DWS Investments Hong Kong Limited 德意志投資香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Wee Theng | BAH620 | Rep | 2012-10-19 | 2013-01-19 | ||
| 2 | Athikhomkulchai, Nithiphong | ALI347 | Rep | 2004-11-18 | 2007-07-27 | ||
| 3 | Baker, Samuel Cranage | M | AOA383 | Rep | 2006-10-04 | 2008-12-15 | |
| 4 | Bang, Michele Mi-Kyung | 52 | F | ATI600 | Rep | 2011-03-07 | 2011-10-24 |
| RO | 2011-10-24 | 2013-10-28 | |||||
| 5 | Barbour, William Lance | M | AOY333 | Rep | 2007-05-28 | 2012-09-26 | |
| 6 | Boyden, Anne Cecile | F | BGT630 | Rep | 2015-12-30 | 2017-11-03 | |
| 7 | Brown, Alison Rosemary | F | AQR075 | Rep | 2008-03-17 | 2009-04-07 | |
| 8 | Bruckmann, Dirk | BEH976 | Rep | 2014-10-14 | 2016-05-10 | ||
| 9 | Byrne, Robert Michael (SFC:AKT402) | M | AKT402 | RO | 2004-09-01 | 2009-08-29 | |
| 10 | Carboy, Michael Edsall 康博文 | M | AXI003 | Rep | 2011-05-25 | 2012-09-20 | |
| 11 | Chan, Chi Pang (SFC:AQI127) 陳志鵬 | AQI127 | Rep | 2008-01-21 | 2008-07-03 | ||
| 12 | Chan, Danny Tsz Fung 陳梓楓 | ARX078 | Rep | 2008-11-24 | 2010-06-01 | ||
| 13 | Chan, Jenny Ka Yun 陳嘉茵 | F | AHX334 | Rep | 2004-04-21 | 2006-04-22 | |
| 14 | Chan, Yuk Bing 陳玉冰 | ANQ024 | Rep | 2013-10-23 | 2017-04-13 | ||
| 15 | Chang, Lin Lin 張玲菱 | APK366 | Rep | 2007-08-15 | 2010-06-01 | ||
| 16 | Chen, Chia Ling (SFC:ADV930) 陳佳鈴 | 46 | F | ADV930 | Rep | 2006-02-27 | 2009-05-04 |
| RO | 2009-05-04 | 2009-08-01 | |||||
| 17 | Chen, Craig Hong Chu 陳宏初 | M | AFS560 | Rep | 2007-07-10 | 2009-09-01 | |
| 18 | Chen, Lihui (SFC:ATD691) 陳麗惠 | ATD691 | Rep | 2009-06-15 | 2019-05-10 | ||
| 19 | Chen, Yida (SFC:ANC155) 陳怡達 | ANC155 | Rep | 2006-02-22 | 2009-06-02 | ||
| 20 | Cheng, Kei Pong 鄭祁邦 | ANR239 | Rep | 2011-09-16 | 2012-09-20 | ||
| 21 | Cheng, Sharon Tim Sheung 鄭方添嫦 | F | AAE793 | Rep | 2004-07-12 | ||
| RO | 2004-07-12 | 2005-12-01 | |||||
| 22 | Cheng, Veronica Tze Ying 鄭芷盈 | F | ANH013 | Rep | 2010-08-23 | 2013-08-03 | |
| 23 | Cherng, Yi-Hua 程憶華 | ALI138 | Rep | 2004-11-23 | 2005-03-09 | ||
| 24 | Chin, Wei 金緯 | APL909 | Rep | 2007-10-18 | 2010-06-01 | ||
| 25 | Chinappi, Brian David (SFC:AKT398) | M | AKT398 | RO | 2004-09-01 | 2010-03-13 | |
| 26 | Cho, Mark Wen Wai 曹文偉 | 41 | M | AQQ328 | Rep | 2008-03-17 | 2013-10-11 |
| 27 | Chong, Freddy Goman Yu Ting 莊雨亭 | BGV068 | Rep | 2016-01-13 | 2016-09-12 | ||
| 28 | Chow, Kin Yee 周健怡 | AEY924 | Rep | 2007-08-21 | 2008-04-02 | ||
| 29 | Choy, Peng Wah 蔡秉華 | 59 | M | ADI230 | RO | 2005-08-16 | |
| Rep | 2005-08-16 | 2005-10-05 | |||||
| 30 | Chu, Lei Mei 朱莉薇 | AWJ929 | Rep | 2010-12-02 | 2013-01-09 | ||
| 31 | Colditz, Sven Rupert | BHF241 | Rep | 2016-03-29 | 2016-06-28 | ||
| 32 | Coplestone, John Clayton | M | ALP565 | Rep | 2006-06-26 | 2006-09-07 | |
| RO | 2006-09-07 | 2007-02-26 | |||||
| 33 | Crawford, Andrew Gilbert | M | AOY334 | Rep | 2007-05-28 | 2008-11-15 | |
| 34 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2004-10-14 | 2004-12-21 | |
| RO | 2004-12-21 | 2005-02-02 | |||||
| 35 | Dyus, Hugh Gordon | M | ABM824 | Rep | 2005-07-08 | 2005-10-21 | |
| 36 | Ebrahim, Ayaz Hatim | M | AAJ072 | Rep | 2006-08-01 | 2006-10-24 | |
| RO | 2006-10-24 | 2007-05-01 | |||||
| 37 | Ekins, Daniel William | M | ART880 | Rep | 2008-10-30 | 2010-07-21 | |
| RO | 2010-07-21 | 2017-01-01 | |||||
| 38 | Fedorov, Boris | M | ARR935 | Rep | 2008-10-13 | 2008-11-20 | |
| 39 | Fogle, Mark Bradley | 57 | M | ARP364 | Rep | 2008-09-18 | 2010-04-01 |
| 40 | Galgay, Peter Patrick | M | ARE585 | Rep | 2008-06-10 | 2016-01-26 | |
| 41 | Goodman, Paul Jonathan 古德曼 | M | AGU672 | Rep | 2005-08-08 | 2007-06-01 | |
| 42 | Gotety, Venkata Narasimha Apparaya Kishore | ATT094 | Rep | 2009-09-16 | 2010-06-01 | ||
| 43 | Guagnini, Francesca | F | BGA729 | Rep | 2015-08-19 | 2015-08-20 | |
| 44 | Gui, Cheng Lin 桂成林 | AMH349 | Rep | 2006-09-13 | 2007-04-16 | ||
| Rep | 2007-05-28 | 2008-06-14 | |||||
| 45 | Ha, Chuen 夏川 | AQH987 | Rep | 2008-01-21 | 2008-08-30 | ||
| 46 | Hall, Jeremy George | M | ATD521 | Rep | 2009-06-15 | 2011-11-10 | |
| 47 | Hanbury, Peter Noel Sampson | 49 | M | AFZ309 | RO | 2004-01-14 | 2005-04-13 |
| Rep | 2006-12-05 | 2009-09-12 | |||||
| 48 | Harris, Stephen Paul (1953) | 63 | M | AGO825 | RO | 2005-06-10 | 2014-06-10 |
| 49 | Ho, Andy 何肇聰 | F | BAH333 | RO | 2016-03-18 | 2021-09-29 | |
| 50 | Homeming, Allan | M | ABV773 | Rep | 2005-06-30 | 2005-10-21 | |
| 51 | Hu, Hiiga 許仕佳 | BET277 | Rep | 2015-08-06 | 2016-01-22 | ||
| RO | 2016-01-22 | 2019-03-29 | |||||
| 52 | Huang, Chao Ying (SFC:BCL629) 黃釗盈 | BCL629 | Rep | 2015-05-04 | 2022-12-01 | ||
| 53 | Huber, Nicolas Alexander | M | ARA110 | Rep | 2008-05-13 | 2008-12-01 | |
| 54 | Hui, Yau Chuen 許友泉 | BHF747 | Rep | 2016-03-30 | 2024-08-15 | ||
| 55 | Hui, Yik Sin 許亦先 | ANY202 | Rep | 2014-07-17 | 2017-01-14 | ||
| 56 | Hung, Tak Yi Cicy 孔德怡 | ADE889 | Rep | 2015-01-29 | 2015-07-11 | ||
| 57 | Huong, Cheong Fai 范昌輝 | ALU603 | Rep | 2008-08-07 | 2010-06-01 | ||
| 58 | Jaffray, Scott John | M | ARH186 | Rep | 2008-07-08 | 2009-08-26 | |
| Rep | 2009-09-08 | 2010-03-31 | |||||
| 59 | Jap, Wing Lai 葉永麗 | AGE009 | Rep | 2015-11-02 | |||
| 60 | Jiang, Yiqian 蔣一茜 | AEJ056 | Rep | 2009-09-01 | |||
| 61 | Jones, Richard Iwan (SFC:AGA305) | M | AGA305 | Rep | 2006-02-14 | 2007-10-25 | |
| RO | 2007-10-25 | 2009-09-15 | |||||
| 62 | Kalogirou, Paul Robert | M | ANQ257 | Rep | 2016-02-29 | 2019-04-12 | |
| 63 | Kankipati, Ravi Thimma Raju | 48 | M | BEV954 | RO | 2015-03-13 | 2016-04-22 |
| 64 | Kavanagh, Louise Margaret | F | APJ851 | Rep | 2007-08-20 | 2009-09-19 | |
| Rep | 2009-11-16 | 2010-06-01 | |||||
| 65 | Keogh, Paul Thomas | 48 | M | AOR368 | Rep | 2009-09-22 | 2012-09-14 |
| 66 | Kim, Jeong Yeon | BGK390 | Rep | 2015-10-22 | 2016-07-05 | ||
| 67 | Kim, Sharon (SFC:ALI349) | F | ALI349 | Rep | 2004-11-05 | 2007-04-30 | |
| 68 | Kissner, Denise Petra | F | BAT758 | Rep | 2013-01-25 | 2017-12-06 | |
| 69 | Koh, Hui-Jian | AVM932 | Rep | 2010-07-27 | 2011-02-01 | ||
| 70 | Kooij, Reijer Jan | BBQ185 | Rep | 2013-07-26 | 2014-12-01 | ||
| 71 | Kwan, Boon Yee 關本怡 | ARP129 | Rep | 2008-09-11 | 2009-02-01 | ||
| 72 | Kwan, Chi Tak (SFC:AHC006) 關志德 | AHC006 | Rep | 2016-01-07 | 2016-04-20 | ||
| RO | 2016-04-20 | ||||||
| 73 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | AED278 | Rep | 2007-07-30 | 2010-07-01 | ||
| 74 | Kwan, Osvaldo Chit Man 關捷文 | M | BAI043 | Rep | 2015-12-08 | 2023-06-13 | |
| 75 | Lam, Lap Fai 林立輝 | APJ190 | Rep | 2007-08-06 | 2009-06-17 | ||
| 76 | Lam, Sammy Cheung Ching 林祥青 | APJ849 | Rep | 2007-08-14 | 2010-04-10 | ||
| 77 | Lam, Sonia Yuen Man 林婉雯 | F | AHE452 | Rep | 2005-03-09 | ||
| 78 | Lam, Terence Chung Han 林忠漢 | M | AGT968 | Rep | 2004-10-27 | 2005-04-13 | |
| 79 | Lam, Veronica Ronnie Wing Yee 林穎兒 | AFN278 | Rep | 2004-06-29 | |||
| 80 | Lan, Ying (SFC:BEU871) 蘭瀅 | BEU871 | Rep | 2015-11-12 | 2023-03-10 | ||
| 81 | Lau, Wai Bun 劉慧斌 | AWH043 | Rep | 2016-02-29 | 2023-08-31 | ||
| 82 | Lau, Wing Sin 劉永善 | AEW987 | Rep | 2013-05-16 | 2015-05-23 | ||
| 83 | Laughlin, Morgan Aird | AKT392 | RO | 2004-09-01 | 2006-08-16 | ||
| 84 | Lee, Giselle Chi Sau 李之秀 | ACA198 | RO | 2004-02-20 | |||
| 85 | Lee, Pui Fan 李佩芬 | AFT003 | Rep | 2004-12-14 | |||
| 86 | Lee, Terence Chun Yin 李俊彥 | M | ACW847 | Rep | 2006-04-21 | 2009-04-04 | |
| 87 | Lei, Lei (SFC:BHG930) 雷蕾 | BHG930 | Rep | 2016-04-08 | 2019-08-01 | ||
| 88 | Leung, Wai Lim (SFC:AED091) 梁緯濂 | AED091 | Rep | 2010-01-06 | |||
| RO | 2010-01-06 | 2012-08-15 | |||||
| 89 | Levinson, Philip Henry Lewis | M | APZ463 | Rep | 2008-03-17 | 2009-04-07 | |
| 90 | Li, Benjamin Man Fai 李民煇 | 32 | M | AQT293 | Rep | 2008-03-31 | 2009-05-09 |
| 91 | Lim, Hean Eng 林千詠 | ARL658 | Rep | 2008-08-07 | 2010-06-01 | ||
| 92 | Lim, Serene | AUW836 | Rep | 2010-03-17 | 2011-01-22 | ||
| 93 | Lin, Chang-Chung 林長忠 | ANC156 | Rep | 2006-02-27 | 2008-12-01 | ||
| 94 | Lin, Charles Xiaodong 林曉東 | 33 | M | AQU519 | Rep | 2008-04-09 | 2009-04-04 |
| 95 | Liu, Patrick Song | M | ANQ638 | Rep | 2013-05-02 | 2015-02-28 | |
| 96 | Liu, Xingpeng 劉星鵬 | AQI526 | Rep | 2008-02-04 | 2008-09-10 | ||
| 97 | Lo, Karen Ka-Wai 盧嘉慧 | F | ACD184 | Rep | 2008-05-26 | 2009-06-02 | |
| 98 | Lu, Maggie (SFC:BCN441) 路曼蕓 | F | BCN441 | Rep | 2013-12-19 | 2017-10-06 | |
| 99 | Mane, Keeran Jagannath | AQE839 | Rep | 2008-01-21 | 2008-12-01 | ||
| 100 | Mansour, Asieh | AOR997 | Rep | 2007-03-27 | 2011-07-11 | ||
| 101 | Meinhold, Stefan Carsten | BAU494 | Rep | 2013-02-01 | 2013-07-01 | ||
| Rep | 2015-01-26 | 2017-04-11 | |||||
| 102 | Michalik, Thorsten | AJK533 | Rep | 2015-08-19 | 2015-08-20 | ||
| Rep | 2016-03-14 | 2016-03-17 | |||||
| 103 | Mohd, Murshidah Binte | ATD518 | Rep | 2009-06-15 | 2013-04-29 | ||
| 104 | Mok, Jeanne 莫靜芬 | ACE638 | Rep | 2008-04-02 | 2008-12-05 | ||
| 105 | Muller, Horst Holger | ARR932 | Rep | 2008-10-09 | 2009-04-17 | ||
| 106 | Murphy, Joanne Katrina | F | AJA078 | Rep | 2005-08-16 | 2006-09-30 | |
| 107 | Ng, Ho Yin (SFC:BFD366) 吳浩然 | BFD366 | Rep | 2015-03-23 | 2017-05-26 | ||
| 108 | Ng, Sheung Wing 吳雙榮 | AXF006 | Rep | 2013-05-03 | |||
| 109 | Oberbannscheidt, Ralf | AOK991 | Rep | 2007-01-18 | 2010-07-01 | ||
| 110 | Pang, Lilian Wui Lie | AGJ561 | Rep | 2006-03-01 | |||
| 111 | Pang, Philip (SFC:ALI343) 彭偉傑 | M | ALI343 | Rep | 2004-11-06 | 2005-05-06 | |
| Rep | 2008-03-12 | 2009-10-31 | |||||
| 112 | Peter, Edouard Fernen | AGO822 | RO | 2005-06-09 | 2009-04-01 | ||
| 113 | Repkow, Stephan Jacques Rene | M | ARD165 | Rep | 2008-05-27 | 2009-04-07 | |
| 114 | Robinson, Christopher Theo | M | APR552 | Rep | 2007-10-03 | 2012-04-01 | |
| Rep | 2012-09-12 | 2022-06-16 | |||||
| 115 | Roeloffs, Kurt William Jr | 55 | M | AOR428 | Rep | 2008-10-21 | 2013-01-01 |
| 116 | Schiraldi, Dario | AWD233 | Rep | 2015-08-19 | 2015-08-20 | ||
| 117 | Schoeppl-Jost, Elke | F | AQJ086 | Rep | 2014-01-15 | 2014-04-17 | |
| RO | 2014-04-17 | ||||||
| 118 | Sheehy, John Desmond | M | ARX029 | Rep | 2008-11-26 | 2009-04-07 | |
| 119 | Shum, Catherine Pui Kwan 岑佩君 | F | AKL739 | Rep | 2006-03-28 | 2008-03-03 | |
| 120 | Smaller, Daniel Scott | M | AHF355 | Rep | 2005-06-10 | 2005-08-08 | |
| Rep | 2005-08-24 | 2006-04-29 | |||||
| 121 | So, Tak Young 蘇德揚 | 46 | M | AMB464 | Rep | 2008-05-21 | 2011-10-29 |
| 122 | Steinbrecher, Mike | M | BEC051 | Rep | 2014-09-01 | 2016-09-05 | |
| 123 | Su, Eryck Yi Shyung 蘇毅雄 | ALI353 | Rep | 2004-11-05 | 2010-06-01 | ||
| 124 | Sum, Hoi Kei 沈鎧圻 | BFI234 | Rep | 2015-04-23 | 2023-02-08 | ||
| 125 | Tam, Alan Tsz Yeung 譚梓洋 | 38 | M | ALI351 | Rep | 2004-11-17 | 2007-03-05 |
| 126 | Tam, Alan Wan Lun 譚蘊綸 | M | ALQ689 | Rep | 2007-08-27 | 2007-10-02 | |
| 127 | Tam, Ernie Chung Ying 譚仲英 | M | ADV123 | Rep | 2005-09-27 | 2008-03-10 | |
| 128 | Tam, Ken Wai Ming 譚偉明 | M | AFJ250 | Rep | 2014-03-24 | 2014-06-10 | |
| RO | 2014-06-10 | 2015-08-08 | |||||
| 129 | Tan, Juan Edward 陳德源 | ANN256 | Rep | 2006-06-19 | 2013-04-03 | ||
| 130 | Tan, Koon Seng | ARH185 | Rep | 2008-07-08 | 2009-09-01 | ||
| 131 | Tan, Sean Czoon 陳善尊 | 38 | M | ANF268 | Rep | 2008-04-23 | 2012-03-24 |
| 132 | Tan, Sharon Mui Ling | F | AMK254 | Rep | 2016-03-02 | 2020-06-30 | |
| 133 | Tan, Siew Shen 陳修賢 | ALJ824 | Rep | 2005-11-29 | 2009-12-15 | ||
| RO | 2009-12-15 | 2010-05-01 | |||||
| 134 | Tan, Yen Keng 陳衍磬 | 44 | M | AOA645 | Rep | 2006-12-04 | 2010-06-01 |
| 135 | Tanaka, Jon Tamio | ANU376 | Rep | 2006-08-16 | 2009-08-28 | ||
| 136 | Taylor, Sean Patrick Paul | M | BGH025 | Rep | 2015-10-02 | 2016-02-12 | |
| RO | 2016-02-12 | 2023-06-30 | |||||
| 137 | Teo, Yuan Zhi 張圓智 | AYK656 | Rep | 2011-11-14 | 2015-07-08 | ||
| 138 | Tham, Siok Kuan | ANS047 | Rep | 2006-08-01 | 2018-02-23 | ||
| 139 | Thassim, Niel (1973) | 43 | M | AOG997 | Rep | 2008-03-19 | 2012-09-14 |
| 140 | Tsai, Allen Pei-Jan | M | ALV361 | Rep | 2005-04-13 | 2007-03-28 | |
| 141 | Tsang, Sunny Kwong Sang 曾廣生 | ALL490 | Rep | 2004-11-23 | 2006-04-29 | ||
| 142 | Vanderkolk, Mark David | M | AYN677 | Rep | 2014-09-30 | 2018-04-05 | |
| 143 | Wang, Faqiang 王發強 | AXY799 | Rep | 2013-04-02 | 2014-07-17 | ||
| 144 | Wang, Xin Long 王心瓏 | AVM751 | Rep | 2015-05-18 | 2019-09-26 | ||
| 145 | Wang, Yingqi (SFC:BGV050) 王英琦 | BGV050 | Rep | 2016-01-13 | 2019-04-30 | ||
| 146 | Warren, Christopher Churchman | M | BAR194 | Rep | 2013-01-07 | 2014-12-03 | |
| 147 | Weatherill, Lucas Scott | M | AMS328 | Rep | 2007-08-13 | 2010-09-01 | |
| 148 | Wee, Mei Ling Beatrice | F | ALP628 | Rep | 2006-12-06 | 2011-04-07 | |
| 149 | Wong, Calvin Su-Chi 黃書棋 | M | BBU724 | Rep | 2013-09-05 | 2014-10-18 | |
| 150 | Wong, Darryl Robert 黃振威 | AHX117 | Rep | 2003-06-12 | |||
| 151 | Wong, Stephen Tsi Chuen 黃子全 | 49 | M | ADB527 | Rep | 2004-09-21 | 2005-03-23 |
| 152 | Wong, Yau Pong 王有邦 | ACZ528 | Rep | 2014-05-02 | 2014-08-26 | ||
| RO | 2014-08-26 | 2025-04-30 | |||||
| 153 | Yan, Grace Weiying | F | ATQ907 | Rep | 2009-09-01 | 2013-12-10 | |
| 154 | Yang, Jie (SFC:ARS746) 楊杰 | ARS746 | Rep | 2015-08-10 | 2016-04-23 | ||
| 155 | Yeung, Mei Kit Yin 楊潔賢 | AFG128 | Rep | 2003-04-16 | 2004-10-06 | ||
| 156 | Yin, Junhua 尹俊驊 | ATN431 | Rep | 2014-09-01 | 2016-01-01 | ||
| 157 | Yip, Jennifer Wan Man 葉韻文 | F | AIZ025 | Rep | 2006-10-03 | 2009-04-04 | |
| 158 | Yung, Victor Hau Woon 翁厚垣 | M | ARN015 | Rep | 2008-08-15 | 2009-04-07 | |
| 159 | Zhang, Liang (SFC:ARI942) 章良 | ARI942 | Rep | 2008-07-23 | 2008-12-05 | ||
| 160 | Zhu, Wendy Wenwen 朱雯雯 | F | AMF185 | Rep | 2005-07-07 | 2005-10-21 | |
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