CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Anurag (SFC:BBS873) | BBS873 | Rep | 2013-08-19 | 2023-12-05 | ||
| 2 | Agarwal, Ashish Ashok | M | ARQ376 | Rep | 2012-11-01 | 2019-12-02 | |
| 3 | Anwar, Jessica Felicia 翁淑美 | F | AXQ549 | Rep | 2012-12-17 | 2016-03-31 | |
| 4 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 5 | Baratte, Nicolas Guy Gabriel | M | AWN751 | Rep | 2012-12-24 | 2019-08-21 | |
| 6 | Beattie, Nigel John (SFC:ACM773) | 47 | M | ACM773 | RO | 2015-09-24 | 2019-05-01 |
| 7 | Beller, David Peter | M | AZY853 | Rep | 2012-08-01 | 2018-03-31 | |
| 8 | Bevza, Irina | BCM645 | Rep | 2013-12-16 | 2018-08-11 | ||
| 9 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 10 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 11 | Capron, Jeremie Laurent | M | APB797 | Rep | 2012-12-10 | 2017-02-28 | |
| 12 | Chan, Ivy Wing Han 陳詠嫻 | F | AIZ238 | Rep | 2015-01-16 | 2016-12-31 | |
| 13 | Chaturvedi, Deepti | ARP391 | Rep | 2012-12-03 | |||
| 14 | Chen, Cheng (SFC:BFY640) 陳誠 | BFY640 | Rep | 2015-08-04 | 2019-06-21 | ||
| 15 | Cheng, Patricia Oi Ching 鄭愛晶 | F | ATM958 | Rep | 2012-12-24 | 2019-07-12 | |
| 16 | Cheung, Chun Ting (SFC:BFZ227) 張駿莛 | BFZ227 | Rep | 2015-08-07 | 2017-11-11 | ||
| 17 | Cheung, Francis Yiu Cheong 張耀昌 | M | AFZ520 | Rep | 2012-12-10 | 2018-06-11 | |
| 18 | Cheung, Ho Ming (SFC:AOE594) 張可明 | AOE594 | Rep | 2015-01-21 | 2021-07-20 | ||
| 19 | Chow, Chuen Pak 周泉柏 | APS741 | Rep | 2015-01-05 | 2019-08-24 | ||
| 20 | Chung, Yong Ho | AQI680 | Rep | 2012-12-31 | |||
| 21 | Cochran, Shaun Donald | M | APA066 | Rep | 2012-12-31 | 2019-08-21 | |
| 22 | Defibaugh, Jay Loren | F | BBT996 | Rep | 2013-09-02 | ||
| 23 | Driscoll, Andrew Tasman | M | ALT900 | Rep | 2012-12-03 | 2020-01-31 | |
| 24 | Dy, Alfred Olmedo | M | APA371 | Rep | 2012-11-01 | ||
| 25 | Evangelista, Jacqui Anne Kelly Lucas | F | BAB538 | Rep | 2012-08-31 | 2016-12-06 | |
| 26 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2012-12-10 | 2018-01-20 | ||
| 27 | Feng, Tong (SFC:BBP739) 馮曈 | BBP739 | Rep | 2013-07-23 | 2018-01-11 | ||
| 28 | Fischer, Aaron Alexander 余雅樂 | M | ALW738 | Rep | 2012-12-03 | 2016-11-05 | |
| 29 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 30 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2012-12-17 | 2019-09-02 | |
| 31 | Gan, Jian Bo | BGI749 | Rep | 2015-10-14 | 2017-11-28 | ||
| 32 | Garg, Amit (SFC:AVV363) | AVV363 | Rep | 2012-11-01 | |||
| 33 | Garnsey, Graeme Anthony | M | AZE522 | Rep | 2015-01-06 | 2019-10-26 | |
| 34 | Gill, Amar Singh (SFC:AHB999) 喬昇安 | M | AHB999 | RO | 2014-06-30 | 2018-05-02 | |
| 35 | Gotama, Suwantara Lim | ARP468 | Rep | 2012-12-31 | 2018-11-01 | ||
| 36 | Hashim, Abdullah Sophian Bin Mohamed | M | BBU397 | Rep | 2013-09-04 | 2018-01-02 | |
| 37 | Hu, Lingzi 胡凌子 | BEI552 | Rep | 2015-08-19 | 2016-09-29 | ||
| 38 | Hu, Xing (SFC:BGE917) 胡星 | BGE917 | Rep | 2015-09-15 | 2017-01-07 | ||
| 39 | Hui, Lap Yin 許立賢 | AVW181 | Rep | 2012-12-17 | 2016-07-30 | ||
| 40 | Hui, Wai Hay 許偉熙 | BDO246 | Rep | 2014-07-02 | 2016-05-12 | ||
| 41 | Jain, Vikash Kumar | M | AZW299 | Rep | 2012-07-16 | ||
| 42 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 43 | Kale, Shrikant Baburao | AWL660 | Rep | 2012-12-31 | 2019-05-03 | ||
| 44 | Kedia, Mahesh Kumar | M | ANZ660 | Rep | 2012-12-17 | 2019-05-03 | |
| 45 | Khetan, Rajani | BGL024 | Rep | 2015-11-03 | 2017-04-27 | ||
| 46 | Kiang, Jeffrey Ming Jie 江明傑 | M | BFV206 | Rep | 2015-07-23 | ||
| 47 | Kong, Xiangming 孔祥明 | AZW193 | Rep | 2015-07-09 | 2016-10-28 | ||
| 48 | Kou, Mariana Chung Yin 高頌妍 | 31 | F | AVE181 | Rep | 2012-12-24 | 2019-11-30 |
| 49 | Lai, Kok Yuen 黎覺圓 | BGE139 | Rep | 2015-09-08 | 2017-05-13 | ||
| 50 | Lai, Patrick Pak Hung 黎柏鴻 | M | AQU258 | Rep | 2014-12-30 | 2016-12-01 | |
| 51 | Lam, Man Ho (SFC:AXI653) 林文浩 | AXI653 | Rep | 2012-12-17 | 2018-11-10 | ||
| 52 | Lam, Oliver O Karr 林傲家 | M | AZO548 | Rep | 2012-05-31 | 2016-07-09 | |
| 53 | Lau, Ka Yeung (SFC:AUG571) 劉嘉陽 | AUG571 | Rep | 2014-05-08 | 2021-05-07 | ||
| 54 | Law, Matthew Shun Kei 羅信基 | M | BDJ462 | Rep | 2014-05-02 | 2016-01-05 | |
| 55 | Leach, Francis Hugh Magnus | M | AGK055 | Rep | 2015-01-06 | 2021-07-20 | |
| 56 | Lee, Kam Chiu (SFC:AQE317) 李錦超 | AQE317 | Rep | 2013-10-02 | 2022-04-29 | ||
| 57 | Lee, Kuen Long 李坤龍 | AXR044 | Rep | 2011-10-13 | 2019-10-22 | ||
| 58 | Lee, Richard Anthony Treadgold | M | AFT495 | Rep | 2015-01-22 | 2016-01-21 | |
| 59 | Leow, Siok Ling 廖淑玲 | ACR427 | Rep | 2015-01-16 | 2021-07-20 | ||
| 60 | Lesmina, Sarina | AOU971 | Rep | 2012-12-31 | |||
| 61 | Leung, Heung Yik 梁向奕 | AIH476 | Rep | 2012-12-10 | |||
| 62 | Leung, Leona Hiu Nam 梁曉嵐 | AXG035 | Rep | 2015-01-02 | 2017-02-11 | ||
| 63 | Li, Hang (SFC:AYV511) 李航 | AYV511 | Rep | 2015-01-05 | 2018-02-23 | ||
| 64 | Li, Shuwan 李姝婉 | BDK082 | Rep | 2015-09-09 | 2016-03-09 | ||
| 65 | Li, You (SFC:BGL796) 李由 | BGL796 | Rep | 2015-11-06 | 2016-09-21 | ||
| 66 | Lie, Youmin 列祐民 | BEL454 | Rep | 2015-12-14 | 2018-06-09 | ||
| 67 | Lim, Dong Soo 林東秀 | AME244 | Rep | 2012-12-03 | 2016-08-29 | ||
| 68 | Lim, Wen Yao Lester 林文耀 | BEB082 | Rep | 2014-08-20 | 2017-10-04 | ||
| 69 | Lin, Zhongheng 林仲衡 | BGA642 | Rep | 2015-08-31 | 2021-01-15 | ||
| 70 | Ling, Siu Leung 凌兆良 | BGN434 | Rep | 2015-11-17 | 2017-11-15 | ||
| 71 | Lisahapanya, Narongpand | AVU843 | Rep | 2012-12-17 | 2019-12-17 | ||
| 72 | Liu, Marcus Chun Hao 廖俊豪 | M | AVY718 | Rep | 2012-12-17 | 2017-03-02 | |
| 73 | Liu, Sisi (SFC:BFC348) 劉思思 | BFC348 | Rep | 2015-03-10 | 2018-03-09 | ||
| 74 | Liu, Tong (SFC:BCL153) 劉彤 | BCL153 | Rep | 2015-07-08 | 2021-06-30 | ||
| 75 | Liu, Wenyun (SFC:AUI940) 劉文韞 | AUI940 | Rep | 2014-12-30 | 2019-03-09 | ||
| 76 | Lu, Chuanyao | BEB081 | Rep | 2014-08-20 | 2017-10-24 | ||
| 77 | Lu, Xiang (SFC:BBU284) 陸庠 | BBU284 | Rep | 2014-12-30 | 2019-06-15 | ||
| 78 | Lu, Yufeng (SFC:BGF969) 逯宇峰 | BGF969 | Rep | 2015-09-17 | 2016-10-01 | ||
| 79 | Luo, Yijue 羅一珏 | AVJ511 | Rep | 2015-01-13 | 2016-04-12 | ||
| 80 | Luo, Yong (SFC:ANR807) 羅咏 | ANR807 | Rep | 2014-12-30 | 2017-05-02 | ||
| 81 | Ma, Cherry 馬卓藍 | F | AYC317 | Rep | 2012-12-03 | 2019-05-25 | |
| 82 | Maheshwari, Vivek | M | AVU988 | Rep | 2012-12-31 | 2019-12-02 | |
| 83 | Mak, Mica Yun Ching 麥潤楨 | ADL348 | Rep | 2015-01-13 | 2016-05-06 | ||
| 84 | Man, Wai Lok 文偉樂 | AEZ690 | Rep | 2012-12-17 | 2019-05-21 | ||
| 85 | Matthew, Oliver James Gray | M | ARO877 | Rep | 2012-12-24 | ||
| 86 | McKenzie, Paul Conor | M | AAV863 | Rep | 2012-12-24 | 2020-02-13 | |
| 87 | Meng, Fanjie (SFC:AVC118) 孟凡杰 | AVC118 | Rep | 2012-12-10 | 2018-04-25 | ||
| 88 | Muston, Nigel Peter | M | AQU888 | Rep | 2012-12-24 | ||
| 89 | Na, Mufu 那木夫 | AXR364 | Rep | 2015-10-19 | 2021-07-20 | ||
| 90 | Naik, Abhijeet Kisan | ATS209 | Rep | 2012-11-01 | 2017-08-30 | ||
| 91 | Nandurkar, Mahesh Yashwant | M | ARQ374 | Rep | 2012-12-17 | 2019-12-02 | |
| 92 | Ng, Shan Yung (SFC:ALZ161) 吳燦榕 | ALZ161 | Rep | 2015-10-14 | 2016-11-26 | ||
| 93 | Oh, Jon Teng | ATC963 | Rep | 2012-12-17 | 2017-07-22 | ||
| 94 | Pang, Kwan 彭堃 | AWN156 | Rep | 2014-12-30 | 2017-05-27 | ||
| 95 | Panjwani, Rajesh | M | ARQ373 | Rep | 2012-12-24 | 2017-07-01 | |
| 96 | Panpiemras, Soraphob | AOX440 | Rep | 2012-12-31 | 2021-12-01 | ||
| 97 | Pathmakanthan, Shrianand | ANZ816 | Rep | 2013-03-15 | 2016-03-29 | ||
| 98 | Paulsen, Morten (SFC:AXW972) | AXW972 | Rep | 2012-12-17 | |||
| 99 | Peramunetilleke, Desamanya C. | ALY370 | RO | 2014-07-10 | 2019-05-03 | ||
| 100 | Phutela, Shantnu | AXX520 | Rep | 2012-12-31 | 2022-04-06 | ||
| 101 | Richter, Christopher John | M | AQI406 | Rep | 2012-12-03 | ||
| 102 | Riddick, Andrew William | M | AAA869 | Rep | 2013-12-12 | 2019-12-01 | |
| 103 | Rudra, Ankur | BEE061 | Rep | 2014-09-11 | 2019-09-28 | ||
| 104 | Ryall, Scott John | M | AWE006 | Rep | 2010-11-01 | 2017-04-28 | |
| 105 | Sarangi, Asheefa Anne (SFC:BEA309) | F | BEA309 | Rep | 2014-08-15 | 2019-03-31 | |
| 106 | Schutte, Daniel Johannes | M | AHD687 | RO | 2012-10-18 | 2019-04-12 | |
| 107 | Shao, Serena Ying 邵瑩 | 32 | F | BAA534 | Rep | 2015-03-12 | 2017-08-05 |
| 108 | Shi, Menghan (SFC:BGE814) 施夢菡 | BGE814 | Rep | 2015-09-16 | 2016-10-01 | ||
| 109 | Shin, Yoon Sik | AQO387 | Rep | 2013-09-16 | 2023-06-16 | ||
| 110 | Sin, Ka Yiu 冼嘉耀 | BDP260 | Rep | 2015-01-06 | 2021-07-22 | ||
| 111 | Slade, Edward John | 49 | M | ACE858 | Rep | 2015-01-06 | 2016-01-20 |
| 112 | Smith, Nicholas David Paul | M | BAD766 | Rep | 2012-09-06 | ||
| 113 | Snyder, Nathan Westley | M | AXV966 | Rep | 2012-05-07 | 2016-01-22 | |
| 114 | So, King Pui 蘇敬培 | AWH521 | Rep | 2015-12-14 | 2022-08-15 | ||
| 115 | Stanton, David Andrew | M | AWT701 | Rep | 2013-09-24 | 2019-06-08 | |
| 116 | Stifanus, Sulistyo | BEE271 | Rep | 2014-09-11 | 2016-09-20 | ||
| 117 | Tam, David Sai Chiu 譚世昭 | M | APB502 | Rep | 2015-01-07 | 2019-05-01 | |
| 118 | Tanedo, Corrince Hazel Gan | AVV718 | Rep | 2012-12-10 | 2016-10-21 | ||
| 119 | Taylor, Richard Kirby (SFC:ACO169) | M | ACO169 | Rep | 2015-01-21 | 2018-04-23 | |
| 120 | Techaposai, Suchart | BCO967 | Rep | 2014-01-24 | 2021-07-30 | ||
| 121 | Thomson, Meade Cauffiel | BEE275 | Rep | 2014-09-12 | 2019-04-13 | ||
| 122 | Tong, Hoi Kit Jeffrey 湯凱傑 | M | ASH721 | Rep | 2012-06-08 | 2019-05-03 | |
| 123 | Tsang, Carolyn Tin Wei 曾天惠 | F | BET664 | Rep | 2015-01-06 | 2018-04-12 | |
| 124 | Wai, Helena Suk Chong 衛淑莊 | 68 | F | AAB508 | RO | 2019-05-01 | |
| 125 | Wang, Changhong 王長虹 | ACN975 | Rep | 2015-01-06 | 2019-10-21 | ||
| 126 | Wang, Zhong Yang 王鐘楊 | AXN241 | Rep | 2012-12-24 | 2017-06-28 | ||
| 127 | Waterhouse, Julian Brian | M | ALB052 | Rep | 2012-12-10 | 2017-04-01 | |
| 128 | Wells, Alan Frank | M | BFW348 | Rep | 2015-07-15 | 2016-01-06 | |
| 129 | Wilson, Stuart Richard (SFC:ALZ457) | M | ALZ457 | Rep | 2015-01-06 | 2016-06-21 | |
| 130 | Wong, Yew Kiang | AOY690 | Rep | 2012-12-31 | |||
| 131 | Wong, Yim (SFC:AFU666) 王艷 | AFU666 | Rep | 2012-12-24 | 2020-11-30 | ||
| 132 | Wood, Christopher James Russell | 58 | M | ADU465 | Rep | 2012-12-10 | 2019-05-21 |
| 133 | Wu, Kit Ling 胡潔玲 | AZC825 | Rep | 2012-03-08 | 2019-05-03 | ||
| 134 | Wu, Sitao 吳思燾 | AYZ889 | Rep | 2015-08-03 | 2021-07-20 | ||
| 135 | Xi, Xiaojie 席曉捷 | 40 | M | AQM286 | Rep | 2015-05-04 | 2017-07-31 |
| 136 | Xie, Kaixi 謝凱西 | BFO612 | Rep | 2015-06-05 | 2018-05-09 | ||
| 137 | Xu, Ben (SFC:BBH786) 徐犇 | M | BBH786 | Rep | 2013-05-22 | 2016-09-03 | |
| 138 | Xu, Yuanzhou 徐遠舟 | BFT558 | Rep | 2015-07-03 | 2020-12-18 | ||
| 139 | Xu, Yue (SFC:BFY023) 許玥 | BFY023 | Rep | 2015-07-29 | 2017-12-01 | ||
| 140 | Yau, Man Fu (SFC:BCA258) 丘文孚 | BCA258 | Rep | 2013-12-11 | 2016-07-22 | ||
| 141 | Yeung, Chun Kit (SFC:BDV674) 楊俊傑 | BDV674 | Rep | 2015-08-26 | 2017-07-29 | ||
| 142 | Yonts, Charles Anthony | M | AJM207 | Rep | 2012-12-03 | 2019-09-28 | |
| 143 | Yuan, Ye (SFC:BGG861) 袁也 | BGG861 | Rep | 2015-09-23 | 2016-11-01 | ||
| 144 | Yuen, Hang Ngai 袁恆毅 | ARS103 | Rep | 2012-12-03 | 2019-05-03 | ||
| 145 | Yung, Melody Wing Ping 容詠萍 | F | ALT790 | Rep | 2015-01-05 | 2019-03-09 | |
| 146 | Yusui (bourlet), Edward Kai | M | AVV364 | Rep | 2012-12-03 | ||
| 147 | Zhang, Xiangjie (SFC:BGE918) 張翔杰 | BGE918 | Rep | 2015-09-15 | 2017-04-21 | ||
| 148 | Zhang, Xiangxiang (SFC:BGF981) 章祥翔 | BGF981 | Rep | 2015-09-17 | 2016-11-01 | ||
| 149 | Zhang, Yuanning 張遠寧 | BFY190 | Rep | 2015-07-30 | 2021-07-22 | ||
| 150 | Zhang, Yusong (SFC:BGE809) 張宇松 | BGE809 | Rep | 2015-09-14 | 2016-09-21 | ||
| 151 | Zhu, Anyang 朱安陽 | BGF976 | Rep | 2015-09-17 | 2017-03-20 |
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