GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Adair, John Joseph | M | RO | 2005-04-28 | 2007-02-24 | |
2 | Agne, Mark Edward (SFC:ANP670) | M | Rep | 2006-06-30 | 2006-09-26 | |
RO | 2006-09-26 | 2016-05-21 | ||||
3 | Ahmad, Syed Hyder | RO | 2006-08-01 | |||
4 | Alireza, Yusuf Abdulla Yusuf Akbar | 41 | M | RO | 2011-05-25 | 2011-12-08 |
5 | Bae, Christopher Thomas | 35 | M | Rep | 2008-01-24 | 2009-04-29 |
RO | 2009-04-29 | 2009-07-17 | ||||
6 | Ben-Shachar, Sa-Ar David | M | Rep | 2008-01-22 | 2016-10-10 | |
7 | Besson, Guillaume Gerard Marie | M | Rep | 2010-08-10 | 2011-02-23 | |
RO | 2011-02-23 | 2016-03-02 | ||||
8 | Bollinger, Stefan Rolf | RO | 2011-12-06 | 2013-10-16 | ||
9 | Carr, Michael John (SFC:AGC458) | M | RO | 2003-06-16 | ||
10 | Chan, Beonna Mei Chun 陳美珍 | Rep | 2011-10-11 | |||
11 | Chan, Kelvin Chi Kong 陳志江 | M | Rep | 2011-02-25 | 2014-04-18 | |
12 | Chan, Pui Ping 陳沛萍 | Rep | 2016-10-10 | |||
13 | Chau, Chun 周聰 | Rep | 2016-10-10 | |||
14 | Cheeseman, Robert Ross | M | Rep | 2006-09-19 | 2012-03-16 | |
15 | Chen, Charles Yuan Liang 陳仁樑 | M | Rep | 2008-05-02 | ||
16 | Chen, Henry Lin 陳林正 | 41 | M | RO | 2007-07-04 | 2008-08-23 |
17 | Cheung, Suk Mun 張淑敏 | Rep | 2011-08-02 | 2014-05-31 | ||
18 | Chia, Wei Chen 謝偉政 | M | Rep | 2005-11-16 | 2007-01-29 | |
19 | Chiu, Ping 趙平 | Rep | 2007-01-13 | |||
20 | Chow, Isabella Man Fung 周文鳳 | F | Rep | 2004-12-29 | ||
21 | Chui, Chi-Sun 徐志真 | Rep | 2004-06-19 | |||
22 | Deats, Warren Edmund | M | Rep | 2010-10-29 | 2012-02-25 | |
23 | Evans, John Michael (1957-08-16) | 54 | M | Rep | 2004-11-29 | 2005-02-01 |
RO | 2005-02-01 | 2008-04-10 | ||||
24 | Flamand, Philippe Francois | M | Rep | 2010-02-25 | 2012-05-01 | |
25 | Freshwater, Timothy George 范華達 | 67 | M | RO | 2011-08-26 | |
26 | Ghatalia, Rajiv Arvind | RO | 2003-07-16 | 2005-06-22 | ||
27 | Gnodde, Richard John | 51 | M | RO | 2005-01-07 | |
28 | Ip, Wai Lam 葉偉林 | Rep | 2008-04-30 | 2010-06-26 | ||
29 | Joly, Jean Denis | Rep | 2005-10-03 | 2012-02-06 | ||
30 | Jung, Christopher Lam 曾俊文 | M | Rep | 2008-03-04 | ||
31 | Karnani, Vijay | Rep | 2006-06-01 | |||
32 | Kedia, Prashant | Rep | 2007-03-24 | |||
33 | Kemp, Michael Kenneth | M | Rep | 2005-11-07 | 2008-12-11 | |
34 | Kengeter, Carsten Norbert (SFC:ANM959) | RO | 2007-02-23 | 2008-09-22 | ||
35 | Kim, David Doopyo | M | Rep | 2007-09-19 | 2012-04-26 | |
36 | Kim, Jeffrey Il Jung | M | Rep | 2009-09-03 | 2012-02-15 | |
37 | Ko, Cheuk Yan 高卓仁 | Rep | 2011-07-18 | 2016-10-10 | ||
38 | Kok, Ka Keung 郭家強 | Rep | 2010-04-08 | 2016-03-19 | ||
39 | Kong, Luhua 孔露華 | Rep | 2007-09-12 | 2011-10-19 | ||
40 | Koto, Hisanori 古東久典 | Rep | 2006-08-04 | 2012-02-17 | ||
41 | Kuo, Cheung 郭強 | Rep | 2003-04-26 | 2007-07-10 | ||
RO | 2007-07-10 | 2011-02-01 | ||||
Rep | 2011-02-01 | 2011-03-19 | ||||
42 | Kwan, Wendy Yok Bing 關玉冰 | F | Rep | 2011-10-04 | 2012-09-11 | |
43 | Lai, Wai Tsz 黎慧慈 | Rep | 2003-08-22 | |||
44 | Lam, Milton Chi Siu 林子紹 | Rep | 2004-05-14 | 2009-01-17 | ||
45 | Lau, Jason Wing Yiu 劉永耀 | M | Rep | 2007-10-10 | 2008-08-16 | |
46 | Lau, Lambert Ming Yeung 劉名揚 | 32 | M | Rep | 2015-10-19 | |
47 | Lau, Vincent Ying Kwong 劉迎光 | M | Rep | 2008-12-30 | ||
48 | Lee, Cheril Chung Chi 李頌慈 | Rep | 2005-10-13 | 2008-11-07 | ||
49 | Leung, Simon Chung Man 梁頌文 | M | Rep | 2011-03-25 | 2014-02-19 | |
50 | Leven, Hans Johan | M | RO | 2007-12-14 | 2009-07-01 | |
51 | Lim, Boon Keong | Rep | 2003-07-01 | |||
52 | Lin, Danny Chi Long 林志朗 | Rep | 2007-05-21 | 2008-12-11 | ||
53 | Liu, Gary Huan Chieh 劉煥傑 | M | Rep | 2004-04-06 | ||
54 | Liu, Hao-Cheng 劉浩正 | Rep | 2004-10-12 | |||
55 | Lu, Peili 陸培麗 | Rep | 2007-02-16 | 2011-03-26 | ||
56 | Lui, Jervis Chun Wai 呂俊為 | Rep | 2003-10-09 | |||
57 | Mabardy, Michael Paul | M | Rep | 2006-01-07 | ||
58 | Macdonald, Peter Bremner (SFC:AMM281) | M | RO | 2007-01-25 | 2007-04-18 | |
59 | Machin, Mark Gordon Adam | M | RO | 2006-09-11 | 2011-08-26 | |
60 | Mak, William Wai Hang 麥偉恒 | M | Rep | 2010-04-12 | 2016-10-10 | |
61 | Maliah, Raghav | RO | 2011-06-01 | 2011-08-26 | ||
62 | McCarthy, Brendan Michael (SFC:AQQ106) | M | Rep | 2009-06-25 | 2013-01-10 | |
63 | McTamaney, Robert Anthony III | M | Rep | 2007-02-09 | 2007-10-29 | |
RO | 2007-10-29 | 2011-07-01 | ||||
64 | Mithran, Girish | Rep | 2003-11-07 | 2012-03-21 | ||
65 | Mok, Jonathan Chung Kiu 莫仲翹 | M | Rep | 2003-10-29 | 2005-08-11 | |
66 | Moser, Ronald J Jr | M | Rep | 2008-02-15 | 2016-06-01 | |
67 | Ng, Soon Wei 伍順輝 | Rep | 2006-07-27 | 2009-01-22 | ||
68 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2003-09-29 | 2003-12-18 | |
69 | Okabe, Toru | Rep | 2012-07-28 | |||
70 | Paik, Sang Hyeon | Rep | 2005-02-01 | |||
71 | Piplani, Dhruv | Rep | 2007-05-11 | 2009-05-27 | ||
RO | 2009-05-27 | 2010-11-17 | ||||
Rep | 2010-11-17 | 2011-12-12 | ||||
RO | 2011-12-12 | 2013-06-22 | ||||
72 | Reilly, Eugene T | M | RO | 2007-03-13 | 2009-12-21 | |
73 | Reinert, Alexandre Richard Harald | M | Rep | 2011-08-16 | 2016-10-10 | |
74 | Rhee, Howard Sang-Hoon | M | Rep | 2005-01-17 | ||
75 | Ryan, David Michael (SFC:ADX838) | M | RO | 2006-09-29 | 2008-06-01 | |
Rep | 2008-06-01 | 2012-05-14 | ||||
76 | Sabot, Florent Roland Christian | M | Rep | 2010-10-27 | 2010-11-10 | |
77 | Sago, Katsunori | Rep | 2006-07-24 | 2008-09-30 | ||
78 | Sahni, Akshay | M | Rep | 2009-07-15 | 2015-02-05 | |
79 | Schrantz, Alexander (SFC:AFF166) | M | RO | 2006-09-11 | 2011-03-19 | |
80 | Seto, Elvis Kong Yiu 司徒光耀 | M | Rep | 2005-10-25 | 2016-05-06 | |
81 | Shen, Benjamin Guanfuu | M | Rep | 2010-08-26 | 2012-07-07 | |
82 | Shu, Karman Hoi Ming 舒凱明 | Rep | 2007-11-29 | 2016-03-02 | ||
83 | Sivapathasundaram, Radeepan | Rep | 2008-06-20 | 2008-12-11 | ||
84 | Stubbs, Arthur James Kay | 46 | M | Rep | 2003-10-29 | 2004-02-20 |
85 | Suen, Ming Chit 孫明哲 | RO | 2011-12-16 | 2016-10-10 | ||
86 | Sze, Rick Wai Pang 施維鵬 | Rep | 2004-07-05 | 2011-05-04 | ||
87 | Tang, Nelson Chun Wai 鄧駿威 | 25 | M | Rep | 2008-08-26 | 2010-06-26 |
88 | Tang, Yue Han | Rep | 2010-09-03 | 2014-05-31 | ||
89 | Tom, Edward 譚子平 | M | Rep | 2007-03-30 | 2014-06-19 | |
90 | Torrible, David Geoffrey 大衛德利保 | M | RO | 2008-07-11 | 2012-02-06 | |
91 | Towfigh, Frederick (SFC:ADD816) | M | RO | 2011-08-25 | 2016-10-10 | |
92 | Voon, David Hian Fook 溫賢福 | 45 | M | RO | 2007-03-21 | |
93 | Waitze, Michael Irwin | M | Rep | 2003-12-04 | 2004-07-30 | |
94 | Wan, Yu Tsung 尹宇冲 | Rep | 2006-07-11 | 2016-10-10 | ||
95 | Wang, Ernie | Rep | 2005-09-01 | 2008-03-18 | ||
96 | Wang, Jian (SFC:APB793) 王堅 | Rep | 2007-06-11 | 2011-07-23 | ||
97 | Wat, Chi Ming 屈志銘 | Rep | 2003-08-21 | |||
98 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | Rep | 2003-07-12 | ||
99 | Wu, Michael David Ping Lam 吳炳霖 | 29 | M | Rep | 2008-12-05 | 2013-10-25 |
100 | Yang, Fan (SFC:ARM895) 楊帆 | Rep | 2008-08-25 | 2010-06-26 | ||
101 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | Rep | 2016-06-29 | |||
102 | Zagury, Alan | M | Rep | 2008-08-12 | 2015-04-01 | |
103 | Zee, John 徐強生 | M | Rep | 2005-04-07 | ||
104 | Zhang, You (SFC:AMF141) 章友 | Rep | 2005-08-09 | 2015-01-29 | ||
105 | Zhao, Jinxiang 趙金祥 | Rep | 2009-10-20 | 2014-01-29 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy