Rep 2014-12-16
8 Chang, Nai Hsin (SFC:AQL120) 張乃心 AQL120 Rep 2008-03-03
9 Chang, Wang-Hsuan 張朢晅 BCF948 Rep 2013-11-25 2015-04-09
10 Chen, Chien Chih 陳建智 AKX325 RO 2017-01-05
11 Chen, Chih-Kuo 陳治國 AKW443 Rep 2010-11-02 2011-02-01
RO 2011-02-01 2013-04-01
12 Chen, Ching Yu (SFC:BRL992) 陳瑾俞 BRL992 Rep 2021-08-27 2023-06-30
13 Chen, Hsiao Yi 陳孝儀 ATN992 Rep 2011-01-14 2021-06-07
RO 2021-06-07
14 Chen, Po-Liang 陳柏良 BOG416 Rep 2019-04-15 2021-01-13
RO 2021-01-13
15 Chen, Shu-Fen (SFC:APO465) 陳淑芬 APO465 Rep 2011-11-16 2012-02-03
16 Chen, Tzu-Shing 陳慈興 AWU834 Rep 2012-04-05
17 Chen, Yi-Hua 陳逸驊 BPS478 Rep 2020-09-09
18 Chen, Yu Lung 陳裕隆 BPT486 Rep 2020-09-09
19 Chen, Yunn-Ru 陳韻如 BPY894 Rep 2020-12-10 2023-03-31
20 Cheng, Wu Long 鄭武隆 BCS981 Rep 2014-01-15 2015-09-24
RO 2015-09-24 2016-12-15
21 Cheng, Yung-Hsiang 鄭永翔 AZS300 Rep 2012-07-19
22 Chiang, Chun-Wei 江俊緯 BGJ391 Rep 2015-11-09 2016-07-15
23 Chin, Edward Chi Kin 錢志健 M AFY839 Rep 2011-01-17 2011-02-01
RO 2011-02-01 2015-05-10
24 Chiu, Leo Yung 焦勇 M AMR824 Rep 2007-03-28 2007-10-30
25 Choi, Chuen Yee BSR537 Rep 2022-06-30
26 Chou, Shih-Chun 周士淳 BPN868 Rep 2020-06-09 2021-01-01
27 Chow, Alice Wai Yin 周慧妍 F AMO986 RO 2016-12-09
28 Chow, Yun Chit Eugene 周潤哲 BLB194 Rep 2019-03-28 2022-06-10
29 Chu, Chun-Chi 朱俊奇 BPK449 Rep 2020-02-21
30 Chu, Ming Chih 朱銘志 AVW089 Rep 2012-12-13
31 Fong, Ronnie Chi Chuen 方志泉 M BLF532 Rep 2017-10-18 2019-02-22
32 Fu, Hsu Cheng 傳旭正 BKH801 Rep 2020-11-06
33 Han, Ting Chang 韓庭昌 BRB441 Rep 2021-06-15
34 Hau, Terence Ging Wah 侯健華 M BBQ445 Rep 2022-11-15
35 Ho, King Yu 何璟瑜 AZE660 Rep 2012-04-05 2012-07-05
36 Ho, Meng Chun 何孟純 AXK350 Rep 2011-06-09
37 Ho, Shing Sat 何成實 BPU221 Rep 2020-07-17 2024-05-15
38 Ho, Wei-hao 何維浩 APO553 Rep 2011-07-11 2012-10-16
RO 2012-10-16 2014-01-01
39 Ho, Yuan-Pang 何原榜 APG491 Rep 2014-02-24 2014-03-03
RO 2014-03-03 2015-11-30
40 Hsia, Tien Tien 夏田田 AWU833 Rep 2012-08-20 2016-02-29
41 Hsiao, Tai-Ling 蕭岱玲 AME500 Rep 2011-08-26
42 Hsieh, Wang-Hsuan 謝旺璇 ALR714 Rep 2011-02-11
43 Hsu, Chen-Yun 許甄芸 BGL587 Rep 2015-11-03 2015-12-18
44 Hsu, Chia-Wei (SFC:AOW885) 許家偉 AOW885 Rep 2011-03-01 2013-06-18
RO 2013-06-18 2015-10-01
45 Hsu, Jung-Hsuan 徐榕軒 AZT777 Rep 2020-08-10
46 Hsu, Kuang-Yao 徐光耀 BCI351 Rep 2014-07-07 2015-07-15
47 Hsu, Mei-Hui 徐美惠 AOL053 Rep 2011-03-01 2013-08-01
Rep 2014-12-09
48 Hu, Tzu Han 胡祖菡 BCN750 Rep 2017-08-15 2020-06-22
RO 2020-06-22
49 Huang, Cheng-Yung 黃呈勇 AXT430 Rep 2011-09-08
50 Huang, Chuan-Chu 黃傳珠 BAE350 Rep 2012-10-08
51 Huang, Hua-Lun 黃華倫 AQQ527 Rep 2014-05-26 2015-01-13
52 Huang, Yen-Chun 黃彥鈞 BTP349 Rep 2023-04-25
53 Hung, Lie-Jen 黃立正 AMY309 Rep 2006-02-03 2014-11-07
54 Hung, Pei-Ling 洪珮玲 APC388 Rep 2022-08-09
55 Jen, Lu Chien 任露茜 AWU837 Rep 2012-10-31 2014-09-08
56 Jiang, Jyh-Ching 江志清 AML173 Rep 2009-12-24
57 Kuo, Chien Liang 郭建良 BIN828 Rep 2017-11-15 2018-07-17
58 Lam, Man Wai (SFC:AMU241) 林文偉 AMU241 Rep 2006-01-10 2007-08-01
RO 2007-08-01 2009-02-25
Rep 2009-02-25 2010-09-30
RO 2010-09-30 2010-12-01
59 Lau, Chun Wai (SFC:AFK569) 劉振威 AFK569 Rep 2006-01-09 2006-01-20
RO 2006-01-20 2007-03-04
60 Lee, Charlotte Cheng Mei 李正美 F ACC327 RO 2005-09-17 2006-06-28
61 Lee, Cheng Chou 李正州 BAE492 Rep 2012-10-08
62 Lee, Cheng-Hsien (SFC:AZY193) 李正賢 AZY193 Rep 2012-08-20 2021-02-28
63 Lee, Ching Yi (SFC:ALR716) 李靜怡 ALR716 Rep 2012-11-13
64 Lee, Chung-Lung 李忠龍 BFO106 Rep 2016-11-29
65 Lee, Kei Shun 李基舜 AFD221 Rep 2007-09-20 2007-11-08
RO 2007-11-08 2008-05-21
66 Lee, Li-Chen 李麗珍 BMF154 Rep 2018-01-30 2018-09-26
67 Lee, Yat Chun (SFC:API186) 李逸俊 API186 Rep 2007-08-01 2008-02-11
68 Leung, Yuk Wah (SFC:AOH248) 梁旭華 AOH248 Rep 2007-02-22 2007-03-30
69 Li, Cheuk Sang 李卓生 AQI274 Rep 2016-08-29
70 Li, Marcus Wang To 李弘圖 M AVG376 Rep 2016-05-12 2017-10-20
71 Li, Pang Chap 李鵬集 AOJ800 Rep 2015-01-28 2016-05-11
72 Li, Sung Hsuan 李淞炫 BGC222 Rep 2017-11-15 2019-12-19
73 Li, Wei-Ting 李威廷 AYN271 Rep 2011-11-24
74 Liao, Chia-Hui 廖家慧 ARA879 Rep 2013-10-15
75 Lin, Hsi 林曦 ARD244 Rep 2011-06-10 2014-02-01
76 Lin, Hsing-I 林幸宜 AWU848 Rep 2012-10-31
77 Lin, Hsuan-Yu 林宣余 AYY220 Rep 2012-02-24
78 Lin, Ka Chun (SFC:ANR976) 連嘉俊 ANR976 Rep 2007-09-25 2009-12-01
79 Lin, Pei-Chun 林佩君 AQI405 Rep 2008-02-12
80 Lin, Tzu-Yuan (SFC:BPN861) 林子元 BPN861 Rep 2020-06-09 2023-04-01
81 Lin, Yi-Ju (SFC:AOJ451) 林怡如 AOJ451 Rep 2011-01-20 2011-02-28
Rep 2013-07-25 2013-11-06
82 Lin, Ying-Hua 林盈華 ALI215 Rep 2017-04-10 2017-04-24
83 Liu, Lee Lee 劉麗莉 AQC211 RO 2008-01-03 2008-07-03
84 Liu, Ying Hsiao 劉盈孝 BIW956 Rep 2017-01-16 2018-08-03
RO 2018-08-03 2019-02-28
Rep 2019-02-28 2020-06-01
85 Lo, Chiu-Jung 羅秋容 BIM504 Rep 2019-05-20
86 Lo, Hsiu-Ying 羅秀英 BON893 Rep 2019-10-02 2020-07-02
87 Lo, Ming-Min 羅明敏 ARG521 Rep 2008-08-04 2009-10-30
88 Lou, Ka Pou 盧家寶 AQW145 Rep 2008-04-21 2008-05-20
89 Ma, Chih-Hua 馬治華 BHV388 Rep 2024-03-15
90 Ma, Kei Lok 馬基諾 ALQ112 Rep 2014-06-03 2015-11-09
91 Mak, Cheuk Hong 麥卓康 AUZ340 Rep 2015-09-11 2016-08-08
92 Ng, Chi Hoi (SFC:ADA864) 吳志凱 54 M ADA864 RO 2005-09-17 2006-11-16
93 Ng, Hon Choi 吳漢材 AEI107 Rep 2022-07-15 2024-05-20
94 Ng, Ling Chi 吳凌志 AIR476 RO 2005-12-20 2006-01-23
95 Ng, Yu Lam (SFC:APJ237) 吳宇霖 APJ237 Rep 2007-08-06 2007-09-13
96 Ou, Hung Chieh 歐宏杰 AQE456 RO 2014-07-03 2015-09-10
97 Sen, Tung Ning 神東寧 AFI668 Rep 2006-08-01 2007-07-25
RO 2007-07-25 2007-10-18
98 Shen, Hui-min 沈慧敏 ATN841 RO 2009-10-20 2012-02-01
99 Sheu, Wen Yih 許文益 BDC770 Rep 2014-04-14 2015-01-13
100 Tai, Li Min 戴麗敏 BGM592 Rep 2023-02-13
101 Tang, Wai Kee 鄧偉基 63 M ACG544 RO 2006-10-10 2007-07-31
102 Tsai, Ching Long 蔡青龍 AGW724 RO 2006-07-10 2010-08-07
103 Tsai, Pei-Yen 蔡佩燕 AQI404 Rep 2008-02-12
104 Tsai, Yen-Cheng 蔡彥正 BTE273 Rep 2022-11-15 2023-08-25
105 Tsang, Kennedy Kin Tak 曾建德 M ALP977 Rep 2023-06-21 2023-07-11
RO 2023-07-11
106 Tsao, Huei-Jen 曹蕙珍 AQL407 RO 2008-04-10 2009-11-06
107 Tse, Roger Long Chak 謝朗澤 M AVM306 Rep 2010-07-27 2010-11-21
108 Tseng, Chia Hui 曾家慧 AWF342 Rep 2012-12-13
109 Tu, Fen-Tzu 杜芬姿 ANG324 Rep 2012-05-15
110 Ueng, Yih-Ling 翁藝玲 AQS915 Rep 2010-12-24 2020-05-01
111 Wang, Chang-Shen 王常坤 BEG038 Rep 2014-10-03 2015-04-09
112 Wang, Hui-Chi 王慧琦 AXT489 Rep 2011-08-18
113 Wang, Ku-Chin 王穀欽 ANT388 Rep 2006-09-22 2015-04-09
114 Wang, Ya Fang 王雅芳 AXR908 Rep 2011-08-26 2012-07-18
115 Wei, Chung-Liang 韋忠良 AML182 RO 2014-05-21 2015-04-29
116 Wong, Chung Kwan (SFC:AWY558) 黃頌君 AWY558 Rep 2011-03-09 2011-04-09
117 Wong, Mickey Chi Man 黃志文 M AGQ606 Rep 2008-07-09 2013-01-13
118 Wong, Tung 王棟 ANA986 Rep 2010-05-27 2010-07-23
RO 2010-07-23 2016-12-15
119 Wong, Vicky Yuen Yee 黃婉儀 F AUX364 Rep 2011-05-23 2015-07-29
120 Wong, Wah (SFC:AFD156) 王華 AFD156 RO 2016-12-09
121 Wu, Chih Yun 吳志芸 BRX347 Rep 2021-12-28 2023-06-30
122 Wung, Sheng-Bin 翁勝彬 AQS401 RO 2017-08-21 2019-01-31
RO 2021-03-05
123 Yao, Chih Wei 姚志偉 BRB483 Rep 2021-07-05
124 Yau, Chun Keung 邱鎮強 APJ249 Rep 2007-08-06 2008-09-19
125 Yau, Kinnie Lai Ying 尤儷縈 AYY814 Rep 2013-08-01 2014-06-30
RO 2015-04-30
126 Yeh, Ling-Hsien 葉鈴鮮 AMN641 RO 2013-07-09 2014-03-01
127 Yeung, Man Chi (SFC:ALW900) 楊文志 ALW900 Rep 2016-05-12 2017-09-11
128 Yu, Luning (SFC:BAB424) 于魯宁 BAB424 Rep 2012-09-11 2013-05-06
129 Yuan, Mei Wen 袁美雯 AZV903 Rep 2013-06-03 2016-03-15
130 Yue, Ho Kei 余浩淇 AFJ021 Rep 2019-05-02
131 Yueh, Hui-Chen 岳惠真 BEG042 Rep 2014-10-03 2020-04-09

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