NOMURA SECURITIES (HONG KONG) LIMITED

• Key Data
• Officers
• Overlaps
• SFC licenses
• CCASS holdings
• Webb-site Reports

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2012	⚥	SFC ID	Role	From	Until
1	Abbas, Asad (SFC:AIP440)			AIP440	Rep	2010-06-28	2013-04-23
2	Adair, John Joseph		M	ADR043	RO	2012-03-01	2013-01-24
3	Ambai, Takahiro 安倍貴博			ASE990	Rep	2010-02-04	2013-04-23
4	An, Yeon Kyung 安延卿			AOS355	Rep	2011-08-01	2013-04-23
5	Asano, Shin 淺野真			ANS096	RO	2011-08-24	2012-12-10
6	Beresford, Paul Richard		M	ANF151	Rep	2010-02-04	2012-12-09
7	Bret, Jean-Sebastien Pierre		M	AQX041	Rep	2008-12-15	2013-04-23
8	Burns, John Patrick (SFC:ATG678)		M	ATG678	Rep	2010-02-04	2013-04-23
9	Byworth, Richard Anthony		M	AUF080	Rep	2010-02-04	2013-04-23
10	Chak, Alan Kwok Fai 翟國輝		M	AAY091	Rep	2011-01-03	2013-03-16
11	Chan, Ka Ying (SFC:AQM051) 陳嘉盈			AQM051	Rep	2010-02-04	2013-04-23
12	Chan, Wing Yin (SFC:ARX074) 陳詠賢			ARX074	Rep	2010-02-04	2013-04-23
13	Cheung, San Tat 張新達			AFD549	Rep	2010-02-04	2013-04-23
14	Cheung, Wing Yan (SFC:ASN728) 張詠欣			ASN728	Rep	2010-02-04	2013-04-23
15	Chong, Kenny 莊嘉麟		M	AOV191	Rep	2008-12-08	2013-04-23
16	Chung, Ji Bak 鄭知博			AWK854	Rep	2011-10-31	2013-03-24
17	Chung, Ka Kei (SFC:AYA305) 鍾家琦			AYA305	Rep	2011-09-15	2013-04-23
18	Chung, Suk Moon 鄭碩紋			AEK432	Rep	2012-03-12	2013-04-23
19	Corbett, Brian John		M	AYI037	Rep	2011-10-26	2013-04-16
20	Cultura, Crisostomo Medardo Felicisimo 顧鎮廷			ADZ871	Rep	2008-11-26	2012-12-09
21	Dalton, Anthony Francis		M	AXW314	Rep	2012-09-21	2013-04-23
22	Davies, Lloyd (SFC:APC386)			APC386	Rep	2010-10-22	2013-04-23
23	El Khoury, Jean (SFC:AWO016)			AWO016	RO	2012-03-01	2013-04-16
24	Floyd, Michael (SFC:APK722)		M	APK722	Rep	2010-02-02	2013-04-23
25	Gill, Richard John Peter		M	AQQ119	Rep	2010-02-02	2013-01-14
26	Guez, Ilane Yonathan Pierre		M	BAD514	Rep	2012-09-03	2013-04-23
27	Hanly, Seamus Anthony		M	ASN900	Rep	2010-02-02	2013-04-23
28	Hao, Xin (SFC:AMH819) 郝昕			AMH819	Rep	2010-02-02	2013-04-23
29	Hirabayashi, Yasuko			ASM441	Rep	2012-03-15	2013-04-23
30	Ho, Harrison Lok Sang 何樂生		M	AAF434	RO	2010-06-15	2013-05-31
31	Inukai, Masao 犬養昌生			ALO559	Rep	2010-02-02	2013-04-23
32	Kato, Katsuhito 加藤勝仁			AMF766	Rep	2010-02-02	2013-04-23
33	Kawahara, Michiko			AGO010	Rep	2010-02-02	2013-04-23
34	Ko, Ming Tung 高銘東			ARQ650	Rep	2012-09-03	2013-04-23
35	Koerber, Matthias		M	APZ541	Rep	2010-02-01	2013-04-23
36	Laible, Robert Karl		M	AOH890	RO	2010-04-30	2012-11-15
37	Lam, Herman Kai Man 林啟文		M	AVC363	Rep	2010-05-03	2013-04-23
38	Lau, Yau Fong 劉幽芳			AEY478	Rep	2010-02-03	2013-04-23
39	Leung, Wai Kei (SFC:AKR467) 梁偉基	31	M	AKR467	Rep	2008-12-08	2013-02-16
40	Leung, Yee Wan (SFC:ARB169) 梁綺雲			ARB169	Rep	2010-02-03	2013-04-23
41	Li, Haoyi (SFC:ASF604) 李豪翼			ASF604	Rep	2010-07-26	2013-03-01
42	Lo, Yue Hin 羅宇軒			ANB463	Rep	2010-07-02	2013-04-23
43	Loh, Alexandra Ying Ning		F	BAC299	Rep	2012-09-03	2013-01-07
44	Lu, Yen Ying 呂彥穎			AQF011	Rep	2011-07-28	2012-12-18
45	Luk, James Kuo Sheng 陸覺生		M	AWA383	Rep	2011-08-22	2013-04-23
46	Mak, Hin Chun 麥顯俊		M	APL244	Rep	2010-02-03	2013-04-23
47	McCarron, Ciaran Peter		M	AVE056	Rep	2010-05-14	2013-04-23
48	McLean, Neil Iain		M	ARB806	Rep	2010-02-04	2012-12-16
49	Miyashiro, Ken		M	AOR659	Rep	2011-09-02	2013-04-23
50	Montgomery, Alexander James (SFC:ATB717)		M	ATB717	Rep	2010-07-12	2013-04-23
51	Mototani, Daisuke (SFC:AZU889)			AZU889	Rep	2012-07-09	2013-02-19
52	Nakanishi, Hajime 中西基			AWN423	Rep	2010-12-29	2013-04-23
53	Nate, Anthony Joseph		M	AQN997	Rep	2008-12-15	2013-04-16
54	Neuber, Hye-na			AVH110	Rep	2010-06-07	2013-04-23
55	O'Neile, James Finlay		M	ALV097	Rep	2010-02-04	2013-04-23
56	Park, Joohong			AMM131	Rep	2009-01-12	2013-05-31
57	Poon, Peter Chi Kin 潘子健		M	AFP931	Rep	2010-02-04	2013-04-23
58	Poon, Shuk Fan (SFC:AEE926) 潘淑芬			AEE926	Rep	2010-02-04	2013-04-23
59	Ra, Hye Rin 羅慧璘			BAC302	Rep	2012-09-03	2012-10-20
60	Rajaraman, Aditya			AXC312	Rep	2012-09-12	2013-01-05
61	Read, Matthew Christopher		M	ARO220	Rep	2010-02-04	2013-04-23
62	Ryan, Jonathan David (SFC:AGX020)		M	AGX020	Rep	2008-12-08	2013-04-23
63	Sano, Yoichiro		M	AHD385	Rep	2010-02-03	2013-04-23
64	Shaha, Sourabh Sharashchandra			ANX921	Rep	2011-09-15	2013-04-23
65	Slezack, Emmanuel		M	ADL039	Rep	2011-03-28	2013-04-16
66	Spensley, Oliver Giles		M	ASW652	Rep	2010-09-06	2012-12-09
67	Tam, Jude Ho Yin 譚顥賢			ALA228	Rep	2004-12-03	2013-05-31
68	Thompson, Cormac Joseph		M	ARR528	Rep	2010-02-03	2012-12-03
69	Tong, Derek Wai Hon 唐偉瀚		M	ALU283	Rep	2010-02-03	2012-10-20
70	Van der Ven, Jeroen Willibrord Erlend		M	AWC090	Rep	2011-12-15	2013-04-23
71	Winspear, Richard Dean		M	ANE084	Rep	2010-02-03	2013-04-23
72	Wong, Jonathan Philip 黃俊皓		M	AXV837	Rep	2011-08-22	2013-04-02
73	Wong, Mabel (SFC:APJ995) 黃美寶		F	APJ995	Rep	2010-02-03	2013-04-02
74	Woo, Michael Hong Da 胡宏達		M	AAF637	Rep	2010-02-03	2013-04-23
75	Wright, Jake Robert (SFC:AYA323)		M	AYA323	Rep	2011-09-19	2013-04-23
76	Wright, Richard (SFC:APW591)		M	APW591	Rep	2010-07-20	2013-04-23
77	Yagi, Minoru			BAD511	Rep	2012-09-18	2013-04-23
78	Yeung, Yuk Wah 楊毓華			AKP792	Rep	2010-02-03	2013-04-23
79	Yoshida, Koji (SFC:ASF938) 吉田幸司			ASF938	Rep	2010-02-03	2013-04-23

---

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top

---