GUOTAI JUNAN ASSETS (ASIA) LIMITED 國泰君安資產管理(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2017 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Au, Yiu Fai 區耀輝 | Rep | 2011-06-07 | 2014-07-01 | ||
2 | Cai, Xiaoye 蔡曉曄 | Rep | 2011-08-03 | 2013-10-06 | ||
3 | Chao, Ruo Han 趙若涵 | Rep | 2014-01-15 | 2017-09-17 | ||
4 | Chen, Yijin (SFC:APD345) 陳義進 | Rep | 2007-06-25 | 2010-09-30 | ||
5 | Chen, Yijing (SFC:AXS848) 陳毅菁 | Rep | 2017-07-25 | 2021-03-12 | ||
6 | Cheung, Charles Lai Yan 張禮仁 | M | RO | 2011-03-08 | ||
7 | Cheung, Chun Kin 張俊堅 | Rep | 2017-06-26 | |||
8 | Chiu, Simon Siu Hung 趙少洪 | M | Rep | 2016-04-08 | 2016-05-20 | |
RO | 2016-05-20 | 2023-12-31 | ||||
9 | Gan, Tian (SFC:AMI240) 甘添 | Rep | 2005-08-03 | 2008-02-01 | ||
10 | Guo, Rui (SFC:BDA213) 郭睿 | Rep | 2016-04-14 | 2024-08-30 | ||
11 | Hong, Mei 洪梅 | Rep | 2012-11-23 | 2020-04-20 | ||
12 | Huang, Qijun (SFC:ANR779) 黃奇俊 | Rep | 2006-07-26 | 2010-03-12 | ||
13 | Hung, Kwok Chuen 熊國全 | Rep | 2014-06-11 | |||
14 | Jiang, Jinzhi (SFC:AIX656) 蔣錦志 | Rep | 2005-01-10 | 2005-05-27 | ||
15 | Kan, Pinky Lai Ping 簡麗萍 | Rep | 2004-11-11 | 2006-11-11 | ||
16 | Kwong, Janet Sau King 江秀琼 | F | Rep | 2016-04-26 | 2019-02-28 | |
17 | Lam, Ying (SFC:ANL982) 林迎 | Rep | 2006-07-03 | 2009-02-26 | ||
18 | Lau, Ho To 劉浩濤 | Rep | 2008-01-18 | 2008-11-14 | ||
19 | Lau, Tat Shing 劉達誠 | Rep | 2014-11-19 | 2017-04-28 | ||
20 | Law, Chi Pang 羅志鵬 | Rep | 2007-05-03 | 2011-05-07 | ||
Rep | 2011-10-17 | 2014-05-02 | ||||
21 | Lee, Wing Yan (SFC:APH871) 李泳欣 | Rep | 2007-07-27 | 2011-05-07 | ||
22 | Li, Guangjie 李光杰 | 49 | M | Rep | 2006-03-08 | 2018-07-06 |
23 | Li, Xiaowei (SFC:BCC071) 李晓蔚 | Rep | 2013-10-17 | 2020-11-13 | ||
24 | Li, Zhao (SFC:AYB049) 李招 | Rep | 2011-09-12 | 2013-07-29 | ||
25 | Ling, Ka Kin 凌嘉鍵 | Rep | 2013-05-07 | 2017-04-28 | ||
26 | Liu, Shuk Hin 廖淑軒 | Rep | 2017-06-16 | |||
27 | Liu, Xiaotao (SFC:AXI167) 劉曉韜 | Rep | 2011-05-27 | 2013-05-01 | ||
28 | Long, Xiaobo 龍小波 | 51 | M | Rep | 2006-09-04 | 2006-09-27 |
29 | Lu, Lu (SFC:AKX339) 呂露 | Rep | 2006-07-10 | |||
30 | Lu, Shengxi 盧聖喜 | Rep | 2003-10-22 | 2004-03-11 | ||
Rep | 2006-09-04 | 2006-09-27 | ||||
31 | Lui, David 雷昌年 | M | Rep | 2007-05-04 | 2011-04-16 | |
32 | Luk, Chun Kin 陸晉建 | Rep | 2011-12-12 | 2012-09-24 | ||
33 | Luo, Zhongyan 羅忠雁 | Rep | 2015-02-11 | 2017-06-12 | ||
34 | Ma, Kai (SFC:ANU813) 馬凱 | Rep | 2013-11-11 | 2015-12-23 | ||
RO | 2015-12-23 | 2020-09-23 | ||||
35 | Mai, Siwei 麥斯韋 | Rep | 2011-06-01 | 2011-10-19 | ||
36 | Mak, Chak Hung 麥澤鴻 | Rep | 2006-05-11 | 2006-06-05 | ||
RO | 2006-06-05 | 2008-11-14 | ||||
37 | Man, Chi Ho (SFC:AQO169) 文志豪 | Rep | 2010-12-31 | 2013-10-13 | ||
38 | Man, Judith Chi Tak 文智德 | F | Rep | 2003-10-27 | 2003-12-12 | |
39 | Ming, Liang 明亮 | 36 | F | Rep | 2008-05-21 | 2017-12-06 |
40 | Mok, Wai Man Derek 莫偉民 | M | Rep | 2008-01-22 | 2010-12-15 | |
41 | Nan, Nan (SFC:AXG319) 南楠 | Rep | 2016-05-27 | 2018-09-01 | ||
42 | Ng, King Kwong 吳景光 | Rep | 2012-10-24 | 2014-11-11 | ||
43 | Ng, Kwong Kei 吳廣基 | Rep | 2008-02-01 | 2008-12-16 | ||
44 | Poon, Kai Chung 潘繼宗 | Rep | 2017-03-03 | 2017-08-16 | ||
RO | 2017-08-16 | 2020-11-30 | ||||
45 | Qi, Haiying (SFC:BFB179) 祁海英 | Rep | 2016-11-15 | 2017-03-31 | ||
RO | 2017-03-31 | |||||
46 | San To, Hok Kwan 申屠學軍 | M | Rep | 2003-10-23 | ||
RO | 2003-10-23 | 2006-03-07 | ||||
47 | Shum, Christ Chi Kau 岑智球 | Rep | 2010-05-03 | |||
48 | Sung, On Na 宋安娜 | Rep | 2011-05-27 | 2020-08-10 | ||
49 | Sze, Yuk Man 施旭雯 | Rep | 2008-01-28 | 2010-05-03 | ||
50 | Tang, Davina Tak-wai 鄧德慧 | F | Rep | 2006-12-27 | 2010-04-24 | |
51 | Tong, Ka Lai 唐嘉麗 | Rep | 2014-08-29 | 2016-06-12 | ||
52 | Tong, Leung Kwing 唐良炯 | Rep | 2010-06-09 | 2012-03-08 | ||
53 | Weng, Xiyun 翁錫贇 | Rep | 2012-01-03 | 2013-11-25 | ||
54 | Woo, Peter 吳培魏 | M | Rep | 2008-11-25 | 2009-04-01 | |
55 | Wu, Kaiping (SFC:AKR460) 吳凱平 | Rep | 2004-07-26 | 2005-01-26 | ||
56 | Wu, Yang (SFC:ATX173) 吳泱 | Rep | 2010-01-19 | 2010-04-01 | ||
57 | Xie, Liuyi 謝柳毅 | Rep | 2006-09-04 | 2006-09-27 | ||
58 | Xu, Lei (SFC:BJU776) | Rep | 2017-06-30 | 2017-11-16 | ||
59 | Xu, Shiyang 徐詩阳 | Rep | 2015-12-07 | 2019-09-26 | ||
60 | Yang, Bohan (SFC:AWH555) 楊博函 | Rep | 2013-10-09 | 2014-02-24 | ||
61 | Yau, Stephen Wai Kuen 邱偉權 | M | Rep | 2013-12-19 | 2014-01-27 | |
62 | Ye, Yingcong (SFC:ARW530) 叶英聰 | Rep | 2016-05-25 | 2018-06-25 | ||
63 | Yim, Fung 閻峰 | 54 | M | RO | 2020-11-16 | |
64 | Yuan, Junping 袁軍平 | Rep | 2005-07-28 | 2008-09-30 | ||
RO | 2008-09-30 | 2017-09-04 | ||||
65 | Yuen, Pui Sze 袁佩詩 | Rep | 2006-05-23 | 2021-09-27 | ||
66 | Zhao, Danyang (SFC:AJF586) 趙丹陽 | Rep | 2003-12-24 | 2005-01-05 | ||
67 | Zheng, Xiaofen 鄭晓芬 | Rep | 2017-04-25 | 2018-11-15 | ||
68 | Zhu, Qizhi (SFC:AHI943) 朱奇志 | Rep | 2005-04-20 | 2008-06-12 | ||
RO | 2008-06-12 | 2009-06-01 |
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