LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2004
SFC ID Role From Until
1 Aldeen, Chihiro AFT275 Rep 2008-09-29
2 Au, Stephen Wai Ming 區偉明 M AGV321 Rep 2005-09-10
3 Bacchus, Timothy Mustapha M ADS696 Rep 2003-09-19 2005-10-21
4 Bakst, David S M AGF150 Rep 2004-07-15
5 Bhattal, Jasjit Singh ABT100 RO 2008-09-29
6 Bowmer Iii, William Sterett M AEB024 Rep 2004-07-23
7 Chan, Alison May Wun Sheung 陳韻湘 F ADZ872 Rep 2005-04-30
8 Chan, Angello Kam Chi 陳錦池 ABN253 Rep 2004-05-21
9 Chan, Gigi Sau Chi 陳秀沚 AJT911 Rep 2004-03-26 2005-09-12
10 Chan, Kelvin Chun Kei 陳俊祺 M AHY019 Rep 2006-04-27
11 Chan, Shirley Mei Fung 陳美鳳 F AEC087 Rep 2008-09-29
12 Chang, Esther Koon Kwun 張冠羣 F AKI258 Rep 2004-03-31 2005-04-07
13 Chen, Scott M AIC497 Rep 2008-09-29
14 Chen, Wei (SFC:AHC346) 陳蔚 AHC346 Rep 2006-04-10
15 Cheung, Loretta Lai Man 張麗雯 F ADB867 Rep 2008-09-29
16 Chua, Yu Min AHN068 Rep 2005-08-12
17 Chwei, Mein Sze 徐敏思 AJK607 Rep 2004-02-18 2006-04-21
18 Cielinski, Mark Alan M AHC364 Rep 2008-09-29
19 Clark, David John (SFC:AFE954) M AFE954 Rep 2003-06-16
20 Co, Liza Yap AGA423 Rep 2005-04-20
21 Cooper, Kenneth Allen M ACW742 Rep 2003-05-19
22 Croft, Ian Richard M AJD476 Rep 2003-10-13 2008-09-29
23 Dominick, Frank M AEW395 Rep 2003-10-24 2005-02-02
24 Donohugh, William Hugh McGregor 唐威林 M ACM011 Rep 2004-04-15
25 Dubois-Phillips, Jonathan Edward M AJL224 Rep 2004-03-09 2006-07-01
26 Egliskis, David Walter M AJC319 Rep 2003-12-08 2007-07-07
27 Freeman, Daniel Marc M AGD976 Rep 2003-07-16
28 Fung, Eugene Yui Hang 馮睿恆 M AJL412 Rep 2004-03-15 2008-09-13
29 Ghia, Manish Hasmukh AJL427 Rep 2004-02-09 2007-03-19
30 Gordon, Thomas Lee Jr. M ADJ268 Rep 2003-12-01 2004-03-01
31 Gupta, Ashutosh (SFC:AJE577) AJE577 Rep 2003-11-26 2008-09-29
32 Harris, David Anthony (SFC:ADZ065) M ADZ065 Rep 2003-11-21 2004-02-21
33 Harris, Jonathan Howe M ACA158 Rep 2003-12-09 2005-07-04
34 Hellawell Iii, George Alan M AHL501 Rep 2005-07-20
35 Highfield, Tucker Montana AIQ970 Rep 2003-04-16 2004-05-25
36 Hindle, Leon Miller M AIN992 Rep 2008-09-29
37 Ho, Kelvin Teik Chye M ADA874 Rep 2008-09-29
38 Ho, Simon Tak Leung 何德亮 M AEE170 Rep 2003-06-17 2004-04-19
39 Holt, Sue Lin F AJK539 Rep 2004-02-18 2008-09-29
40 Hui, Serena Siying 許世瑛 F AHC163 Rep 2004-07-30
41 Karoonyavanich, Anuruk AHX011 Rep 2005-10-20
42 Kee, Tang Seng AEC763 Rep 2003-08-20 2006-04-10
43 Kim, Ik Soo AHA566 Rep 2004-08-31
44 Kuo, Lun-Hung Reynold 郭倫宏 AIH465 Rep 2003-05-30
45 Kwok, Leung ABA518 Rep 2003-04-23 2004-04-06
46 Lam, Ada Lok Yee 林洛宜 F ACG599 Rep 2003-05-02
47 Lam, David Tai Yuen 林大源 M ADJ557 Rep 2006-03-28
48 Lance, Robert Waldo M AEL830 Rep 2003-04-23 2003-06-03
RO 2003-06-03 2006-02-24
49 Lau, Bernard Yu Kwan 劉宇鈞 M AFT473 Rep 2008-09-29
50 Lau, Kenneth (SFC:AFI835) 劉皓之 29 M AFI835 Rep 2006-02-15
51 Lau, Lik Alaric 劉力 AHK681 Rep 2008-09-29
52 Laungani, Neel Vishnu ADQ008 Rep 2004-12-20
53 Lee, Chun Wah (SFC:AFR066) 李俊華 AFR066 Rep 2003-11-17
54 Lee, Edward Yuan Tse 李淵智 M AGF152 Rep 2005-01-05
55 Lee, Seo Kyong 李瑞景 AFK837 Rep 2004-02-27
56 Leo, Peck Chao 梁弼釗 AJE093 Rep 2003-10-24 2004-02-18
57 Leung, Amy Ming Yee 梁鳴儀 F AEJ623 Rep 2005-10-05
58 Lim, Edmund Kim San 林金山 M AJE583 Rep 2003-11-07 2008-09-29
59 Lim, Hwee Ghee 林慧儀 AGK672 Rep 2007-10-11
60 Liu, Kate Kit Yee 廖潔儀 F ACY139 Rep 2003-06-16 2008-09-29
61 Liu, Shao Li 劉曉黎 ABV412 Rep 2004-03-02
62 Low, Kenneth Meng Ee M AJD749 Rep 2003-10-22 2006-08-14
63 Mahadevan, Suresh Ayodya AJB405 Rep 2003-08-06 2005-05-20
64 Mak, Marian Yuen Man 麥沅雯 F AID159 Rep 2007-04-10
65 Mar, Johnson M ADR669 RO 2008-09-29
66 McGrath, William Jude 馬格比利 M AFJ442 RO 2005-08-23
67 McKeever, Stephen James M AFH236 Rep 2006-02-07
68 Milliken, Peter James M AEO766 Rep 2008-02-01
69 Mou, Alex Xinghai AJB639 Rep 2003-08-15 2004-09-01
70 Myong, Chun Hyong AEN827 Rep 2005-02-02
71 Ng, Jessica Sze Man 吳詩敏 F AGC561 Rep 2003-06-30
72 Ng, Mei Fun 吳美芬 AAB732 Rep 2003-10-07
73 Ng, Virginia Suk Yin 吳淑燕 F ABV790 Rep 2003-10-13 2004-04-15
74 Ngan, Bronson Lawrence M AGA247 Rep 2005-02-15
75 Nirmalananda, Logan Siva AJO315 Rep 2004-03-19 2007-05-14
76 O'Connor, Brian Michael M ABG705 RO 2005-06-03
77 O'Meara, Christopher James Sidney M AFQ412 Rep 2003-04-24 2005-04-27
78 Paine, David L M ADH929 Rep 2008-09-29
79 Pamulapati, Lalit Chandra Choudary AGD006 Rep 2006-07-20
80 Park, Sung Wan 朴性玩 ADQ242 Rep 2006-03-26
81 Penton, Dominic Jon (SFC:ABM263) M ABM263 RO 2003-09-04
Rep 2003-09-10 2004-03-15
RO 2004-03-15 2005-05-05
82 Quan, Hong 全弘 AIE773 Rep 2004-05-10
83 Quan, Qiang 全強 31 M AIB369 Rep 2003-10-28
84 Ryoo, Hee Jung 柳希姃 AJF289 Rep 2003-12-09 2004-05-21
85 Sargeant, Pierre Gregory M AJJ630 Rep 2004-01-13 2004-09-03
86 Shin, Ju Young AJD378 Rep 2003-10-13 2006-03-10
87 Siazon, Ken I M ADW357 Rep 2003-05-30
88 Sibia, Ranjeet Singh AHH557 Rep 2004-12-06
89 Sng, Sharon Mei-Yin F AHP734 Rep 2003-07-16
90 Sun, Lu (SFC:AGF426) 孫璐 AGF426 Rep 2007-03-02
91 Sweeney, Kirk Chester M AAN604 RO 2008-09-29
92 Sykes, Joel Alexander Hugh M AEX555 Rep 2004-07-15
93 Tai, Ming Zhe 戴明哲 AJF288 Rep 2003-12-09 2004-03-15
94 Tan, Chor Leng AGR041 Rep 2003-10-07
95 Tan, Wei Peng 陳威頻 AFW644 Rep 2004-09-27
96 Throsby, Timothy James Osborne 38 M ACT590 Rep 2005-07-12
97 Tsang, Eric On Bong 曾安邦 M AAA072 Rep 2006-06-01
98 Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 ADC037 Rep 2008-09-29
99 Tweeboom, Norman Lionel M AJE275 Rep 2003-11-25 2004-06-25
100 Upadhyay, Saurabh AJF328 Rep 2003-12-09 2008-09-29
101 Ventouras, Alexis 37 M ADS012 Rep 2003-08-06
102 Wang, Fang (SFC:AID230) 王芳 AID230 Rep 2008-09-29
103 Wang, Jun Ping 王君平 ADW638 Rep 2004-04-28
104 Watson, Alan James David 46 M AEE163 Rep 2004-07-08
105 Wernli, Michelle Suzanne F AIZ368 Rep 2003-06-19 2004-08-31
106 Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 ACN459 Rep 2003-05-12 2005-08-01
107 Wong, Carolyn Yuk Cheung 黃旭鏘 F AFT958 Rep 2003-05-13 2006-02-20
108 Wong, Chui Shan 黃翠珊 AGN589 Rep 2003-06-30
109 Wong, Edwin Ching Him 黃正謙 AEB025 Rep 2008-09-29
110 Wong, Marco Chi Duen M AFQ741 Rep 2008-09-29
111 Woo, Charles Kun M AHS996 Rep 2003-10-07
112 Woo, Rebecca Heng-yun 吳恆恩 F ABL783 Rep 2005-06-20
113 Wright, Symon Robert M ACG024 Rep 2006-03-20
114 Wu, Lici Leon Edward 伍禮慈 AJD966 Rep 2003-11-06 2004-06-25
115 Wu, Yat Wai 胡一威 37 M ACW474 Rep 2004-05-18
116 Yap, Chin Yee 叶君瑜 AFR721 Rep 2008-03-18
117 Yoon, Yong Cheul AGW405 Rep 2004-07-21
118 Yu, Janice Man Kiu 茹蔓喬 ADZ441 Rep 2004-02-03
119 Yu, Ming Lai 余明麗 AFU845 Rep 2003-08-15 2006-04-10
120 Zhao, Yu (SFC:AJD965) 趙瑜 AJD965 Rep 2004-02-16 2004-05-10

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