CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Kok Thye Ian 汪國泰 | ANM185 | Rep | 2006-06-01 | 2019-10-18 | ||
| 2 | Baker, Maureen Lee | F | AOT370 | Rep | 2010-05-12 | 2016-04-06 | |
| 3 | Beddard, Henry Terence | M | AOQ827 | Rep | 2007-03-07 | 2015-06-05 | |
| 4 | Bhuralal, Sheinal Amratlal | APD436 | Rep | 2010-10-04 | 2016-05-28 | ||
| 5 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2012-02-27 | 2015-03-28 | |
| 6 | Biswas, Swagatam | ATS185 | Rep | 2009-09-17 | 2022-03-14 | ||
| 7 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 8 | Browne, Daniel Joseph | M | AVC916 | Rep | 2011-07-25 | 2016-11-15 | |
| 9 | Byun, Ralph Yong Hoon | M | AVE766 | Rep | 2010-05-20 | 2014-12-15 | |
| 10 | Campbell, Oliver Martin (SFC:AOO985) | M | AOO985 | Rep | 2007-02-21 | 2014-03-01 | |
| 11 | Chambers, Michael Edmund Carrick | M | ARP470 | Rep | 2008-09-17 | 2014-02-01 | |
| 12 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2006-09-07 | 2019-12-11 | ||
| 13 | Charlton-Jones, John Murray | M | ATR494 | Rep | 2009-09-10 | 2015-06-04 | |
| 14 | Cheng, Eric Ning Hin 鄭寧軒 | M | AVM591 | Rep | 2010-07-19 | 2016-06-03 | |
| 15 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2014-07-30 | ||
| 16 | Chong, Carmen Yu 莊瑜 | F | ADT651 | Rep | 2009-05-13 | 2024-07-02 | |
| 17 | Chong, Jack Chung-Taek | M | AUZ307 | Rep | 2010-04-08 | 2019-07-11 | |
| 18 | Choo, Shan | APD421 | Rep | 2007-07-03 | 2015-03-23 | ||
| 19 | Chugh, Saurabh (SFC:AQN361) | AQN361 | Rep | 2008-02-28 | 2015-09-30 | ||
| 20 | Citaku, Shpendi Norman | M | AXW982 | Rep | 2011-08-31 | 2024-01-18 | |
| 21 | Codron, Edward Alexander | M | BBX870 | Rep | 2013-09-23 | 2021-04-01 | |
| 22 | Cook, Geoffrey John | M | APB534 | Rep | 2012-05-24 | 2016-09-24 | |
| 23 | Cooper, Richard David (SFC:AVU997) | M | AVU997 | Rep | 2010-09-03 | 2017-05-11 | |
| 24 | Cotterchio, David Maurice | M | ANQ201 | Rep | 2006-07-04 | 2016-03-18 | |
| 25 | Daniel, Thomas Jude | M | AOE195 | Rep | 2009-11-16 | 2017-08-07 | |
| 26 | Dauz, Alexander Ludwig Lim | M | ARP906 | Rep | 2008-09-18 | 2018-09-15 | |
| 27 | De Dios, Maria Martha Araullo | F | APA364 | Rep | 2007-06-25 | ||
| 28 | Del Papa, Massimiliano | ANA972 | Rep | 2006-02-20 | |||
| 29 | Del Rosario, David Angelo Tanseco | M | BAB470 | Rep | 2012-08-31 | 2017-04-04 | |
| 30 | Dikshit, Siddharth | BAB703 | Rep | 2012-08-22 | 2019-12-04 | ||
| 31 | Doshi, Mihir Vinod | M | AKY575 | Rep | 2008-09-25 | 2020-02-18 | |
| 32 | Du, Yuxi 杜玉曦 | AQD401 | Rep | 2013-11-01 | 2018-09-01 | ||
| 33 | Eng, Karen Jane 伍倚华 | F | ALB111 | Rep | 2004-08-03 | 2020-10-16 | |
| 34 | Everaert, Veronique M. C. G. | ATN737 | Rep | 2009-09-04 | 2015-06-04 | ||
| 35 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2008-02-22 | 2018-01-20 | ||
| 36 | Fisher, Kirstie Jane | F | ANY183 | Rep | 2006-09-18 | 2015-10-05 | |
| 37 | Forsyth, Ian Robert | M | ARP700 | Rep | 2008-09-18 | 2015-01-21 | |
| 38 | Frost, Michael (SFC:AHQ485) | M | AHQ485 | Rep | 2010-03-23 | ||
| 39 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2008-02-14 | 2021-04-08 | |
| 40 | Gan, Tanya Li Phing | F | AOP016 | Rep | 2007-02-21 | 2021-08-23 | |
| 41 | Gandhi, Vivek Subhash | M | AQM706 | Rep | 2008-02-18 | 2018-07-27 | |
| 42 | Gladstone, Thomas Xenophon | M | ADD588 | Rep | 2013-01-02 | 2014-05-21 | |
| 43 | Goldie, Benjamin James | M | AJD455 | Rep | 2013-09-09 | ||
| 44 | Gundu, Mohan Krishna | ARQ493 | Rep | 2008-09-22 | 2014-08-09 | ||
| 45 | Gupta, Manish (SFC:AVU992) | AVU992 | Rep | 2010-09-03 | 2015-04-27 | ||
| 46 | Han, Yuanping 韓元平 | ARP685 | Rep | 2008-09-18 | 2015-01-21 | ||
| 47 | Hansom, George Ian | M | ARP705 | Rep | 2008-09-18 | 2015-06-04 | |
| 48 | Ho Lam, Emily Tim Yi 何林恬兒 | 29 | F | AUS277 | Rep | 2010-11-08 | 2014-12-16 |
| 49 | Ho, Johnny Cheong Chak 何昌澤 | M | AMV284 | Rep | 2008-01-28 | 2015-07-10 | |
| 50 | Hon, Hau Ngai 韓巧藝 | ANN416 | Rep | 2013-11-01 | 2015-06-09 | ||
| 51 | Hopkinson, Gary Philip | M | AQR076 | Rep | 2008-03-17 | 2014-01-11 | |
| 52 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2008-02-14 | 2014-05-30 | ||
| 53 | Huddy, John Michael | M | AQJ549 | Rep | 2008-01-31 | 2017-01-24 | |
| 54 | Huynh, Armand 曹浩朗 | ALG109 | Rep | 2013-08-23 | 2014-11-07 | ||
| 55 | Jaeger, Christian John | M | APD422 | Rep | 2007-07-03 | 2025-06-06 | |
| 56 | Jain, Sonal (SFC:ARQ497) | ARQ497 | Rep | 2008-09-22 | |||
| 57 | Johnson, Pekka David (SFC:ADL598) | M | ADL598 | Rep | 2009-09-18 | 2019-12-31 | |
| 58 | Jones, Andrew Gareth (SFC:BAG331) | M | BAG331 | Rep | 2012-10-08 | 2019-11-04 | |
| 59 | Kamath, Sujay Anthony Derrick | M | ATS181 | Rep | 2009-09-17 | 2021-11-18 | |
| 60 | Kanevsky, Eugene | M | ASY848 | Rep | 2009-11-16 | 2017-05-16 | |
| 61 | Kapra, Bilal Ahmed | M | AXX077 | Rep | 2011-08-31 | 2019-01-16 | |
| 62 | Kim, Jongmin (SFC:AUZ227) | AUZ227 | Rep | 2010-04-08 | |||
| 63 | Kwong, Lorraine Phaik May | F | ARP707 | Rep | 2008-09-18 | 2014-01-29 | |
| 64 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | AFE658 | Rep | 2009-09-21 | 2015-03-21 | ||
| 65 | Lai, Norman 黎樂仁 | M | AQC205 | Rep | 2013-05-24 | ||
| 66 | Lam, Don Ting 林挺 | ABN490 | Rep | 2006-09-14 | 2015-11-20 | ||
| 67 | Lao, Ruby Margaret Tan | F | AVA611 | Rep | 2010-05-03 | ||
| 68 | Lau, Sze Nga (SFC:ARD193) 劉詩雅 | ARD193 | Rep | 2010-09-30 | 2015-08-13 | ||
| 69 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2017-11-15 | ||
| 70 | Lawlor, Patrick Martin | M | AGU696 | Rep | 2010-01-14 | 2014-05-28 | |
| 71 | Lee, Beom Jun | AVV713 | Rep | 2010-09-09 | 2016-08-29 | ||
| 72 | Lee, Changwook | BBX333 | Rep | 2013-09-17 | 2016-04-28 | ||
| 73 | Lee, Poh Aik | ATD682 | Rep | 2009-06-19 | 2015-12-31 | ||
| 74 | Lee, Voon Hsien 李文賢 | AOP017 | Rep | 2007-02-21 | 2019-08-20 | ||
| 75 | Lee, Yuna (SFC:AVV760) | AVV760 | Rep | 2010-09-09 | |||
| 76 | Lenzner, Anna | F | ATO802 | Rep | 2009-09-11 | 2015-06-04 | |
| 77 | Leouzon, Nicolas Christian Guy Eugene (SFC:ARP680) | M | ARP680 | Rep | 2012-08-09 | 2015-06-04 | |
| 78 | Levine, Robert Peter | M | AGL783 | Rep | 2010-03-15 | 2014-09-01 | |
| 79 | Lewis, Gareth Rhys (SFC:AOX202) | M | AOX202 | Rep | 2009-10-13 | 2014-04-01 | |
| 80 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2013-11-01 | 2018-02-23 | ||
| 81 | Li, Jing (SFC:AUG569) 李靜 | F | AUG569 | Rep | 2013-11-01 | 2015-07-24 | |
| 82 | Lim, Hsu An | AYA337 | Rep | 2011-09-09 | |||
| 83 | Lim, Kit Yng | APA092 | Rep | 2007-06-13 | 2015-06-22 | ||
| 84 | Lobaza, Justyna | BBU416 | Rep | 2013-09-03 | 2015-06-04 | ||
| 85 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2013-11-01 | 2016-08-29 | ||
| 86 | Mahomed, Ferheen 馬穎欣 | 48 | M | ANG990 | Rep | 2010-09-01 | 2014-06-09 |
| 87 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2013-11-01 | 2016-05-06 | ||
| 88 | Manse, Alexander Patrick | M | BAC089 | Rep | 2012-08-31 | 2014-06-18 | |
| 89 | Maynard, Andrew Charles | M | ACK647 | RO | 2011-11-17 | 2015-03-19 | |
| 90 | McCulloch, Cale O'Yeah 麥凱 | BAC402 | Rep | 2012-09-03 | 2019-06-12 | ||
| 91 | McKeever, Gareth John | M | BBU414 | Rep | 2013-09-03 | 2015-06-04 | |
| 92 | Mehta, Viraf Dinshaw | AVU840 | Rep | 2010-09-03 | |||
| 93 | Morinobu, Kaori | APJ720 | Rep | 2007-08-28 | 2014-05-28 | ||
| 94 | Naguib Hussin, Bin Abdul Hamid | AQM108 | Rep | 2008-02-14 | 2015-06-22 | ||
| 95 | Ng, Penelope Bun Ngai 吳斌毅 | F | AWP287 | Rep | 2013-12-10 | 2015-03-12 | |
| 96 | Ngai, Henry Chun Kit 倪俊傑 | M | AEF259 | Rep | 2007-06-11 | 2014-10-14 | |
| 97 | Oen, Daniel Thian Liong | M | ATS911 | Rep | 2009-09-17 | ||
| 98 | Ohara, Ren | AXX088 | Rep | 2011-08-31 | 2014-06-23 | ||
| 99 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | |||
| 100 | Pang, Kwan 彭堃 | AWN156 | Rep | 2013-11-01 | 2017-05-27 | ||
| 101 | Pang, Lei Kan 彭麗勤 | AXP154 | Rep | 2011-08-01 | 2014-01-22 | ||
| 102 | Pangali, Pawandeep | AVU841 | Rep | 2010-09-09 | 2014-07-09 | ||
| 103 | Panitchpakdi, Prinn | APH254 | Rep | 2007-07-23 | 2019-05-18 | ||
| 104 | Park, Edward (SFC:ASD313) | M | ASD313 | Rep | 2008-12-09 | 2018-01-12 | |
| 105 | Park, Linda Sharon | F | AUZ206 | Rep | 2010-04-08 | 2017-04-06 | |
| 106 | Park, Sang Eun | AQI679 | Rep | 2011-02-14 | 2024-11-30 | ||
| 107 | Paterson, James Willock | M | ADA085 | Rep | 2012-10-10 | 2014-11-01 | |
| 108 | Powell, Simon Philip | M | AOA162 | Rep | 2009-02-16 | 2015-04-17 | |
| 109 | Presler, Paul Erik | M | ARP675 | Rep | 2008-09-17 | 2015-06-04 | |
| 110 | Reid, Jonathan Paul | M | AVU983 | Rep | 2010-09-03 | 2017-04-19 | |
| 111 | Riddick, Andrew William | M | AAA869 | Rep | 2013-12-12 | 2019-12-01 | |
| 112 | Ro, Soong Chu | AQM712 | Rep | 2008-02-20 | 2020-02-03 | ||
| 113 | Seagrim, John Christopher | M | ARP678 | Rep | 2008-09-18 | 2015-06-04 | |
| 114 | Senaratne, Dee Cyril | M | ARG664 | Rep | 2013-10-25 | 2017-04-01 | |
| 115 | Shah, Kshitij | AQM709 | Rep | 2008-02-14 | 2019-12-02 | ||
| 116 | Sharp, Richard Anthony (SFC:AJL639) | M | AJL639 | Rep | 2011-10-18 | 2015-06-26 | |
| 117 | Shek, Winnie Po Wan 石寶雲 | F | ADY724 | Rep | 2011-01-03 | ||
| 118 | Shen, Elaine Wei | F | AOX755 | Rep | 2012-07-12 | 2015-02-04 | |
| 119 | Shin, Dong-Wook | BBX568 | Rep | 2013-09-18 | 2023-09-21 | ||
| 120 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2019-12-11 | |||
| 121 | Simsek, Cenk | AQM711 | Rep | 2008-02-14 | 2016-07-08 | ||
| 122 | Snaith, Michael Lachman | M | AJI329 | Rep | 2003-12-18 | 2014-08-12 | |
| 123 | Somani, Anirudh | ATS210 | Rep | 2009-09-17 | |||
| 124 | Stewart, Ian Colin | M | ARM928 | Rep | 2008-09-22 | 2016-02-27 | |
| 125 | Streeter, Mark (SFC:ATS186) | M | ATS186 | Rep | 2009-09-14 | 2014-04-09 | |
| 126 | Tam, Pak Chuen 譚伯全 | AAE860 | Rep | 2013-08-05 | 2015-10-23 | ||
| 127 | Tan, Aik Chuan | AXA192 | Rep | 2011-03-28 | 2016-07-11 | ||
| 128 | Tan, Gee Meng | AHK745 | Rep | 2012-09-11 | |||
| 129 | Tan, Ruby Enrika Sock Mei | F | AYJ627 | Rep | 2011-11-10 | 2016-01-29 | |
| 130 | Tangitvet, Jiralawan | APP541 | Rep | 2007-09-13 | 2014-04-11 | ||
| 131 | Tapley, Kevin Thomas | M | ATJ099 | Rep | 2009-07-27 | 2014-05-31 | |
| 132 | Taveeratanasilp, Nuntana | AQM288 | Rep | 2010-03-08 | 2023-02-28 | ||
| 133 | Tsang, Stacey Ti | AXA193 | Rep | 2011-03-21 | 2014-10-30 | ||
| 134 | Tsang, Tsz Mei 曾紫微 | AXO517 | Rep | 2011-07-04 | |||
| 135 | Tse, Oi Yue 謝藹愉 | AQM172 | Rep | 2008-02-06 | 2016-08-23 | ||
| 136 | Wai, Helena Suk Chong 衛淑莊 | 66 | F | AAB508 | RO | 2019-05-01 | |
| 137 | Wallis, Shane Bernard | M | ANR608 | Rep | 2006-07-21 | 2015-01-09 | |
| 138 | Wang, Changhong 王長虹 | ACN975 | Rep | 2013-11-01 | 2014-12-22 | ||
| 139 | Wang, Yinan (SFC:ANB406) 王軼楠 | ANB406 | Rep | 2007-04-10 | 2022-08-12 | ||
| 140 | Warachij, Witranan | ARM699 | Rep | 2008-09-22 | 2018-04-10 | ||
| 141 | Warsono, Wuddy | APA097 | Rep | 2007-06-25 | 2015-01-30 | ||
| 142 | Wenham, James Alexander Scott | M | AVF334 | Rep | 2010-05-20 | 2018-12-29 | |
| 143 | Whalley, Philip Mark | M | BAD759 | Rep | 2012-09-06 | 2015-06-04 | |
| 144 | Wijaya, Annie | F | AHI788 | Rep | 2006-05-29 | 2021-04-09 | |
| 145 | Wong, Alan Ka Ming 王嘉明 | M | ARQ657 | Rep | 2010-10-29 | 2018-10-20 | |
| 146 | Wong, Gilbert King Wai 黃景威 | M | AFW098 | Rep | 2011-09-15 | ||
| 147 | Wong, Peter Pui To 黃沛濤 | M | AXT647 | Rep | 2011-08-10 | ||
| 148 | Wong, Wai Hin 黃偉軒 | AWS039 | Rep | 2013-04-24 | 2015-04-22 | ||
| 149 | Wong, Wing Sze (SFC:AQH362) 黃詠詩 | AQH362 | Rep | 2010-08-03 | 2017-11-20 | ||
| 150 | Yau, Michael (SFC:ANH079) 邱威豪 | M | ANH079 | Rep | 2011-12-15 | 2017-12-20 | |
| 151 | Yip, Cheng Kwok 葉振國 | AQB007 | Rep | 2007-11-28 | 2021-07-08 | ||
| 152 | Ziegler, Richard Paul | 42 | M | AMS785 | Rep | 2005-11-29 | 2024-02-14 |
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