GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | RO | 2005-04-28 | 2007-02-24 | |
| 2 | Agne, Mark Edward (SFC:ANP670) | M | ANP670 | Rep | 2006-06-30 | 2006-09-26 | |
| RO | 2006-09-26 | 2016-05-21 | |||||
| 3 | Ahmad, Syed Hyder | ADU329 | RO | 2006-08-01 | |||
| 4 | Alireza, Yusuf Abdulla Yusuf Akbar | 41 | M | ARG448 | RO | 2011-05-25 | 2011-12-08 |
| 5 | Bae, Christopher Thomas | 35 | M | AQI792 | Rep | 2008-01-24 | 2009-04-29 |
| RO | 2009-04-29 | 2009-07-17 | |||||
| 6 | Ben-Shachar, Sa-Ar David | M | AQI397 | Rep | 2008-01-22 | 2016-10-10 | |
| 7 | Besson, Guillaume Gerard Marie | M | ALI003 | Rep | 2010-08-10 | 2011-02-23 | |
| RO | 2011-02-23 | 2016-03-02 | |||||
| 8 | Carr, Michael John (SFC:AGC458) | M | AGC458 | RO | 2003-06-16 | ||
| 9 | Chan, Beonna Mei Chun 陳美珍 | AAF948 | Rep | 2011-10-11 | |||
| 10 | Chan, Kelvin Chi Kong 陳志江 | M | AHS841 | Rep | 2011-02-25 | 2014-04-18 | |
| 11 | Chan, Pui Ping 陳沛萍 | ACW670 | Rep | 2016-10-10 | |||
| 12 | Chau, Chun 周聰 | ACS103 | Rep | 2016-10-10 | |||
| 13 | Cheeseman, Robert Ross | M | ANY227 | Rep | 2006-09-19 | 2012-03-16 | |
| 14 | Chen, Charles Yuan Liang 陳仁樑 | M | AEZ084 | Rep | 2008-05-02 | ||
| 15 | Chen, Henry Lin 陳林正 | 41 | M | AFG008 | RO | 2007-07-04 | 2008-08-23 |
| 16 | Cheung, Suk Mun 張淑敏 | AIG228 | Rep | 2011-08-02 | 2014-05-31 | ||
| 17 | Chia, Wei Chen 謝偉政 | M | ALZ911 | Rep | 2005-11-16 | 2007-01-29 | |
| 18 | Chiu, Ping 趙平 | AEW882 | Rep | 2007-01-13 | |||
| 19 | Chow, Isabella Man Fung 周文鳳 | F | AFU155 | Rep | 2004-12-29 | ||
| 20 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2004-06-19 | |||
| 21 | Deats, Warren Edmund | M | AWD931 | Rep | 2010-10-29 | 2012-02-25 | |
| 22 | Evans, John Michael (1957-08-16) | 54 | M | ALL687 | Rep | 2004-11-29 | 2005-02-01 |
| RO | 2005-02-01 | 2008-04-10 | |||||
| 23 | Flamand, Philippe Francois | M | AUS996 | Rep | 2010-02-25 | 2012-05-01 | |
| 24 | Freshwater, Timothy George 范華達 | 67 | M | ADV670 | RO | 2011-08-26 | |
| 25 | Ghatalia, Rajiv Arvind | ADJ584 | RO | 2003-07-16 | 2005-06-22 | ||
| 26 | Gnodde, Richard John | 51 | M | AFM829 | RO | 2005-01-07 | |
| 27 | Ip, Wai Lam 葉偉林 | ANP650 | Rep | 2008-04-30 | 2010-06-26 | ||
| 28 | Joly, Jean Denis | AMN692 | Rep | 2005-10-03 | 2012-02-06 | ||
| 29 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2008-03-04 | ||
| 30 | Karnani, Vijay | AEO835 | Rep | 2006-06-01 | |||
| 31 | Kedia, Prashant | AHA894 | Rep | 2007-03-24 | |||
| 32 | Kemp, Michael Kenneth | M | AMR616 | Rep | 2005-11-07 | 2008-12-11 | |
| 33 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | RO | 2007-02-23 | 2008-09-22 | ||
| 34 | Kim, David Doopyo | M | APR027 | Rep | 2007-09-19 | 2012-04-26 | |
| 35 | Kim, Jeffrey Il Jung | M | ATQ943 | Rep | 2009-09-03 | 2012-02-15 | |
| 36 | Ko, Cheuk Yan 高卓仁 | AVA622 | Rep | 2011-07-18 | 2016-10-10 | ||
| 37 | Kok, Ka Keung 郭家強 | AHF204 | Rep | 2010-04-08 | 2016-03-19 | ||
| 38 | Kong, Luhua 孔露華 | AOL209 | Rep | 2007-09-12 | 2011-10-19 | ||
| 39 | Koto, Hisanori 古東久典 | ANS125 | Rep | 2006-08-04 | 2012-02-17 | ||
| 40 | Kuo, Cheung 郭強 | ACZ555 | Rep | 2003-04-26 | 2007-07-10 | ||
| RO | 2007-07-10 | 2011-02-01 | |||||
| Rep | 2011-02-01 | 2011-03-19 | |||||
| 41 | Kwan, Wendy Yok Bing 關玉冰 | F | AEH770 | Rep | 2011-10-04 | 2012-09-11 | |
| 42 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-08-22 | |||
| 43 | Lam, Milton Chi Siu 林子紹 | AGW054 | Rep | 2004-05-14 | 2009-01-17 | ||
| 44 | Lau, Jason Wing Yiu 劉永耀 | M | APU510 | Rep | 2007-10-10 | 2008-08-16 | |
| 45 | Lau, Lambert Ming Yeung 劉名揚 | 32 | M | AGP157 | Rep | 2015-10-19 | |
| 46 | Lau, Vincent Ying Kwong 劉迎光 | M | AAA905 | Rep | 2008-12-30 | ||
| 47 | Lee, Cheril Chung Chi 李頌慈 | AEF121 | Rep | 2005-10-13 | 2008-11-07 | ||
| 48 | Leung, Simon Chung Man 梁頌文 | M | AJL621 | Rep | 2011-03-25 | 2014-02-19 | |
| 49 | Leven, Hans Johan | M | AGR742 | RO | 2007-12-14 | 2009-07-01 | |
| 50 | Lim, Boon Keong | ACY706 | Rep | 2003-07-01 | |||
| 51 | Lin, Danny Chi Long 林志朗 | ADD804 | Rep | 2007-05-21 | 2008-12-11 | ||
| 52 | Liu, Gary Huan Chieh 劉煥傑 | M | ADW756 | Rep | 2004-04-06 | ||
| 53 | Liu, Hao-Cheng 劉浩正 | ADA141 | Rep | 2004-10-12 | |||
| 54 | Lu, Peili 陸培麗 | AOO566 | Rep | 2007-02-16 | 2011-03-26 | ||
| 55 | Lui, Jervis Chun Wai 呂俊為 | AHY083 | Rep | 2003-10-09 | |||
| 56 | Mabardy, Michael Paul | M | AFQ687 | Rep | 2006-01-07 | ||
| 57 | Macdonald, Peter Bremner (SFC:AMM281) | M | AMM281 | RO | 2007-01-25 | 2007-04-18 | |
| 58 | Machin, Mark Gordon Adam | M | ACT421 | RO | 2006-09-11 | 2011-08-26 | |
| 59 | Mak, William Wai Hang 麥偉恒 | M | AUZ473 | Rep | 2010-04-12 | 2016-10-10 | |
| 60 | Maliah, Raghav | AFR865 | RO | 2011-06-01 | 2011-08-26 | ||
| 61 | McCarthy, Brendan Michael (SFC:AQQ106) | M | AQQ106 | Rep | 2009-06-25 | 2013-01-10 | |
| 62 | McTamaney, Robert Anthony III | M | AON377 | Rep | 2007-02-09 | 2007-10-29 | |
| RO | 2007-10-29 | 2011-07-01 | |||||
| 63 | Mithran, Girish | AFU262 | Rep | 2003-11-07 | 2012-03-21 | ||
| 64 | Mok, Jonathan Chung Kiu 莫仲翹 | M | AHA655 | Rep | 2003-10-29 | 2005-08-11 | |
| 65 | Moser, Ronald J Jr | M | AOU908 | Rep | 2008-02-15 | 2016-06-01 | |
| 66 | Ng, Soon Wei 伍順輝 | AEN030 | Rep | 2006-07-27 | 2009-01-22 | ||
| 67 | Ngai, Henry Chun Kit 倪俊傑 | M | AEF259 | Rep | 2003-09-29 | 2003-12-18 | |
| 68 | Okabe, Toru | AGG883 | Rep | 2012-07-28 | |||
| 69 | Paik, Sang Hyeon | AGN870 | Rep | 2005-02-01 | |||
| 70 | Piplani, Dhruv | AOX012 | Rep | 2007-05-11 | 2009-05-27 | ||
| RO | 2009-05-27 | 2010-11-17 | |||||
| Rep | 2010-11-17 | 2011-12-12 | |||||
| 71 | Reilly, Eugene T | M | ANH725 | RO | 2007-03-13 | 2009-12-21 | |
| 72 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2011-08-16 | 2016-10-10 | |
| 73 | Rhee, Howard Sang-Hoon | M | AGN744 | Rep | 2005-01-17 | ||
| 74 | Ryan, David Michael (SFC:ADX838) | M | ADX838 | RO | 2006-09-29 | 2008-06-01 | |
| Rep | 2008-06-01 | 2012-05-14 | |||||
| 75 | Sabot, Florent Roland Christian | M | AWD111 | Rep | 2010-10-27 | 2010-11-10 | |
| 76 | Sago, Katsunori | ANR813 | Rep | 2006-07-24 | 2008-09-30 | ||
| 77 | Sahni, Akshay | M | AMC661 | Rep | 2009-07-15 | 2015-02-05 | |
| 78 | Schrantz, Alexander (SFC:AFF166) | M | AFF166 | RO | 2006-09-11 | 2011-03-19 | |
| 79 | Seto, Elvis Kong Yiu 司徒光耀 | M | AML314 | Rep | 2005-10-25 | 2016-05-06 | |
| 80 | Shen, Benjamin Guanfuu | M | AVS738 | Rep | 2010-08-26 | 2012-07-07 | |
| 81 | Shu, Karman Hoi Ming 舒凱明 | AQB106 | Rep | 2007-11-29 | 2016-03-02 | ||
| 82 | Sivapathasundaram, Radeepan | ARF699 | Rep | 2008-06-20 | 2008-12-11 | ||
| 83 | Stubbs, Arthur James Kay | 46 | M | AGH355 | Rep | 2003-10-29 | 2004-02-20 |
| 84 | Sze, Rick Wai Pang 施維鵬 | AGK899 | Rep | 2004-07-05 | 2011-05-04 | ||
| 85 | Tang, Nelson Chun Wai 鄧駿威 | 25 | M | ARN983 | Rep | 2008-08-26 | 2010-06-26 |
| 86 | Tang, Yue Han | AVS022 | Rep | 2010-09-03 | 2014-05-31 | ||
| 87 | Tom, Edward 譚子平 | M | ANF158 | Rep | 2007-03-30 | 2014-06-19 | |
| 88 | Torrible, David Geoffrey 大衛德利保 | M | ACC905 | RO | 2008-07-11 | 2012-02-06 | |
| 89 | Towfigh, Frederick (SFC:ADD816) | M | ADD816 | RO | 2011-08-25 | 2016-10-10 | |
| 90 | Voon, David Hian Fook 溫賢福 | 45 | M | ADT742 | RO | 2007-03-21 | |
| 91 | Waitze, Michael Irwin | M | AJH323 | Rep | 2003-12-04 | 2004-07-30 | |
| 92 | Wan, Yu Tsung 尹宇冲 | ANQ569 | Rep | 2006-07-11 | 2016-10-10 | ||
| 93 | Wang, Ernie | AMK118 | Rep | 2005-09-01 | 2008-03-18 | ||
| 94 | Wang, Jian (SFC:APB793) 王堅 | APB793 | Rep | 2007-06-11 | 2011-07-23 | ||
| 95 | Wat, Chi Ming 屈志銘 | ADU895 | Rep | 2003-08-21 | |||
| 96 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | AHX034 | Rep | 2003-07-12 | ||
| 97 | Wu, Michael David Ping Lam 吳炳霖 | 29 | M | ASD087 | Rep | 2008-12-05 | 2013-10-25 |
| 98 | Yang, Fan (SFC:ARM895) 楊帆 | ARM895 | Rep | 2008-08-25 | 2010-06-26 | ||
| 99 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | ADU464 | Rep | 2016-06-29 | |||
| 100 | Zagury, Alan | M | ARN030 | Rep | 2008-08-12 | 2015-04-01 | |
| 101 | Zee, John 徐強生 | M | AAE260 | Rep | 2005-04-07 | ||
| 102 | Zhang, You (SFC:AMF141) 章友 | AMF141 | Rep | 2005-08-09 | 2015-01-29 | ||
| 103 | Zhao, Jinxiang 趙金祥 | AJA977 | Rep | 2009-10-20 | 2014-01-29 | ||
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