AllianceBernstein Hong Kong Limited 聯博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Absey, Robert George | M | ANZ640 | Rep | 2006-09-26 | 2006-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | |||||
| Rep | 2008-03-20 | 2008-03-28 | |||||
| 2 | Beinhacker, Stephen Michael | M | AQA182 | Rep | 2007-11-26 | 2007-11-27 | |
| Rep | 2008-08-05 | 2008-08-08 | |||||
| 3 | Beveridge, Neil Alexander Stewart | M | ATM595 | Rep | 2009-08-14 | 2009-10-13 | |
| Rep | 2009-10-15 | 2011-10-24 | |||||
| 4 | Buckley, Mark Robert | M | AQW563 | Rep | 2008-04-25 | 2008-11-26 | |
| 5 | Chan, Anthony Cho Kit 陳祖傑 | M | ACQ057 | Rep | 2018-04-10 | ||
| 6 | Chan, Benjamin Chung Fai 陳頌暉 | M | AGG379 | Rep | 2006-12-01 | ||
| 7 | Chan, Chi Lap (SFC:ATD881) 陳志立 | ATD881 | Rep | 2009-06-24 | 2010-12-31 | ||
| 8 | Chan, Patrick Kai Lung 陳啟龍 | 49 | M | ABC020 | RO | 2006-05-02 | |
| 9 | Chan, Sandy Sze Wan 陳詩蘊 | AFQ011 | Rep | 2005-09-01 | |||
| 10 | Cheh, Augustus Wing Chun 車永俊 | ALK192 | RO | 2004-12-29 | 2011-01-27 | ||
| 11 | Chen, Shan (SFC:AOB315) 陳珊 | AOB315 | Rep | 2006-10-17 | 2008-04-07 | ||
| 12 | Cheng, Pui Kan (SFC:APY381) 鄭培瑾 | APY381 | Rep | 2008-09-17 | 2013-09-19 | ||
| 13 | Cheung, Carrie Kai Li 張佳俐 | F | AMN619 | Rep | 2006-01-13 | 2008-10-10 | |
| 14 | Chin, Andrew Yee Choon | M | ALO227 | Rep | 2005-01-10 | 2005-01-14 | |
| 15 | Chiu, Sze Miu 招詩苗 | AQD961 | Rep | 2008-09-19 | 2011-09-08 | ||
| 16 | Choi, Wai 蔡慧 | ADN272 | Rep | 2009-04-30 | 2012-02-16 | ||
| 17 | Choi, Winnie Wing Yin 蔡穎妍 | F | AMV206 | Rep | 2009-09-14 | 2009-09-18 | |
| 18 | Chow, Nelson Kin Hung 鄒建雄 | M | AGF156 | Rep | 2004-05-31 | 2016-07-14 | |
| 19 | Chow, Richard Wai Tat 周偉達 | M | AJB550 | Rep | 2003-08-01 | 2011-09-16 | |
| 20 | Chow, Stephen Benny Ting Fai 周珽輝 | M | ANE749 | Rep | 2008-05-05 | 2009-08-14 | |
| 21 | Chung, Daisy Sze Kie 鍾詩琪 | F | AIG183 | Rep | |||
| 22 | D'Auria, Henry S | M | ARU736 | Rep | 2008-11-11 | 2008-11-13 | |
| 23 | De Noon, Paul Joseph | M | ALY371 | Rep | 2005-04-25 | 2005-04-26 | |
| Rep | 2009-09-14 | 2009-09-18 | |||||
| 24 | Deahl, Jan David | M | ALP919 | Rep | 2005-02-17 | 2007-12-31 | |
| 25 | Dell, Benjamin Philip | M | ATX653 | Rep | 2009-10-19 | 2009-10-23 | |
| 26 | Demakis, Drew William | M | APB629 | Rep | 2007-06-11 | 2007-06-16 | |
| 27 | Dryzgula, Robert Albert | M | AMA046 | Rep | 2005-05-23 | 2005-08-20 | |
| 28 | Edwards, Antony James (1967) | 42 | M | AAW726 | Rep | 2005-07-11 | 2005-07-14 |
| Rep | 2005-09-05 | 2005-09-06 | |||||
| Rep | 2006-02-15 | 2006-02-17 | |||||
| Rep | 2006-03-28 | 2006-04-02 | |||||
| Rep | 2006-07-10 | 2006-07-14 | |||||
| Rep | 2006-08-22 | 2006-09-08 | |||||
| Rep | 2007-03-12 | 2007-07-31 | |||||
| RO | 2007-07-31 | 2009-09-25 | |||||
| 29 | Eyunni, Srinivas Rajeev Kiran | AOV720 | Rep | 2007-04-27 | 2011-07-07 | ||
| 30 | Fay, Sharon Ellen | F | AMC652 | Rep | 2005-07-08 | 2005-07-14 | |
| Rep | 2006-10-10 | 2006-10-13 | |||||
| 31 | Fedak, Marilyn G | AOP219 | Rep | 2007-03-01 | 2007-03-03 | ||
| 32 | Ford, Benjamin Christopher George | M | AIU616 | Rep | 2003-05-29 | 2003-08-27 | |
| 33 | Godridge, Benjamin John | M | ATS628 | Rep | 2009-09-30 | 2011-09-16 | |
| 34 | Griffiths, Graeme Derek Victor | M | AOA583 | Rep | 2006-10-12 | 2006-10-14 | |
| Rep | 2008-02-11 | 2008-02-15 | |||||
| Rep | 2008-05-07 | 2008-08-07 | |||||
| Rep | 2008-11-03 | 2008-11-07 | |||||
| Rep | 2009-02-02 | 2009-02-13 | |||||
| Rep | 2009-05-04 | 2009-05-08 | |||||
| Rep | 2009-07-24 | 2009-07-31 | |||||
| Rep | 2009-10-12 | 2009-10-13 | |||||
| Rep | 2009-10-27 | 2009-10-30 | |||||
| 35 | Guo, Wei (SFC:ASU040) 郭煒 | ASU040 | Rep | 2009-06-30 | 2010-02-05 | ||
| 36 | Hasnain, Syed Jafer | AMX713 | Rep | 2006-01-18 | 2006-01-27 | ||
| Rep | 2006-07-19 | 2006-07-21 | |||||
| Rep | 2007-02-08 | 2007-02-09 | |||||
| Rep | 2008-10-24 | 2008-11-03 | |||||
| 37 | Henkel, David Carl | M | ARO112 | Rep | 2008-09-05 | 2008-09-10 | |
| 38 | Henricks, Peter Jarvis | 49 | M | AER025 | RO | 2003-06-30 | |
| 39 | Hong, Andrew Bum Suk | M | ANX962 | Rep | 2006-11-08 | 2008-11-28 | |
| 40 | Horikawa, Atsushi | APJ349 | Rep | 2007-08-13 | 2009-07-29 | ||
| 41 | Hui, Wan Yee 許韻兒 | AEX961 | Rep | 2009-08-24 | 2011-10-18 | ||
| 42 | Itaba, Ken | M | APZ544 | Rep | 2007-11-22 | 2007-12-01 | |
| 43 | Kaul, Ajai Mohan | AJE920 | Rep | 2003-10-15 | 2004-06-09 | ||
| RO | 2004-06-09 | ||||||
| 44 | Kelleher, Stephen Sean | M | APW075 | Rep | 2007-10-22 | 2007-10-30 | |
| 45 | Kenneally, Susan Boland | F | AOA256 | Rep | 2006-10-10 | 2006-10-12 | |
| 46 | Kennedy, Matthew (SFC:ANU294) | M | ANU294 | Rep | 2006-08-21 | 2012-11-20 | |
| 47 | Koh, Whee Leng | ANQ408 | Rep | 2006-07-20 | 2006-07-21 | ||
| Rep | 2006-11-22 | 2006-11-24 | |||||
| Rep | 2007-07-16 | 2010-06-30 | |||||
| 48 | Konialidis, Nikolaos Chrysostomos | ATX891 | Rep | 2009-10-14 | 2009-10-16 | ||
| Rep | 2009-10-22 | 2009-10-23 | |||||
| Rep | 2009-10-27 | 2009-10-30 | |||||
| 49 | Kook, Soonwoong | AMJ994 | Rep | 2005-10-24 | 2008-09-03 | ||
| 50 | Kraus, Peter S | M | ASM271 | Rep | 2009-03-16 | 2009-03-17 | |
| 51 | Kuan, Wendy Hsiao Wei 關曉薇 | F | ANE317 | Rep | 2006-05-10 | 2012-02-22 | |
| 52 | Kwok, Charles Cheong Ping 郭昌平 | M | ACJ620 | Rep | 2009-09-01 | 2011-03-28 | |
| 53 | Lam, Cherin Sze Ning 林詩寧 | AEG765 | Rep | 2006-08-01 | 2008-11-03 | ||
| 54 | Lam, Chi Kwan (SFC:AGA429) 林志坤 | AGA429 | Rep | 2007-07-17 | 2009-01-01 | ||
| 55 | Lam, Victoria Wing Man 林穎文 | F | AQH499 | Rep | 2008-01-18 | 2009-06-12 | |
| 56 | Lau, Vera Ka Yi 劉嘉怡 | F | AQW236 | Rep | 2008-04-18 | 2009-01-22 | |
| Rep | 2009-02-13 | 2009-07-24 | |||||
| 57 | Lavi, Avraham | AQC511 | Rep | 2007-12-12 | 2007-12-15 | ||
| 58 | Law, Albert Chung Hang 羅重恆 | M | AEI015 | Rep | 2009-06-17 | 2012-01-12 | |
| 59 | Lee, Chang Bok 李彰馥 | ARN744 | Rep | 2008-08-27 | 2009-06-12 | ||
| 60 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2005-04-13 | 2009-02-18 | |
| 61 | Lee, Denise Hau Ying 李巧盈 | F | ASK486 | Rep | 2009-02-11 | 2013-10-29 | |
| 62 | Lee, Dokyoung | ALB229 | Rep | 2004-08-05 | 2004-08-06 | ||
| Rep | 2005-01-27 | 2005-01-29 | |||||
| Rep | 2005-04-14 | 2005-04-15 | |||||
| Rep | 2005-05-17 | 2005-05-19 | |||||
| Rep | 2005-07-11 | 2005-07-13 | |||||
| Rep | 2005-07-28 | 2005-07-29 | |||||
| Rep | 2005-08-16 | 2005-08-17 | |||||
| Rep | 2005-09-08 | 2005-09-10 | |||||
| Rep | 2005-10-26 | 2005-10-27 | |||||
| Rep | 2005-11-14 | 2005-11-18 | |||||
| Rep | 2006-01-18 | 2006-01-20 | |||||
| Rep | 2006-03-28 | 2006-03-29 | |||||
| Rep | 2006-04-11 | 2006-04-13 | |||||
| Rep | 2006-04-28 | 2006-04-29 | |||||
| Rep | 2006-05-18 | 2006-05-19 | |||||
| Rep | 2006-07-25 | 2009-10-12 | |||||
| 63 | Lee, Matthew Wai Shun 李維信 | M | ACC119 | Rep | 2003-08-05 | ||
| RO | 2003-08-05 | 2005-11-16 | |||||
| 64 | Leung, Lilian Bik Han 梁碧嫻 | F | ADA909 | Rep | 2009-05-04 | 2010-04-16 | |
| 65 | Ley, Jason Patrick | M | AMX711 | Rep | 2006-01-18 | 2006-01-27 | |
| 66 | Li Chan, Kam Ling 李陳金玲 | ALR945 | Rep | 2005-02-02 | 2005-06-03 | ||
| 67 | Li, Philip Yee Lap 李以立 | M | AJF874 | Rep | 2006-06-15 | 2008-02-03 | |
| 68 | Li, Song (SFC:ANP431) 李松 | ANP431 | Rep | 2006-08-09 | 2008-11-03 | ||
| 69 | Li, Wendy Kam Mui 李金梅 | F | AFM350 | Rep | 2009-03-30 | ||
| 70 | Lieberman, Gerald Michael | M | ALK159 | Rep | 2005-09-27 | 2005-09-28 | |
| RO | 2007-03-20 | 2007-03-22 | |||||
| RO | 2008-06-04 | 2008-06-07 | |||||
| 71 | Lin, John Jen-ho | M | AGE869 | Rep | 2008-12-12 | 2022-08-12 | |
| 72 | Martini, Giulio (SFC:AMB606) | AMB606 | Rep | 2005-07-08 | 2005-07-15 | ||
| 73 | Masters, Seth | M | ALH777 | Rep | 2004-10-04 | 2004-10-05 | |
| Rep | 2004-12-07 | 2004-12-08 | |||||
| Rep | 2005-07-08 | 2005-07-14 | |||||
| Rep | 2005-12-05 | 2005-12-06 | |||||
| Rep | 2006-03-01 | 2006-03-02 | |||||
| Rep | 2007-03-21 | 2007-03-23 | |||||
| Rep | 2007-12-03 | 2007-12-08 | |||||
| Rep | 2009-02-23 | 2009-02-25 | |||||
| 74 | Mayer, Marc Orlans | M | ARO541 | Rep | 2008-09-08 | 2008-09-11 | |
| 75 | McCue, Brandon James | M | AMC690 | Rep | 2005-06-18 | 2005-06-23 | |
| Rep | 2005-10-17 | 2005-10-19 | |||||
| 76 | Minnetian, Matthew James | M | AMN565 | Rep | 2005-09-26 | 2005-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | |||||
| Rep | 2009-10-05 | 2009-10-09 | |||||
| 77 | Momose, Noriko | AMU158 | Rep | 2005-12-13 | 2005-12-14 | ||
| Rep | 2006-06-08 | 2006-06-09 | |||||
| 78 | Mon, Michael Lee 文嘉明 | M | AMU524 | Rep | 2005-12-12 | 2005-12-16 | |
| Rep | 2006-07-06 | 2007-04-30 | |||||
| RO | 2007-04-30 | 2010-12-17 | |||||
| 79 | Moser, Kent Sanford | M | ALF653 | Rep | 2004-09-13 | 2004-09-15 | |
| 80 | Mubayi, Piyush | ADQ243 | Rep | 2007-02-06 | 2007-09-22 | ||
| 81 | Nagaswami, Ranjani Hopkins | AMO688 | Rep | 2005-10-19 | 2005-10-21 | ||
| Rep | 2008-11-20 | 2008-11-28 | |||||
| Rep | 2009-02-23 | 2009-02-26 | |||||
| 82 | Nelson, Richard Geoffrey | M | ANU047 | Rep | 2006-08-31 | 2006-09-03 | |
| 83 | Nikolich, Christopher | M | ANB471 | Rep | 2006-02-22 | 2006-02-24 | |
| 84 | Oden, John Evans | M | AOU898 | Rep | 2007-04-30 | 2007-05-03 | |
| Rep | 2009-05-11 | 2009-05-15 | |||||
| Rep | 2009-08-03 | 2009-08-14 | |||||
| 85 | Oe, Kumiko 大江久美子 | ANZ843 | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2011-10-26 | |||||
| 86 | Oliver, Roger Wayne | M | AMN564 | Rep | 2005-09-26 | 2005-09-27 | |
| Rep | 2008-01-11 | 2008-01-18 | |||||
| 87 | Palmer, Michael Scott | M | ANB401 | Rep | 2006-02-27 | 2006-03-01 | |
| 88 | Pang, Jimmy Kar-yin 彭家賢 | M | ANV218 | Rep | 2006-09-11 | 2006-09-29 | |
| Rep | 2006-11-28 | 2009-09-21 | |||||
| 89 | Pang, Matthew Man Yat 彭文逸 | M | ANE767 | Rep | 2007-11-20 | 2009-08-31 | |
| 90 | Peebles, Douglas James | M | AMD163 | Rep | 2005-07-08 | 2005-07-13 | |
| Rep | 2005-11-15 | 2005-11-16 | |||||
| Rep | 2006-01-26 | 2006-01-27 | |||||
| Rep | 2007-06-13 | 2007-06-20 | |||||
| Rep | 2008-04-29 | 2008-04-30 | |||||
| Rep | 2009-10-05 | 2009-10-09 | |||||
| 91 | Pettinato, Jillian Elaine | F | ATO928 | Rep | 2009-08-25 | 2009-10-23 | |
| 92 | Phlegar, Jeffrey Scott | M | AMJ997 | Rep | 2005-10-18 | 2005-10-19 | |
| Rep | 2008-04-18 | 2008-04-23 | |||||
| Rep | 2008-10-24 | 2008-11-03 | |||||
| Rep | 2009-07-13 | 2009-07-17 | |||||
| 93 | Poon, Joanna Ka Yee 潘嘉怡 | F | AGL868 | Rep | 2009-07-17 | 2009-08-08 | |
| 94 | Quinn, Emma Catherine | F | AOS451 | Rep | 2007-03-28 | 2007-03-31 | |
| Rep | 2008-10-06 | 2008-10-10 | |||||
| 95 | Rae, Stuart Campbell | M | ANT881 | Rep | 2006-08-25 | 2006-09-01 | |
| Rep | 2007-03-19 | 2012-02-13 | |||||
| 96 | Richter, Irene Nena Ida | F | AOZ118 | Rep | 2007-07-30 | 2009-09-17 | |
| 97 | Ruan, David Ching Chi | M | ADP750 | Rep | 2004-03-22 | ||
| 98 | Rudden, Patrick Joseph (SFC:ALQ729) | M | ALQ729 | Rep | 2005-01-20 | 2005-01-21 | |
| Rep | 2006-10-11 | 2006-10-13 | |||||
| Rep | 2007-08-14 | 2007-08-18 | |||||
| Rep | 2009-06-15 | 2009-07-15 | |||||
| 99 | Rudolph-Shabinsky, John | M | AMP485 | Rep | 2005-11-02 | 2005-11-04 | |
| 100 | Sanders, Lewis Alan | M | ALP908 | Rep | 2005-01-25 | 2005-01-27 | |
| Rep | 2005-04-14 | 2005-04-16 | |||||
| Rep | 2005-07-11 | 2005-07-14 | |||||
| Rep | 2007-06-04 | 2007-06-12 | |||||
| 101 | Seabolt, Christopher John | 34 | M | ALP933 | Rep | 2005-02-24 | 2006-10-05 |
| RO | 2006-10-05 | 2007-08-16 | |||||
| 102 | Sesin, Karen Ann | F | ANB402 | Rep | 2006-03-01 | 2006-03-02 | |
| 103 | Shen, Ju-Ching 沈如卿 | ATS930 | Rep | 2009-09-21 | 2009-10-31 | ||
| 104 | Shibuya, Rie | ANZ952 | Rep | 2006-09-27 | 2008-01-03 | ||
| RO | 2008-01-03 | 2012-12-31 | |||||
| 105 | Sidford, William Henry | M | AMP002 | Rep | 2005-10-18 | 2005-10-19 | |
| 106 | Simms, Kevin Frederick | M | AUA284 | Rep | 2009-10-28 | 2009-10-30 | |
| 107 | Singhai, Manish | AMD164 | Rep | 2005-07-11 | 2005-07-16 | ||
| Rep | 2005-11-07 | 2005-11-11 | |||||
| Rep | 2006-05-19 | 2006-05-20 | |||||
| Rep | 2006-07-18 | 2008-07-01 | |||||
| 108 | Tam, Joyce Tak Yan 譚德恩 | F | ALQ684 | Rep | 2005-06-10 | 2008-10-31 | |
| 109 | Tencza, Gregory John | M | ANA700 | RO | 2006-02-23 | 2006-02-24 | |
| Rep | 2007-06-01 | 2007-06-10 | |||||
| RO | 2009-03-16 | 2009-03-17 | |||||
| 110 | Ton, Suzanne To Quan 孫素君 | F | AAZ188 | Rep | 2003-08-26 | 2006-12-12 | |
| RO | 2006-12-12 | 2009-04-02 | |||||
| 111 | Toth, Gina Marie | ARV876 | Rep | 2008-11-11 | 2008-11-13 | ||
| Rep | 2009-03-02 | 2009-03-06 | |||||
| Rep | 2009-05-27 | 2009-06-05 | |||||
| Rep | 2009-08-07 | 2009-08-14 | |||||
| Rep | 2009-08-25 | 2009-08-28 | |||||
| 112 | Turnbough, David Rodger | M | ALI616 | Rep | 2004-10-25 | 2004-10-29 | |
| Rep | 2004-11-12 | 2004-11-15 | |||||
| Rep | 2005-02-01 | 2005-02-06 | |||||
| Rep | 2005-08-25 | 2005-08-31 | |||||
| Rep | 2005-11-16 | 2005-11-18 | |||||
| Rep | 2006-03-08 | 2006-03-10 | |||||
| Rep | 2006-07-17 | 2006-07-19 | |||||
| 113 | Wei, Serena 魏卓婷 | F | ASK055 | Rep | 2009-03-03 | 2009-09-06 | |
| 114 | Williams, Nicole Petra | F | APO568 | Rep | 2007-09-10 | 2009-12-03 | |
| 115 | Wong, Chapman Tsan Man 黃燦文 | AEH756 | Rep | 2004-08-13 | |||
| 116 | Wong, Dominic Wing Hang 王永鏗 | M | ACL614 | Rep | 2004-02-23 | ||
| 117 | Wong, June Wai Man 黃慧敏 | 43 | F | ACS213 | Rep | 2004-03-03 | 2006-11-07 |
| RO | 2006-11-07 | 2011-09-06 | |||||
| 118 | Wong, Lily Lillian 黃麗麗 | F | AJB572 | RO | 2003-10-16 | 2004-05-14 | |
| 119 | Wong, Wing Lam (SFC:ARK450) 黃詠琳 | ARK450 | Rep | 2008-07-31 | 2012-10-10 | ||
| 120 | Wong, Yau Nang 王祐能 | AMB339 | Rep | 2005-07-26 | 2009-01-16 | ||
| 121 | Wood, Catherine Duddy (SFC:ATT445) | F | ATT445 | Rep | 2009-09-21 | 2009-09-25 | |
| 122 | Yao, Alex Krystal 姚文詠 | ACS438 | Rep | 2003-08-30 | 2006-08-07 | ||
| RO | 2006-08-07 | 2008-05-30 | |||||
| 123 | Yao, David See Wing 姚思榮 | M | AOB931 | Rep | 2009-08-06 | 2015-05-30 | |
| 124 | Yim, Claire Yeuk King 嚴若瓊 | F | AIB370 | Rep | 2005-07-29 | ||
| 125 | Yiu, Tze Wai 姚志威 | APS748 | Rep | 2007-10-09 | 2009-08-31 | ||
| 126 | Yu, Vernon Ka Leung | AEE209 | Rep | 2005-01-19 | 2006-06-16 | ||
| RO | 2006-06-16 | 2011-04-08 | |||||
| 127 | Yung, Chun Kwok 翁振國 | ACB873 | Rep | 2008-07-05 | |||
| Rep | 2008-11-28 | 2014-12-11 | |||||
| 128 | Yuoh, Kewjin | ALE789 | Rep | 2004-08-30 | 2004-08-31 | ||
| Rep | 2009-04-20 | 2009-04-24 | |||||
| 129 | Zhu, Liang (SFC:ASW584) 朱良 | ASW584 | Rep | 2009-04-27 | 2023-12-18 | ||
| 130 | Zlotnikov, Vadim | ASO250 | Rep | 2009-03-20 | 2009-03-28 | ||
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