CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2010 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bahurel, Julien Yves | AEZ956 | Rep | 2004-03-18 | |||
| 2 | Bairstow, Hayden Peter | M | AUZ522 | Rep | 2010-04-07 | 2013-04-17 | |
| 3 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 4 | Bao, Danny Q 包強 | ANR606 | Rep | 2006-07-21 | 2007-01-19 | ||
| 5 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2004-12-29 | 2005-02-01 | |
| RO | 2005-02-01 | 2012-02-27 | |||||
| 6 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 7 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 8 | Broeren, Daniel Christopher | M | ATO788 | Rep | 2009-08-24 | 2010-05-26 | |
| 9 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 10 | Bucks, Tobias James | M | AVZ694 | Rep | 2010-10-05 | 2011-12-01 | |
| 11 | Chan, Chau Yuen 陳秋源 | AFQ905 | Rep | 2004-03-18 | |||
| 12 | Chan, George Lung Cheung 陳龍翔 | M | AFK978 | Rep | 2004-07-12 | 2006-09-07 | |
| 13 | Chan, Wa Ming 陳華明 | ACJ230 | Rep | 2004-03-18 | |||
| 14 | Chan, Yat Hang 陳日恆 | ADI947 | Rep | 2004-03-18 | |||
| 15 | Chau, Raymond Kai Chung 周啟聰 | M | ACE470 | Rep | 2004-03-18 | ||
| 16 | Chen, Alan Bing | M | AEH768 | Rep | 2004-05-04 | ||
| 17 | Chen, Xin (SFC:AIC946) 陳心 | AIC946 | Rep | 2004-05-04 | 2005-12-09 | ||
| 18 | Chen, Zi Mu | ALA254 | Rep | 2006-03-15 | 2006-11-09 | ||
| 19 | Cheng, Sheng-Jung 鄭勝榮 | ANF064 | Rep | 2006-03-30 | 2007-04-21 | ||
| 20 | Cheng, Tau Cheung 鄭導昌 | AFC185 | Rep | 2006-09-12 | 2008-05-03 | ||
| 21 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2004-03-18 | ||
| 22 | Cho, Ji Hyun 趙智賢 | AFI800 | Rep | 2003-07-02 | |||
| 23 | Choi, Sheung Ngai 蔡尚毅 | AFG685 | Rep | 2004-03-18 | |||
| 24 | Chow, Jimmy Ka Ching 周家正 | M | ADZ442 | Rep | 2004-05-03 | ||
| 25 | Chow, Wing Hong (SFC:ACI634) 周永康 | ACI634 | Rep | 2004-03-18 | |||
| 26 | Chu, Patrick Pak Ning 朱柏寧 | M | AEN687 | Rep | 2004-03-18 | ||
| 27 | Chui, Kit Man 崔結文 | AFI537 | Rep | 2004-03-18 | |||
| 28 | Clark, Bettina Gay | F | AHL626 | Rep | 2004-03-18 | ||
| 29 | Coull, Gary William John 顧家利 | 56 | M | AAB495 | RO | 2006-10-16 | |
| 30 | Deng, Lan 鄧蘭 | AND952 | Rep | 2006-03-10 | 2006-04-27 | ||
| 31 | Dhasmana, Vaibhav | AQM703 | Rep | 2009-02-16 | 2011-08-26 | ||
| 32 | Downes, Dianne Michelle | F | ATY162 | Rep | 2009-10-15 | 2012-01-16 | |
| 33 | Dyas, Jonathan Luke | M | AJJ626 | Rep | 2004-01-13 | 2005-01-12 | |
| 34 | Engel, James Andrew | M | AUZ510 | Rep | 2010-03-31 | 2010-08-24 | |
| 35 | Evans, Michael John (SFC:AWA046) | M | AWA046 | Rep | 2010-10-06 | 2012-01-17 | |
| 36 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 37 | Gatehouse, Nicholas Robert | M | ACR192 | Rep | 2003-06-23 | ||
| 38 | Gilmour, Digby Neil | M | AUZ660 | Rep | 2010-04-19 | 2012-01-17 | |
| 39 | Gruber, James | M | AMX921 | Rep | 2009-03-16 | 2010-07-03 | |
| 40 | He, Lang | AJB993 | Rep | 2003-07-22 | 2003-11-04 | ||
| 41 | Henning, Edmund Anthony Biddulph | M | ASY194 | Rep | 2009-05-14 | 2012-01-17 | |
| 42 | Hill, Liam Patrick | M | AKI975 | Rep | 2004-04-19 | 2004-05-06 | |
| 43 | Hong, Jenny | F | AQM707 | Rep | 2009-02-26 | 2012-11-24 | |
| 44 | Horsfield, Christopher William | M | AWA043 | Rep | 2010-10-05 | 2011-01-31 | |
| 45 | Howitt, Bryan William | M | AVL099 | Rep | 2010-07-06 | 2012-01-17 | |
| 46 | Hudson, Scott Lyndon | M | AUZ661 | Rep | 2010-04-08 | 2012-01-17 | |
| 47 | Hue, Hideki Ying Fai 許英輝 | ADO740 | Rep | 2004-03-09 | |||
| 48 | Hugh, Chuen Loong 丘俊隆 | ACZ289 | Rep | 2006-01-31 | |||
| 49 | Hui, Ho Ming (SFC:ACQ676) 許浩明 | ACQ676 | Rep | 2004-03-18 | |||
| 50 | Ismail, Akbar | M | AAB730 | Rep | 2004-03-18 | ||
| 51 | Jenwipakul, Kiattisak | AMJ455 | Rep | 2005-08-15 | 2007-05-10 | ||
| 52 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 53 | Johnston, Andrew Ian (SFC:AVY765) | M | AVY765 | Rep | 2010-10-27 | 2012-01-17 | |
| 54 | Kam, Alice Pui Lee 金蓓莉 | F | AAB624 | Rep | 2004-03-18 | ||
| 55 | Kam, Joel Wing 甘穎 | AVA613 | Rep | 2010-05-10 | 2012-01-17 | ||
| 56 | Kam, Yiu Man 甘耀文 | AAG825 | Rep | 2004-03-16 | |||
| 57 | Kanna, Ninus | AVW489 | Rep | 2010-09-15 | 2012-01-17 | ||
| 58 | Kestel, Damian Paul | M | AGI601 | Rep | 2004-03-16 | ||
| 59 | Kim, John Piljung | M | ASL857 | Rep | 2010-06-22 | 2014-10-03 | |
| 60 | Kim, Ki Soo | AFJ899 | Rep | 2004-05-10 | |||
| 61 | Kinnear-Nock, Scott William | 42 | M | AFH089 | Rep | 2004-03-16 | |
| 62 | Ko, Raymond 高力文 | M | AIL123 | Rep | 2004-03-16 | ||
| 63 | Krien, Alexander David | M | AUZ544 | Rep | 2010-04-13 | 2012-01-17 | |
| 64 | Kwok, Ana 郭安妮 | AAB158 | Rep | 2004-03-09 | |||
| 65 | Ladeuix, Hernan | ANF060 | Rep | 2006-03-29 | 2012-04-03 | ||
| 66 | Lam, Pung 林芃 | ADW634 | Rep | 2004-01-07 | |||
| 67 | Lam, Wai Shing (SFC:AHX164) 林偉成 | AHX164 | Rep | 2004-03-16 | |||
| 68 | Lau, Shirley Suet Sum 劉雪心 | F | AGK066 | Rep | 2004-03-16 | ||
| 69 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2004-03-18 | ||
| 70 | Lee, Chun Wah (SFC:AFR066) 李俊華 | AFR066 | Rep | 2005-09-28 | 2006-06-30 | ||
| 71 | Lee, Patrick Maung | M | AMY547 | Rep | 2006-01-23 | 2008-05-10 | |
| 72 | Lee, Sheldon (SFC:ACO981) 李超倫 | ACO981 | Rep | 2005-10-05 | |||
| 73 | Li, Chun Sheng (SFC:ABP733) 李俊盛 | ABP733 | Rep | 2004-12-09 | |||
| 74 | Li, Kwok Yau | AAE135 | Rep | 2003-11-11 | |||
| 75 | Li, Xiao (SFC:AOH927) 李皛 | AOH927 | Rep | 2006-12-22 | 2008-11-11 | ||
| 76 | Li, Xiaoli (SFC:ALY129) 李曉麗 | ALY129 | Rep | 2005-04-21 | 2007-04-12 | ||
| 77 | Liang, Zhong (SFC:AOG834) 梁忠 | AOG834 | Rep | 2006-12-04 | 2007-08-06 | ||
| 78 | Lobello, Christopher Michael | M | ADZ738 | Rep | 2008-09-23 | 2009-02-06 | |
| 79 | Lucas, Edwin (SFC:AAI491) | M | AAI491 | RO | 2004-05-21 | 2005-02-22 | |
| Rep | 2005-03-18 | 2008-12-31 | |||||
| 80 | Markosov, Suren Gueorgui | AMI359 | Rep | 2006-10-13 | 2008-04-25 | ||
| 81 | Martin, Todd Stuart | M | ABT540 | Rep | 2006-07-08 | 2008-11-13 | |
| 82 | McCoy, Michael Andrew | M | AAF167 | RO | 2003-10-03 | ||
| 83 | McKenzie, Paul Conor | M | AAV863 | Rep | 2003-07-22 | ||
| 84 | McNamara, Mary Elizabeth | F | ACS807 | Rep | 2003-12-29 | 2010-05-14 | |
| 85 | Mei, Jingping 梅璟萍 | AVV764 | Rep | 2010-09-10 | 2012-11-03 | ||
| 86 | Mohideen, Khaleelur Rahman | ABM107 | Rep | 2003-06-23 | |||
| 87 | Moore, Baden James | M | AVX128 | Rep | 2010-09-15 | 2012-01-17 | |
| 88 | Moss, Adam Alexander Guy | M | AEI504 | Rep | 2004-03-16 | ||
| 89 | Moullin, Andrew James | M | AQN363 | Rep | 2009-03-31 | 2013-08-23 | |
| 90 | Ng, Raymond Chun To 吳鎮濤 | 42 | M | ADA209 | Rep | 2004-03-18 | |
| 91 | Oberg, Oscar Donald Angus | M | AWH340 | Rep | 2010-11-22 | 2012-01-17 | |
| 92 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | 2004-05-04 | ||
| 93 | Paterson, James Willock | M | ADA085 | Rep | 2005-09-29 | ||
| Rep | 2006-02-10 | 2006-09-12 | |||||
| 94 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-10-27 | 2014-07-10 | ||
| 95 | Ramdev, Amit Kumar | M | AWK762 | Rep | 2010-12-08 | 2012-01-17 | |
| 96 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 97 | Roberts, Christopher Fenton 羅弼時 | M | AAD528 | Rep | 2003-07-22 | ||
| Rep | 2006-01-04 | 2007-02-05 | |||||
| 98 | Roche, Thomas Damian (SFC:ACU450) | M | ACU450 | Rep | 2003-06-10 | ||
| 99 | Roper, Ian David (SFC:AVI752) | M | AVI752 | Rep | 2010-06-18 | 2015-09-10 | |
| 100 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 101 | Ruber, Matthew Albert | M | ACT589 | Rep | 2004-03-16 | ||
| 102 | Ryall, Scott John | M | AWE006 | Rep | 2010-11-01 | 2017-04-28 | |
| 103 | Samter, Mark Graham | M | ATW081 | Rep | 2009-09-29 | 2012-01-17 | |
| 104 | Sangiambut, Manop | AJN957 | Rep | 2005-09-28 | 2012-03-08 | ||
| 105 | Saunders, John Russell | M | AFG796 | Rep | 2003-05-02 | ||
| 106 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2004-03-16 | |||
| 107 | Sinha, Neel NA | APC653 | Rep | 2009-05-07 | 2010-01-29 | ||
| 108 | Skinner, Donald William Lennox | 48 | M | AAI493 | RO | 2012-07-05 | |
| 109 | So, Ka Man (SFC:AHX165) 蘇家文 | AHX165 | Rep | 2004-03-18 | |||
| 110 | Stewart, James Michael | M | AVF503 | Rep | 2010-05-25 | 2012-01-17 | |
| 111 | Stone, Richard Neil | M | ACJ526 | Rep | 2004-03-18 | ||
| 112 | Sutton, Peter Thomas | M | ADK261 | Rep | 2009-03-30 | ||
| 113 | Tabbush, Daniel Lawrence | M | ANK169 | Rep | 2006-05-29 | 2012-03-13 | |
| 114 | Tam, Shing Hei 譚成希 | AEA201 | Rep | 2003-08-27 | |||
| 115 | Tam, Winson 譚子群 | ARN988 | Rep | 2008-09-01 | 2009-08-19 | ||
| 116 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | ALY952 | Rep | 2005-05-04 | 2006-09-29 | ||
| 117 | Thomas, Howel Gruffudd Rhys | 35 | M | ADS535 | Rep | 2005-01-12 | |
| 118 | Toohey, Daniel Paul | M | AUZ521 | Rep | 2010-04-12 | 2011-05-06 | |
| 119 | Tse, Kin Kwok (SFC:AHA212) 謝建國 | AHA212 | Rep | 2004-03-18 | |||
| 120 | Tsoi, Ting Sze 蔡婷思 | ABS481 | Rep | 2003-07-22 | |||
| 121 | Ulrich, Jing | ADI942 | Rep | 2003-04-30 | |||
| 122 | Um, Austin Joon | AFG040 | Rep | 2003-05-02 | |||
| 123 | Vohra, Dhruv | AJI706 | Rep | 2003-12-29 | 2012-06-01 | ||
| 124 | Voss, Vanessa Christine | F | AOO682 | Rep | 2009-02-02 | 2009-11-20 | |
| 125 | Wai, Helena Suk Chong 衛淑莊 | 63 | F | AAB508 | RO | 2019-05-01 | |
| 126 | Walker, James Russell (SFC:AAB473) | M | AAB473 | RO | 2004-02-24 | ||
| 127 | Wang, Min (SFC:AMP537) 王敏 | AMP537 | Rep | 2005-10-21 | 2006-11-07 | ||
| 128 | Wang, Yinan (SFC:ANB406) 王軼楠 | ANB406 | Rep | 2006-02-20 | 2007-04-30 | ||
| 129 | Wee, Kheng Hoe Jason | M | ANF055 | Rep | 2006-03-29 | 2007-02-01 | |
| 130 | White, Christopher James (SFC:ACS947) | M | ACS947 | Rep | 2003-05-16 | ||
| 131 | Wilkinson, Anthony John Cooper | M | AFD111 | Rep | 2011-05-27 | ||
| 132 | Witts, Richard Arthur | 67 | M | AAC928 | Rep | 2004-03-18 | |
| 133 | Wong, Ming Shing 黃明勝 | AAF460 | Rep | 2004-03-18 | |||
| 134 | Wynniatt-Husey, Tania Ione | ABT444 | Rep | 2003-10-31 | |||
| 135 | Xu, Ling (SFC:ANR862) 徐玲 | ANR862 | Rep | 2006-07-28 | 2007-04-12 | ||
| 136 | Xu, Weizhe 徐煒哲 | AML926 | Rep | 2005-09-16 | 2006-08-11 | ||
| 137 | Xu, Zhihua (SFC:AJG583) 許之樺 | AJG583 | Rep | 2003-11-25 | 2005-10-05 | ||
| 138 | Yang, Qinyu 楊沁宇 | AJD809 | Rep | 2003-09-08 | 2004-01-09 | ||
| 139 | Yu, Kai Kai 余皆佳 | AHR083 | Rep | 2004-03-18 | |||
| 140 | Zhao, Yingxiang 趙英向 | AVK731 | Rep | 2010-07-02 | 2015-10-01 | ||
| 141 | Zhou, Enxu 周恩旭 | AWJ278 | Rep | 2010-11-30 | 2014-07-06 | ||
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