Wellington Management Hong Kong Limited (b2003-01-02) 威靈頓管理香港有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2019
SFC ID Role From Until
1 Abrams, Kenneth Lee M BGL283 Rep 2015-11-09 2015-11-13
Rep 2019-11-07 2019-11-15
2 Antonelli, Timothy Paschal M BPA257 Rep 2019-10-31 2019-11-04
3 Argyle, Charles Sean M AQB133 RO 2008-03-05 2013-05-31
4 Averill, John Franklin M BEJ063 Rep 2018-10-30 2018-11-01
5 Babson, Abigail Olken F BGH582 Rep 2015-10-22 2015-10-23
Rep 2018-05-14 2018-05-18
6 Baker, Samuel Cranage M AOA383 Rep 2009-01-05 2009-05-28
7 Baldini, Edward Bolles 57 M BJG641 Rep 2017-03-30 2017-03-31
Rep 2018-03-26
8 Barbetta, Brian Elliott M BOU072 Rep 2019-09-16 2019-09-18
9 Baxter, Thomas Wilbur M AYY701 RO 2012-03-20 2018-12-31
10 Bhagwat, Niraj Dilip AHU701 Rep 2016-04-19 2016-04-22
Rep 2018-05-29 2018-05-30
11 Booth, William Nichols M ARL339 Rep 2008-10-21 2011-12-31
12 Boselli, John A M BLJ662 Rep 2017-11-03 2023-10-06
13 Brooks, Philip Andrew M ALJ927 Rep 2011-01-20
14 Carmen, Michael Tyler M BIW774 Rep 2017-01-16 2017-01-24
Rep 2017-11-13 2022-05-17
15 Caron, Patrick Paul M BOH194 RO 2019-07-19 2023-05-25
16 Chai, Pamela Pui Pui 蔡蓓蓓 F ADT113 Rep 2007-06-12 2017-03-03
17 Chan, Caroline Wing Han 陳咏嫻 F AQS919 Rep 2015-09-01 2017-12-15
18 Chan, Chun Kit (SFC:AFY913) 陳俊傑 AFY913 Rep 2005-07-15 2011-08-13
19 Chan, Gigi Kai Zi 陳暟滋 BBB314 Rep 2015-04-10 2017-09-12
20 Chan, Yuk King (SFC:ACQ204) 陳玉琼 ACQ204 Rep 2008-07-07 2016-06-15
21 Chang, Andrew Inhyuk M AMJ738 Rep 2012-10-12 2014-06-24
22 Chang, Jae Won BDC792 Rep 2014-05-07 2018-03-02
RO 2018-03-02
23 Chau, Alexandre Gia-Hon 周加豐 M BEM701 Rep 2017-09-15 2022-09-30
24 Chau, Gigi Yun Gi 周潤芝 ARP574 Rep 2008-10-23 2009-05-21
25 Chen, Jay AXG435 Rep 2011-07-05 2013-08-01
26 Chen, Lihui (SFC:ATD691) 陳麗惠 ATD691 Rep 2019-08-15
27 Chin, Owen Pak Kin 錢栢堅 M APG835 Rep 2019-09-13 2023-07-18
28 Chu, Victor Wai Tak 褚偉德 M ARK830 Rep 2014-01-06 2016-07-30
29 Chung, Dong Woo 鄭東祐 AZF448 Rep 2012-05-08 2016-12-01
30 Clark, William Robert Hywel M ABV428 RO 2003-09-18 2013-06-30
31 Clougherty, Carolyn Anne F BHQ080 Rep 2016-08-01 2019-09-30
32 Coakley, Paul Jeremiah M ALK118 Rep 2004-12-24 2006-12-31
33 Creighton, Antony John M ALP566 Rep 2005-11-03 2006-04-26
RO 2006-04-26 2013-12-06
34 Cromwell, Wendy Miller F BMP298 Rep 2018-04-04 2018-04-07
35 Crowley, Christina Marion F BNP565 Rep 2018-10-02 2019-12-03
36 Cui, Junxiang 崔俊翔 BGD424 Rep 2015-10-08
37 Curley, Jaclyn Elaine F BOP564 Rep 2019-08-28 2022-03-09
38 Cushing, David Charles (1962-02) 57 M BAU770 RO 2013-05-15 2016-10-31
39 Dang, Jolyn Le Thuy 鄧麗玲 AWY706 Rep 2019-03-04 2021-06-30
40 Dearth, Liliana Castillo BDQ510 Rep 2018-11-05 2018-11-09
41 Deresiewicz, Robert Leslie M BME186 Rep 2018-01-29 2018-01-30
Rep 2019-07-16 2019-07-17
42 Dinh, Nhu Thi Thuy BLO435 Rep 2018-01-16 2019-05-17
43 Duckworth, Cheryl Mcdaniel F AYT355 RO 2014-01-20 2018-06-30
44 Dunne, Daire Timothy M BDN111 Rep 2014-07-16
45 Dvorak, Marketa BIQ777 Rep 2017-01-10 2024-08-28
46 Elliott, David Jonathan M BIK518 Rep 2016-11-10 2016-11-16
Rep 2017-11-17 2019-10-15
47 Enderlein, Carl Dirk 46 M BIN855 Rep 2016-11-21 2016-11-25
Rep 2018-01-17 2018-01-19
48 Fan, Fei Fei Philip 范飛飛 M BGJ235 Rep 2015-11-02 2015-11-05
Rep 2018-10-22 2023-05-12
49 Fan, Liang (SFC:BCC317) 樊亮 BCC317 Rep 2016-09-29 2018-04-19
50 Fuhrman, Robert Neil M BGC390 Rep 2015-09-04 2015-09-07
51 Fung, Ka Man (SFC:BMT317) 馮家敏 BMT317 Rep 2018-04-17 2023-02-14
52 Gallo, Ann Catherine F BDZ924 Rep 2014-08-25 2014-08-29
53 Geary, Scott Cameron M BJV521 RO 2017-09-22 2023-07-01
54 Glazer, Bruce Lawrence M BMQ169 Rep 2018-03-22 2018-03-23
55 Goodman Iii, Robert Campe M BNO751 Rep 2018-09-20 2018-09-21
Rep 2019-02-20 2019-02-22
56 Goodstadt, Patricia Ann 顧文瑜 F AVI453 Rep 2010-07-13 2024-12-31
57 Goulding, Harriet Katherine F BGY973 Rep 2016-02-15 2016-02-17
58 Goyal, Priyal BNS046 Rep 2018-10-29 2019-05-27
59 Green, Nicholas Peter M AYF209 Rep 2011-11-07 2017-06-30
60 Guck, Brian Hall M ANU992 Rep 2006-08-31 2011-12-31
61 Han, Hye Won 韓惠媛 BGD423 Rep 2015-09-25 2021-12-31
62 Hannigan, William Joseph 57 M BCY164 Rep 2014-03-24 2016-12-31
63 Helfer, Ray Eugene Jr M AVD288 RO 2010-07-14 2017-11-10
Rep 2017-11-10 2019-10-15
64 Henry, Simon Charles (SFC:BDN112) M BDN112 Rep 2014-07-16
65 Ho, Winnie Wai Yee 何慧兒 F AFD506 Rep 2019-07-15
66 Hoffman, Richard Kirk M BDD367 Rep 2014-04-07 2014-04-15
67 Hong, Felix M BOM817 Rep 2019-07-18
68 Horowitz, Jason Aaron M BHE016 Rep 2016-04-07 2016-04-08
69 Hubbard, Cara F BNN588 Rep 2018-09-18 2018-09-24
Rep 2019-07-26 2019-07-29
70 Hui, Ming Kei 許銘基 ANR562 Rep 2018-10-24 2021-10-05
71 Hwang, Jennifer Nicole 黃悅真 F AXG088 Rep 2014-04-30 2016-04-22
72 Hynes, Jean Marie 50 F BEJ077 Rep 2016-02-15 2016-02-17
Rep 2017-09-18 2017-09-19
Rep 2018-07-16 2025-01-01
73 Iwai, Katsuhiro M BGJ236 Rep 2015-11-02 2015-11-05
Rep 2018-11-05 2018-11-09
74 Jhun, Jong Un AXY504 Rep 2018-01-24 2023-05-19
75 Jia, Chelsea Yue AVX461 Rep 2014-04-24 2014-09-25
76 Kalbreier, Malte Manuel M BIL892 Rep 2016-10-31 2016-11-02
Rep 2018-01-17 2018-01-19
Rep 2019-03-20 2019-03-22
Rep 2019-10-21 2019-10-24
77 Kang, Hee Joo 姜熹住 AWV264 Rep 2011-04-04 2011-11-11
78 Kapadia, Sunil Vijay M AWB792 Rep 2014-07-16 2021-09-03
79 Killian, Anita F ARL331 Rep 2008-08-13 2022-09-16
80 Kim, Dennis Hong M BGO947 Rep 2015-12-02 2015-12-04
Rep 2017-05-08 2017-05-11
Rep 2017-11-13 2023-09-01
81 Kim, Hye Na 金慧娜 BFU953 Rep 2015-08-24 2017-07-26
82 Kim, Pau Lam BBM050 Rep 2013-10-03 2015-05-29
83 Kirk, Christopher George M BIG449 Rep 2016-10-24 2016-10-28
Rep 2019-09-10 2019-09-12
84 Kong, Jessica Pik Suen 江璧璇 F ANB753 Rep 2013-12-02 2019-04-18
85 Kook, Soonki 鞠淳起 BEB072 Rep 2018-11-05
86 Kwan, Mei Mei 關美美 APX211 Rep 2011-08-26 2014-11-07
87 Kwan, Ting Gee 關婷之 AUR559 Rep 2019-10-21
88 Kwok, Ping (SFC:ADO003) 郭蘋 ADO003 Rep 2008-01-18 2012-10-31
RO 2012-10-31
89 Lam, Carol Wan Yeung 林韻洋 F AOQ811 Rep 2007-04-02 2013-07-24
90 Lee, Chin Choi 利展才 AMB639 Rep 2005-06-16
91 Lee, Desmond Wing Sin 李永善 M AMX783 Rep 2018-11-05
92 Lee, Kyung Jik BJH185 Rep 2017-04-26 2020-12-31
93 Lee, Steven Hyung Wk M AUJ842 Rep 2010-01-28 2011-09-17
94 Lee, Wai Lun (SFC:BOI346) 李偉麟 BOI346 Rep 2019-05-02 2022-03-11
95 Lee, Yong Ha AVJ141 Rep 2011-12-19 2015-03-31
96 Levy, Nathaniel Stephen M BGH587 Rep 2015-10-22 2015-10-23
Rep 2018-05-14 2018-05-18
97 Lewis, Richard James (SFC:BGL296) M BGL296 Rep 2015-11-09 2017-06-30
98 Li Chan, Marian Sien Mun 李陳倩文 F AAK519 Rep 2005-01-12 2005-12-23
RO 2005-12-23 2010-05-01
99 Li, Philip Yee Lap 李以立 M AJF874 Rep 2019-09-23
100 Lin, Yongxue 林咏雪 BOD836 Rep 2019-03-04 2023-07-21
101 Lipton, Matthew Thomas M BNI289 Rep 2018-10-08 2018-10-12
102 Liu, Wing Sze 廖穎思 ATI403 Rep 2011-02-24 2014-08-15
103 Liu, Yang (SFC:BFC549) 劉洋 BFC549 Rep 2019-08-15 2024-05-24
104 Liu, Zhaoying 劉兆熒 AWJ024 Rep 2010-12-20 2013-08-01
105 Lockhart, William Robert Somervell M ANF270 Rep 2006-03-21 2009-12-11
106 Maguire, Daniel (SFC:BGJ237) M BGJ237 Rep 2015-11-02 2015-11-05
107 Mak, Ada Lai Ling 麥麗玲 F AAJ497 RO 2003-09-18 2007-10-12
108 Mandel, Mark David 52 M BMK027 Rep 2018-02-27 2018-03-01
109 Masdea, Michael Theodore M BND570 Rep 2018-07-18 2018-07-20
110 Mason, Matthew James (SFC:ANZ767) M ANZ767 Rep 2006-09-25 2009-05-21
111 Mattiko, Gregory Alan M ANP871 Rep 2015-11-02 2015-11-05
Rep 2016-08-01 2022-08-05
112 McCarthy, Conor William M BNA754 Rep 2018-06-14 2018-06-15
Rep 2018-07-30 2018-08-02
Rep 2019-01-24 2023-03-31
113 McElroy, Michael Patrick M BIK519 Rep 2016-11-10 2016-11-16
Rep 2017-11-17 2019-10-15
114 Melhuish, Alexandra Hero Catriona F BNN589 Rep 2018-09-10 2021-11-19
115 Meunier, Bo Zhang AWW207 Rep 2011-04-01 2011-10-12
Rep 2011-11-11 2014-11-28
RO 2014-11-28 2024-04-09
116 Muir, Alexander Douglas Davidson M BMV572 Rep 2018-06-04 2023-12-31
117 Muralidhar, Srikantaiah BNS340 Rep 2018-11-05 2018-11-09
118 Murphy, Kevin Francis M BLI618 Rep 2017-11-14 2017-11-21
119 Murray, Brian Robert M BAU769 RO 2013-05-15 2015-06-12
Rep 2015-11-09 2019-10-15
120 Nambiar, Kuniyil Sasidharan BIQ137 Rep 2016-12-30 2021-11-19
121 Neubert, Daniel McNeil M BGB245 Rep 2015-09-14
122 Ng, Michelle Siu May 伍韶美 F ARR889 Rep 2019-09-06 2023-06-14
123 O'Connell, Susan Gail F AST317 Rep 2015-05-15 2015-05-21
124 Oh, Jun Young AXD514 Rep 2011-04-26 2024-07-01
125 Orly, Christophe Yann Olivier 55 M BCO233 Rep 2014-01-20 2014-04-18
Rep 2014-05-05 2016-12-05
126 Pang, Alwyn See Kit 彭思杰 M ACJ317 Rep 2015-11-02 2021-06-11
127 Pannell, Saul Joseph M AJB494 Rep 2013-10-02 2015-05-08
128 Park, Hye Jin (SFC:BDD041) BDD041 Rep 2014-04-28 2021-12-03
129 Parker, Jawan Shamel 43 BGJ234 Rep 2015-11-02 2015-11-05
Rep 2018-11-05 2018-11-09
RO 2019-04-08 2024-07-01
130 Patodia, Yashvardhan Narayan BGJ231 Rep 2015-11-02 2015-11-05
131 Payyappilly, Victor Cherian M BNS045 Rep 2018-11-05 2018-11-09
132 Perelmuter, Phillip H 58 M ALC035 Rep 2016-01-25 2016-01-29
Rep 2017-09-11 2017-09-13
133 Perret, Christopher Scott M BPF315 Rep 2019-12-06 2019-12-11
134 Perumal, Janet Anandhi F BDH781 Rep 2014-05-26 2020-08-04
135 Pool, Gregory Daniel M BBG313 Rep 2013-06-10 2016-05-20
136 Pouillart, Cedric Roger Armand Jean-Yves M BAU771 RO 2013-05-15
137 Puritz, Adam Todd M BJV177 RO 2017-09-15 2020-12-31
138 Qian, Feng (SFC:ANH323) 錢峰 ANH323 Rep 2006-04-20 2014-01-10
RO 2014-01-10 2017-12-31
139 Rice, Eric Marshall M BIJ005 Rep 2016-10-25 2016-10-28
Rep 2018-03-12 2018-03-16
140 Richter, Steven Anthony M ARL336 Rep 2008-08-13 2016-12-31
141 Sanwal, Vasundhara (SFC:BLJ461) F BLJ461 Rep 2017-11-13 2024-04-12
142 Schneider, Oliver Marcell M BKV308 Rep 2017-10-09 2017-10-12
143 Sharp Paul, Andrew David M BEX115 Rep 2015-03-18 2022-06-29
144 St John, Scott Ivan M BEM717 Rep 2014-11-28 2014-12-05
145 Su, Xuewei 蘇雪瑋 BJE829 Rep 2018-11-05
146 Syn, Mark Li-Min M AGG540 Rep 2008-11-24 2018-07-31
147 Szabo, Jeno BMP295 Rep 2018-03-26 2018-03-28
148 Tian, Zhaohuan 田肇寰 BPG331 Rep 2019-12-24
149 To, Ngoc-Diep Diana 蘇玉葉 AJK799 Rep 2004-03-19 2004-09-19
Rep 2004-12-30 2007-09-11
Rep 2009-01-05 2010-07-29
150 Towfighi, Ali Reza 53 M AOV143 RO 2010-02-26 2013-05-31
Rep 2013-05-31 2015-05-08
151 Tsang, Benjamin Lok Mun 曾樂敏 M ARU874 Rep 2009-05-20 2010-08-26
152 Ueki, Hideo M BEJ774 Rep 2016-05-09 2019-10-15
153 Uzun, Ekaterina Alexeevna BGC393 Rep 2015-09-04 2015-09-07
154 Vanderkolk, Mark David M AYN677 Rep 2018-10-10 2018-12-05
155 Wan, Siu Kin 尹肇堅 ASL738 Rep 2019-11-26
156 Wang, Hua (SFC:AUX415) 王華 AUX415 Rep 2010-05-06 2013-03-29
157 Wang, Lisha 王丽莎 AWW125 Rep 2012-03-09 2016-08-13
158 Wang, Ruokun 王若坤 BOE567 Rep 2019-03-13
159 Whiting, Lori Lynn BEM703 Rep 2014-11-28 2014-12-05
160 Wilke, Lutz Peter M BOJ293 Rep 2019-05-29 2019-05-31
161 Wong, Chi Wai (SFC:ARH852) 王子瑋 ARH852 Rep 2011-05-13 2021-03-31
162 Wong, Mei Ling (SFC:BJS917) 黃美玲 BJS917 Rep 2017-06-19
163 Wong, Sally Yat Sze 黃逸詩 F ASO411 Rep 2009-04-14 2015-03-06
164 Xu, Xiao (SFC:ATL670) 徐霄 ATL670 Rep 2009-07-29 2010-07-24
165 Yang, Yan (SFC:AST106) 楊琰 AST106 Rep 2009-04-08
166 Yau, Carmen Ka Mun 邱嘉敏 F ADJ396 Rep 2004-08-19 2007-07-06
167 Yeong, Brian Zhiyong M BIM901 Rep 2016-11-07 2016-11-11
Rep 2018-01-16
168 Yeung, Chun Chak 楊秦澤 BFZ639 Rep 2019-03-07 2022-01-14
169 Yeung, Ka Lee 楊嘉莉 ANA541 Rep 2014-10-13 2017-01-31
170 Yim, Wai Nga 嚴維雅 BBS695 Rep 2015-10-15 2018-06-29
171 Yiu, Suet King 饒雪琼 ARE062 Rep 2008-07-09 2011-06-01
172 Younis, Adnan Mohammed M BKO681 Rep 2017-09-18 2019-10-07
173 Yu, Che Kaei 游智凱 AXL098 Rep 2011-07-22 2014-01-15
RO 2014-01-15 2018-04-13
174 Yu, Hsueh-Yu 于學宇 AXY698 Rep 2011-09-19 2015-02-26
175 Yu, Jiayan 郁嘉言 BHF578 Rep 2016-05-16
176 Zhang, Hong (SFC:ASZ571) 張虹 ASZ571 Rep 2011-08-31 2014-07-15
177 Zhang, Jiabin 張嘉賓 ARA230 Rep 2019-03-14
178 Zheng, Jin (SFC:BPG332) 鄭瑾 BPG332 Rep 2019-12-24
179 Zhu, Guanhua 朱冠华 AVG924 Rep 2010-07-12 2015-01-23

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