Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2017 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Lee, Kee Siong 李淦祥 | Rep | 2009-08-24 | 2024-03-28 | ||
| 2 | Makino, Akiko | F | Rep | 2014-01-06 | 2024-03-28 | |
| 3 | Tsang, Yee Mai 曾綺薇 | Rep | 2010-07-02 | 2024-03-28 | ||
| 4 | Qi, Xiaoliang 齊晓亮 | Rep | 2012-10-09 | 2024-03-25 | ||
| 5 | Chan, Cynthia Hoi Kay 陳凱琪 | F | Rep | 2015-06-15 | 2024-03-14 | |
| 6 | Yeung, Anna Pui Fung 楊佩鳳 | F | Rep | 2013-06-03 | 2024-03-14 | |
| 7 | Cudia, Celso S. 邱明傑 | Rep | 2014-09-01 | 2024-03-01 | ||
| 8 | Liu, Chung Hsun 劉宗勳 | Rep | 2023-09-29 | |||
| 9 | Chen, Wen Ling (SFC:BGI467) 陳玟伶 | RO | 2016-06-08 | 2023-06-03 | ||
| 10 | Tsutsumi, Atsushi | Rep | 2015-04-27 | 2023-04-25 | ||
| 11 | Chan, Adrian Kin Chung 陳建中 | M | Rep | 2014-01-06 | 2023-03-21 | |
| 12 | Wan, Maurine 溫慕蓮 | F | Rep | 2009-08-24 | 2023-03-21 | |
| 13 | Yuan, Ke (SFC:BIV268) 袁可 | Rep | 2017-01-09 | 2022-12-30 | ||
| 14 | Lo, Ricky Chi Wa 羅志華 | M | Rep | 2010-07-02 | 2022-12-21 | |
| 15 | Woo, Lam Hay 胡林熙 | Rep | 2010-09-17 | 2022-11-16 | ||
| 16 | Mizoguchi, Hironori | Rep | 2009-04-01 | 2022-10-01 | ||
| 17 | Chan, Wing Chiu (SFC:AJO304) 陳穎釗 | Rep | 2014-01-07 | 2022-09-14 | ||
| 18 | Lai, Chi Man (SFC:APQ351) 賴志文 | Rep | 2009-08-24 | 2022-09-08 | ||
| 19 | Parker, Henry Roger Jacques | 35 | M | Rep | 2013-07-22 | 2022-08-31 |
| 20 | Sasaki, Shinichi 佐佐木伸一 | RO | 2014-12-19 | 2022-06-15 | ||
| 21 | Duan, Hong (SFC:ADE819) 段宏 | RO | 2016-05-03 | 2022-04-01 | ||
| 22 | Kan, Kwok Yu (SFC:ACZ368) 簡國裕 | Rep | 2009-08-24 | 2022-02-11 | ||
| 23 | Hattori, Shoichi | Rep | 2016-12-09 | 2021-12-06 | ||
| 24 | Matsumoto, Jeffrey Yuji | M | RO | 2013-07-04 | 2021-11-01 | |
| 25 | Chen, Chaoying (SFC:AZO311) 陳超穎 | Rep | 2015-04-28 | 2021-09-01 | ||
| 26 | Fujikura, Takashi | M | RO | 2015-07-02 | 2021-08-18 | |
| 27 | Lau, Ka Ho (SFC:AXB862) 劉嘉豪 | Rep | 2014-09-22 | 2021-08-04 | ||
| 28 | Osawa, Miyuki | Rep | 2007-06-18 | 2021-07-31 | ||
| 29 | Oi, Ryutaro (SFC:BGL056) | Rep | 2015-10-27 | 2020-12-15 | ||
| 30 | Kameda, Eri | Rep | 2016-10-03 | 2020-09-15 | ||
| 31 | Dong, Huayi 董驊怡 | Rep | 2016-08-08 | 2020-02-05 | ||
| 32 | Tan, King Aun 陳卿晏 | Rep | 2011-04-01 | 2019-10-05 | ||
| 33 | Garcia, Michael Anthony | M | Rep | 2015-04-13 | 2019-07-13 | |
| 34 | Chu, Peter Pa-en | M | RO | 2013-09-25 | 2019-07-08 | |
| 35 | Terasawa, Satoshi | M | RO | 2013-01-07 | 2019-05-24 | |
| 36 | Xia, Qing (SFC:BHS914) 夏青 | Rep | 2016-07-04 | 2018-09-22 | ||
| 37 | Kitagawa, Munekazu 北川宗和 | Rep | 2014-08-12 | 2018-08-13 | ||
| 38 | Wang, Yu (SFC:BER242) 王玉 | Rep | 2017-01-16 | 2018-08-11 | ||
| 39 | Yang, Haiyang (SFC:BDJ027) 楊海洋 | Rep | 2016-07-05 | 2018-07-20 | ||
| 40 | Kan, Tung Fai 簡通輝 | Rep | 2016-12-20 | 2018-07-17 | ||
| 41 | Cheung, Wang (SFC:AMF506) 張弘 | Rep | 2013-12-31 | 2018-06-22 | ||
| 42 | Li, Fan (SFC:BFK350) 李凡 | Rep | 2015-05-11 | 2018-06-21 | ||
| 43 | Xu, Jiafu 徐嘉甫 | Rep | 2011-03-15 | 2018-06-01 | ||
| 44 | Lin, Chun Fu (SFC:AVM248) 林俊甫 | Rep | 2011-11-23 | 2018-05-26 | ||
| 45 | Soo, Jamie Wan Jung 蘇文駿 | M | Rep | 2013-11-25 | 2018-05-25 | |
| 46 | Hasegawa, Makoto | Rep | 2016-04-29 | 2018-05-12 | ||
| 47 | Mitsuda, Takefumi 光田岳史 | Rep | 2015-04-28 | 2018-05-08 | ||
| 48 | Li, Yan (SFC:BGM580) 李燕 | Rep | 2016-01-04 | 2018-04-28 | ||
| 49 | Liu, Yuk Shan 廖鈺珊 | Rep | 2013-12-04 | 2018-04-04 | ||
| 50 | Ho, Chun Keung (SFC:AWT602) 何振強 | Rep | 2011-02-07 | 2018-03-09 | ||
| 51 | Liu, Zhanxiang 劉展翔 | Rep | 2014-09-29 | 2018-02-10 | ||
| 52 | Xia, Dongyu 夏冬雨 | Rep | 2016-11-15 | 2018-01-30 | ||
| 53 | Yung, Hoi Lam 容凱琳 | Rep | 2016-11-01 | 2017-12-09 | ||
| 54 | Jenn, Marc Steven | M | Rep | 2010-11-20 | 2017-12-05 | |
| 55 | Liu, Yihan (SFC:BIQ173) 劉奕含 | Rep | 2016-11-22 | 2017-11-25 | ||
| 56 | Liang, Qinzhi 梁勤之 | Rep | 2016-07-04 | 2017-11-16 | ||
| 57 | Kato, Takashi (SFC:AUD160) | M | Rep | 2009-11-09 | 2017-11-15 | |
| 58 | Zhang, Senyan 張森焱 | Rep | 2010-12-28 | 2017-09-30 | ||
| 59 | Simpson, Justin Vaughn | M | Rep | 2014-01-13 | 2017-09-14 | |
| 60 | Hetherington, John Charles 夏嶺東 | M | Rep | 2010-12-09 | 2017-09-13 | |
| 61 | Zhao, Shengjie 趙聖捷 | Rep | 2015-07-27 | 2017-09-02 | ||
| 62 | Iokibe, Jiro | Rep | 2016-11-07 | 2017-08-16 | ||
| 63 | Leung, Sheung Bun 梁尚斌 | Rep | 2017-01-23 | 2017-07-01 | ||
| 64 | Jiang, Jiayan 蔣嘉芫 | Rep | 2014-12-23 | 2017-06-10 | ||
| 65 | Wu, Jennifer Hu Man 胡曉敏 | F | Rep | 2014-09-26 | 2017-06-10 | |
| 66 | Park, Juyoung | Rep | 2016-03-29 | 2017-06-02 | ||
| 67 | Yanagisawa, Shiko | RO | 2015-07-22 | 2017-05-15 | ||
| 68 | He, Rong (SFC:BEZ040) 何蓉 | Rep | 2015-02-23 | 2017-05-13 | ||
| 69 | Mori, Masayuki 森正幸 | Rep | 2012-04-26 | 2017-05-11 | ||
| 70 | Zhu, Hongxia (SFC:ATM945) 諸紅霞 | Rep | 2009-09-22 | 2017-05-11 | ||
| 71 | Sekiguchi, Emi | Rep | 2016-10-24 | 2017-05-10 | ||
| 72 | Dalziell, Rohan John | M | Rep | 2013-10-10 | 2017-04-29 | |
| 73 | Yamada, Masahiro 山田正尋 | Rep | 2014-10-22 | 2017-04-14 | ||
| 74 | Chow, Chi Yee Gee 周芝伊 | Rep | 2014-05-20 | 2017-03-30 | ||
| 75 | Lam, Brian Hung Wai 林鴻煒 | M | Rep | 2014-11-11 | 2017-03-25 | |
| 76 | Marcon, Stephen James Neville | 51 | M | Rep | 2013-08-21 | 2017-02-23 |
| 77 | Narain, Ravi | Rep | 2010-07-22 | 2017-02-23 | ||
| 78 | Au-Yeung, Wendy Wing Yee 歐陽詠儀 | F | Rep | 2013-08-19 | ||
| 79 | Bradley, Joseph (SFC:BEB455) | M | Rep | 2015-08-18 | ||
| 80 | Chan, Shun Ho 陳舜河 | Rep | 2007-08-20 | |||
| 81 | Chiang, Wei-Chih 江威志 | Rep | 2016-01-06 | |||
| 82 | Choi, Hyung Wook 崔亨旭 | Rep | 2010-10-15 | |||
| 83 | Fung, Cissy 馮婉詩 | F | Rep | 2005-12-29 | ||
| 84 | Grose, George Francis | M | Rep | 2010-11-10 | ||
| 85 | Hirasaki, Koji 平崎晃史 | Rep | 2015-08-19 | |||
| 86 | Hirose, Wataru | Rep | 2014-10-20 | |||
| 87 | Ho, Andy Tsz Ho 何子浩 | Rep | 2005-09-23 | |||
| 88 | Ip, Chit Yin 葉捷賢 | Rep | 2013-09-02 | |||
| 89 | Kim, Jason Sung | M | Rep | 2015-07-13 | ||
| 90 | Kot, Jack Hou Eric 葛積豪 | M | Rep | 2008-10-27 | ||
| 91 | Kwok, Joyce Yik Man 郭奕妏 | F | Rep | 2010-08-31 | ||
| 92 | Lai, Chu Hang 黎曙衡 | Rep | 2014-01-21 | |||
| 93 | Lai, Gavin Ka Wai 黎家瑋 | M | Rep | 2016-07-07 | ||
| 94 | Lai, Kar Hei Carlton 黎家禧 | Rep | 2014-07-28 | |||
| 95 | Lau, Kelvin Wai Kin 劉偉健 | M | Rep | 2009-08-24 | ||
| 96 | Liu, Moshi 劉墨石 | Rep | 2014-11-14 | |||
| 97 | Lo, Ilona Ching Man 羅靜敏 | F | Rep | 2015-06-22 | ||
| 98 | Oka, Hironori | RO | 2011-06-20 | |||
| 99 | Shen, Janet Wei Ling 沈慧玲 | F | RO | 2015-09-29 | ||
| 100 | Shum, Charles Cheok I 沈卓爾 | M | Rep | 2012-06-07 | ||
| 101 | Souleyman, Jan | RO | 2016-02-04 | |||
| 102 | Tomiyama, Takuya 富山卓也 | M | Rep | 2015-06-18 | ||
| 103 | Tsang, Andrew Chiu Yin 曾昭然 | M | Rep | 2014-09-29 | ||
| 104 | Tsang, Chi Kin (SFC:AOR993) 曾智健 | Rep | 2009-11-02 | |||
| 105 | Wong, Gary Man Kuen 黃文權 | M | Rep | 2007-08-28 | ||
| 106 | Wong, Ka Man (SFC:AEK749) 黃家文 | RO | 2010-03-10 | |||
| 107 | Wong, Steven Wai Chiu 王偉超 | M | Rep | 2006-02-16 | ||
| 108 | Xiong, Li (SFC:BAI988) 熊力 | Rep | 2012-11-15 | |||
| 109 | Xue, Fei (SFC:ASP680) 薛菲 | Rep | 2010-12-02 | |||
| 110 | Yeung, Calson Kar Tsun 楊家駿 | M | Rep | 2016-06-23 |
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