GUOTAI JUNAN CAPITAL LIMITED 國泰君安融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2020 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Au Yeung, Yuen Ting 歐陽婉婷 | AUQ943 | Rep | 2010-03-01 | 2022-05-02 | ||
| 2 | Au, Chun Hong Jos 區俊康 | BFB210 | Rep | 2015-03-11 | 2018-07-01 | ||
| 3 | Bi, Siming (SFC:BOT759) 畢思明 | BOT759 | Rep | 2019-09-13 | 2021-09-19 | ||
| 4 | Cai, Yihan (SFC:BGR454) 蔡一涵 | BGR454 | Rep | 2015-12-21 | 2016-07-19 | ||
| 5 | Chan, Chi Yeung (SFC:BCP187) 陳智陽 | BCP187 | Rep | 2013-12-27 | 2019-10-29 | ||
| 6 | Chan, Eva Kiu Yee 陳喬依 | F | BEM502 | Rep | 2016-08-10 | 2017-10-22 | |
| 7 | Chan, Frank Clifford Shui Ting Chu 陳瑞庭 | M | ARP537 | Rep | 2015-05-13 | 2015-11-21 | |
| 8 | Chan, Gerard Ga-Hou 陳嘉晧 | M | BHO111 | Rep | 2016-05-27 | 2018-06-12 | |
| 9 | Chan, Ivan Man Sum 陳文深 | 47 | M | AGS453 | Rep | 2004-05-22 | |
| Rep | 2006-09-27 | 2008-07-08 | |||||
| RO | 2008-07-08 | 2012-10-08 | |||||
| 10 | Chan, Jeffrey Cheuk Ying 陳卓鷹 | M | BJM078 | Rep | 2019-09-12 | 2020-04-24 | |
| 11 | Chan, Kwan Pak 陳君柏 | BMK888 | Rep | 2020-06-24 | 2022-11-30 | ||
| 12 | Chan, Laam Chi 陳嵐芝 | AXE835 | Rep | 2014-01-24 | 2014-03-18 | ||
| 13 | Chan, Lai Ngor (SFC:AEZ697) 陳麗娥 | AEZ697 | Rep | 2008-06-05 | 2020-08-05 | ||
| 14 | Chan, Pak Hung (SFC:AXX144) 陳栢鴻 | M | AXX144 | Rep | 2011-08-17 | 2013-04-29 | |
| 15 | Chen, Caiqin 陳采芹 | AOJ148 | Rep | 2007-01-02 | 2007-08-07 | ||
| 16 | Chen, Johnson Sze Hon 陳斯漢 | M | AQX577 | Rep | 2008-05-06 | 2016-08-17 | |
| RO | 2016-08-17 | 2016-08-22 | |||||
| 17 | Chen, Longke 陈珑珂 | BOC119 | Rep | 2019-02-04 | |||
| 18 | Chen, Si (SFC:BPH849) 陳斯 | BPH849 | Rep | 2020-01-07 | 2022-05-29 | ||
| 19 | Chen, Zhehui 陳哲暉 | BMW891 | Rep | 2018-05-31 | |||
| 20 | Cheng, Nicole Chung Yan 鄭仲殷 | F | BDL393 | Rep | 2016-07-18 | 2022-09-04 | |
| 21 | Cheung, Ho Kong 張浩剛 | 41 | M | APC384 | Rep | 2010-06-04 | 2012-08-01 |
| RO | 2012-08-01 | 2013-04-10 | |||||
| 22 | Cheung, Lap 張立 | BNF964 | Rep | 2018-07-12 | 2021-08-27 | ||
| 23 | Cheung, Simon Leung 張良 | 35 | M | BAL845 | Rep | 2012-11-12 | 2018-03-30 |
| 24 | Choi, Ko Wai 蔡高偉 | BME262 | Rep | 2018-08-02 | 2019-12-20 | ||
| 25 | Chong, Tsz Yeung 莊子揚 | AYD308 | Rep | 2011-09-26 | 2013-05-06 | ||
| 26 | Chow, Amy Wing Suen 周詠璇 | F | AWO954 | Rep | 2012-11-23 | 2019-07-31 | |
| RO | 2019-07-31 | ||||||
| 27 | Chow, Hung Yan 周雄恩 | AQS650 | Rep | 2010-06-21 | 2011-07-28 | ||
| 28 | Chow, Kam Ho (SFC:BLC130) 周金濠 | BLC130 | Rep | 2018-07-17 | 2022-10-29 | ||
| 29 | Chu, Pui Fan 朱佩芬 | AOG059 | Rep | 2016-02-01 | 2016-04-21 | ||
| RO | 2016-04-21 | 2018-05-13 | |||||
| 30 | Chung, King Cheung 鍾敬祥 | APQ277 | Rep | 2013-10-11 | 2015-04-28 | ||
| 31 | Cui, Xiaoyan (SFC:BPE550) 崔曉妍 | BPE550 | Rep | 2019-11-26 | |||
| 32 | Duan, Yanni 段燕妮 | BHU468 | Rep | 2020-03-16 | 2021-01-05 | ||
| 33 | Fan, Xiaowei (SFC:ANM927) 范晓微 | M | ANM927 | Rep | 2006-07-28 | 2013-07-01 | |
| 34 | Fan, Yiwen (SFC:BPN733) 范譯文 | BPN733 | Rep | 2020-04-16 | |||
| 35 | Fu, Bo (SFC:BMW887) 付博 | BMW887 | Rep | 2018-05-31 | 2021-11-28 | ||
| 36 | Fu, Fuxing 傅福行 | BDL384 | Rep | 2015-05-08 | 2015-12-25 | ||
| 37 | Fung, Man Heng 馮敏衡 | BDN973 | Rep | 2014-06-06 | 2017-05-26 | ||
| 38 | Gao, Zhi (SFC:BFY249) 高致 | BFY249 | Rep | 2015-07-31 | 2016-11-14 | ||
| 39 | Guo, Zidong 郭紫東 | BPG211 | Rep | 2019-12-16 | 2020-06-30 | ||
| 40 | He, Zheng (SFC:APC123) 何正 | APC123 | Rep | 2007-06-20 | 2008-02-01 | ||
| 41 | Ho, Chi Ho (SFC:AEH818) 何治豪 | AEH818 | RO | 2005-06-20 | |||
| 42 | Ho, Wan Ching 何蘊菁 | BGD482 | Rep | 2015-09-04 | 2016-08-25 | ||
| 43 | Huang, Zi Le 黃子樂 | BMW886 | Rep | 2018-05-31 | |||
| 44 | Hui, Cheuk Ho 許卓豪 | AXX145 | Rep | 2011-08-17 | 2020-04-15 | ||
| RO | 2020-04-15 | 2020-12-10 | |||||
| 45 | Hui, Hin Long 許軒朗 | BKY354 | Rep | 2017-09-15 | 2021-01-07 | ||
| 46 | Hui, Tammy Tung Yin 許統妍 | F | AVI370 | Rep | 2010-11-03 | 2013-04-29 | |
| 47 | Jiang, Xiao (SFC:AMX936) 江嘯 | AMX936 | Rep | 2006-01-18 | 2020-09-02 | ||
| RO | 2020-09-02 | ||||||
| 48 | Kang, Lu (SFC:BEA179) 康露 | BEA179 | Rep | 2015-06-19 | 2018-11-30 | ||
| 49 | Ko, Chiu Wai 高超惠 | BAK933 | Rep | 2012-11-09 | |||
| 50 | Koid, Chee Ling 郭芷凌 | ARD491 | Rep | 2017-05-18 | 2017-07-25 | ||
| RO | 2017-07-25 | 2018-07-09 | |||||
| 51 | Kwok, Chun Yu 郭震宇 | AMJ193 | Rep | 2007-07-13 | 2018-11-01 | ||
| RO | 2018-11-01 | 2022-02-14 | |||||
| 52 | Kwong, Ka Leung 鄺嘉樑 | BGB944 | Rep | 2016-10-05 | 2017-04-29 | ||
| 53 | Lai, Jade Yuen Wa 黎婉華 | AYF887 | Rep | 2011-10-17 | 2013-04-18 | ||
| 54 | Lam, Cheuk Fung (SFC:BIN848) 林卓鋒 | BIN848 | Rep | 2016-11-15 | 2018-05-03 | ||
| 55 | Lam, Kin Shing 林建盛 | BDY864 | Rep | 2017-05-09 | 2024-12-30 | ||
| 56 | Lam, On Tai (SFC:AEC838) 林安泰 | 48 | M | AEC838 | Rep | 2007-09-27 | 2008-07-08 |
| RO | 2008-07-08 | 2010-05-05 | |||||
| 57 | Lam, Tung Tung 林冬冬 | BAI406 | Rep | 2013-09-04 | 2023-05-03 | ||
| 58 | Lau, Kwok Ho 劉國豪 | AGH239 | Rep | 2007-04-17 | 2010-09-10 | ||
| Rep | 2012-11-12 | 2013-01-02 | |||||
| RO | 2013-01-02 | 2013-06-04 | |||||
| 59 | Lau, Pui Yu (SFC:AOQ796) 劉珮瑜 | 37 | F | AOQ796 | Rep | 2011-06-24 | 2012-08-23 |
| 60 | Leung, Chi On (SFC:ADA866) 梁志安 | ADA866 | Rep | 2007-05-03 | |||
| 61 | Leung, Chit Yu 梁捷瑜 | 36 | M | AXC512 | Rep | 2011-03-30 | 2012-05-26 |
| 62 | Leung, Ho Kiu 梁皓喬 | BJB931 | Rep | 2018-08-02 | 2021-11-07 | ||
| 63 | Leung, Man Ching (SFC:APH664) 梁文靜 | APH664 | Rep | 2013-11-11 | 2016-05-09 | ||
| 64 | Leung, Rabo Chin Sing 梁展勝 | 63 | M | AAG625 | RO | 2010-07-02 | 2011-08-01 |
| 65 | Leung, Yuen Kwan 梁婉君 | AKP198 | Rep | 2006-03-01 | 2011-09-06 | ||
| RO | 2011-09-06 | ||||||
| 66 | Li, Chuo 李踔 | APY529 | Rep | 2007-12-19 | 2014-01-21 | ||
| 67 | Li, Guangjie 李光杰 | 52 | M | AHH526 | Rep | 2006-03-08 | 2018-07-06 |
| 68 | Li, Huili (SFC:BJB492) 李慧俐 | BJB492 | Rep | 2017-02-17 | 2021-06-04 | ||
| 69 | Li, Rui (SFC:BGA836) 李睿 | BGA836 | Rep | 2018-09-14 | |||
| 70 | Li, Xingzhe (SFC:BIT236) 李星哲 | BIT236 | Rep | 2016-12-14 | 2017-07-12 | ||
| 71 | Li, Xue (SFC:BKY638) 李雪 | BKY638 | Rep | 2018-10-24 | 2020-11-23 | ||
| 72 | Li, Yiyuan (SFC:BCY932) 李一遠 | BCY932 | Rep | 2014-02-20 | 2014-09-25 | ||
| 73 | Liang, Runan 梁如男 | BMW888 | Rep | 2018-05-31 | |||
| 74 | Lin, Jing (SFC:BEJ251) 林璟 | BEJ251 | Rep | 2016-09-15 | 2018-06-29 | ||
| 75 | Lin, Shijia 林世嘉 | AUQ938 | Rep | 2012-07-19 | 2021-05-11 | ||
| 76 | Liu, Xiaowei (SFC:BAS354) 劉小瑋 | BAS354 | Rep | 2013-01-10 | 2016-08-15 | ||
| 77 | Liu, Yiyi (SFC:BIO217) 劉依依 | BIO217 | Rep | 2018-02-09 | 2021-06-25 | ||
| 78 | Liu, Yuqi (SFC:APZ538) 劉玉麒 | APZ538 | Rep | 2007-12-28 | 2019-10-17 | ||
| RO | 2019-10-17 | 2021-08-06 | |||||
| 79 | Lo, Kai Tung 盧啟東 | 38 | M | AGV227 | Rep | 2010-01-07 | 2011-07-22 |
| 80 | Lo, Wilson Kwong Shun 羅廣信 | 47 | M | AFQ413 | Rep | 2006-05-22 | |
| RO | 2006-05-22 | 2021-12-19 | |||||
| 81 | Long, Weili 龍偉力 | ARM296 | Rep | 2008-08-11 | 2014-05-01 | ||
| 82 | Lou, Anping 樓安平 | BMW885 | Rep | 2018-05-31 | 2021-09-09 | ||
| 83 | Louie, Hau Tak 雷厚德 | BND174 | Rep | 2018-06-27 | 2018-11-14 | ||
| 84 | Lu, Xin (SFC:BPF674) 吕昕 | BPF674 | Rep | 2019-12-09 | 2021-06-30 | ||
| 85 | Lui, David 雷昌年 | M | ABJ630 | RO | 2007-10-08 | ||
| 86 | Lui, Tin Shun 呂天舜 | 39 | M | AKR463 | Rep | 2007-08-20 | 2009-02-06 |
| 87 | Luk, Wing Yu 陸穎瑜 | BBH914 | Rep | 2015-04-29 | 2018-08-03 | ||
| Rep | 2018-10-24 | 2021-05-29 | |||||
| 88 | Luo, Aimei (SFC:BLT164) 羅愛梅 | BLT164 | Rep | 2017-12-19 | 2023-05-10 | ||
| 89 | Luo, Pengwei 羅鵬巍 | AJC185 | Rep | 2003-08-25 | 2004-06-08 | ||
| 90 | Luo, Yuhui (SFC:BEI699) 羅宇琿 | BEI699 | Rep | 2014-10-15 | 2016-12-01 | ||
| 91 | Mak, Ho Leung 麥浩良 | BNQ526 | Rep | 2019-01-28 | 2021-12-13 | ||
| 92 | Mak, Suet Man 麥雪雯 | 33 | F | BIB910 | Rep | 2016-08-25 | 2019-07-05 |
| 93 | Man, Gladys Nok Yan 文諾欣 | F | AWD244 | Rep | 2012-11-23 | 2020-02-20 | |
| RO | 2020-02-20 | 2023-12-19 | |||||
| 94 | Man, Tsz Kong 文梓江 | AXG095 | Rep | 2013-12-24 | 2015-06-22 | ||
| 95 | Meng, Yuyang 孟渝陽 | BPJ486 | Rep | 2020-01-17 | 2020-12-31 | ||
| 96 | Mo, Winds Tin Yat 毛天一 | ALC482 | Rep | 2004-09-30 | 2007-05-03 | ||
| 97 | Mok, Chun Tung (SFC:BEL217) 莫振東 | BEL217 | Rep | 2014-11-04 | 2018-06-04 | ||
| 98 | Ng, Geoffrey Junxiong 吳駿雄 | M | BFW885 | Rep | 2020-06-24 | 2023-06-24 | |
| 99 | Ng, Ka Yu (SFC:AVE769) 吳嘉愉 | AVE769 | Rep | 2010-06-09 | 2012-07-09 | ||
| 100 | Ng, Kwong Kei 吳廣基 | APW215 | Rep | 2007-10-23 | 2008-12-16 | ||
| 101 | Ng, Pak Lin 伍柏廉 | AQQ108 | Rep | 2013-06-10 | 2016-07-08 | ||
| RO | 2016-07-08 | 2018-10-10 | |||||
| 102 | Ng, Tai Hung 吳大雄 | AVM441 | Rep | 2013-11-18 | 2014-06-04 | ||
| 103 | Ng, Yat Tin 吳日天 | BFN536 | Rep | 2015-05-28 | 2020-06-06 | ||
| 104 | Ng, Yee Wai 吳綺惠 | AXG143 | Rep | 2012-09-07 | 2016-01-01 | ||
| 105 | Ngai, Christopher Ho Wai 魏浩瑋 | M | BFY250 | Rep | 2015-07-31 | 2021-09-07 | |
| 106 | Poon, Cheuk Fai 潘卓輝 | ALV009 | Rep | 2014-10-29 | 2018-06-01 | ||
| 107 | Qiu, Guoquan 邱國權 | BPH565 | Rep | 2020-01-03 | 2020-12-31 | ||
| 108 | Shao, Yang (SFC:BPG209) 邵陽 | BPG209 | Rep | 2019-12-19 | 2020-06-30 | ||
| 109 | Shen, Huajie 申华杰 | BPG214 | Rep | 2019-12-16 | 2020-06-30 | ||
| 110 | Sheng, Chen (SFC:BQO794) 盛晨 | BQO794 | Rep | 2020-12-30 | 2021-08-27 | ||
| 111 | Shin, Chuck Yin 單婥然 | 46 | F | AHF293 | Rep | 2007-06-21 | 2009-02-06 |
| 112 | So, Calvin Man Kin 蘇文堅 | M | BBH894 | Rep | 2013-05-23 | 2018-11-10 | |
| 113 | Song, Yi (SFC:AJH758) 宋漪 | AJH758 | Rep | 2004-02-12 | 2004-11-01 | ||
| 114 | Sun, Yu (SFC:BPQ765) 孫玉 | BPQ765 | Rep | 2020-05-18 | |||
| 115 | Tam, Kok Ching 譚覺靖 | 32 | M | BCH568 | Rep | 2013-11-13 | 2015-07-20 |
| 116 | Tam, Kwok Leung (SFC:AFT103) 譚國樑 | AFT103 | Rep | 2005-01-29 | |||
| 117 | Tang, Minzu 唐敏祖 | BFY657 | Rep | 2015-08-07 | |||
| 118 | Tang, Stanley Siu Lai 鄧兆澧 | M | AFQ893 | Rep | 2004-07-05 | 2005-05-26 | |
| Rep | 2010-10-04 | 2012-08-01 | |||||
| RO | 2012-08-01 | 2023-12-19 | |||||
| 119 | Tang, Xiaodan (SFC:BOM624) 湯曉丹 | BOM624 | Rep | 2019-07-04 | 2022-02-11 | ||
| 120 | Tang, Ye (SFC:ANQ032) 唐燁 | ANQ032 | Rep | 2006-07-04 | 2007-07-31 | ||
| 121 | Tong, William Wai Tak 唐偉德 | M | AJB117 | Rep | 2006-07-03 | 2006-11-11 | |
| 122 | Tsang, Kwok Yuk 曾國鈺 | 49 | ADJ392 | Rep | 2018-04-23 | 2020-10-31 | |
| 123 | Waluszewski, Kai 魏凯 | BOS911 | Rep | 2019-09-13 | 2022-07-01 | ||
| 124 | Wang, Daiwei (SFC:BEO884) 王黛瑋 | BEO884 | Rep | 2018-09-14 | 2024-10-26 | ||
| 125 | Wang, Rui (SFC:BMW897) 王銳 | BMW897 | Rep | 2018-05-31 | 2022-06-17 | ||
| 126 | Wang, Yu (SFC:BDC368) 王昱 | BDC368 | Rep | 2014-03-11 | 2014-06-02 | ||
| 127 | Wong, Anthony (SFC:AFU754) 黃嘉賢 | M | AFU754 | Rep | 2005-09-07 | ||
| RO | 2005-09-07 | 2023-01-30 | |||||
| 128 | Wong, Chi Ching (SFC:AGJ939) 黃智清 | AGJ939 | Rep | 2004-04-17 | |||
| 129 | Wong, Kui Hung 黃鉅鴻 | BGI049 | Rep | 2018-08-02 | 2022-05-09 | ||
| 130 | Wong, Kwun Ho 黃冠豪 | 36 | M | AXK040 | Rep | 2013-09-16 | 2017-04-21 |
| 131 | Wong, Sze Man (SFC:AQS231) 黃詩敏 | AQS231 | Rep | 2010-06-09 | 2011-08-08 | ||
| Rep | 2013-04-30 | 2016-07-08 | |||||
| RO | 2016-07-08 | 2021-06-04 | |||||
| 132 | Wong, Tsz Sing (SFC:BJH135) 黃子昇 | BJH135 | Rep | 2017-03-23 | 2022-09-18 | ||
| 133 | Wong, Tung Ching 王冬青 | 49 | M | AGG343 | Rep | 2010-02-26 | |
| RO | 2010-02-26 | 2023-07-10 | |||||
| 134 | Wong, Wai Chung (SFC:BFN508) 黃維宗 | BFN508 | Rep | 2015-05-27 | 2019-11-17 | ||
| 135 | Wu, Letty Lap Yee 胡立怡 | F | ANO984 | Rep | 2010-12-22 | 2013-03-12 | |
| RO | 2013-03-12 | 2020-02-07 | |||||
| 136 | Xia, Hua (SFC:AJC199) 夏華 | AJC199 | Rep | 2003-09-23 | 2004-11-01 | ||
| 137 | Xie, Zhengkun 謝正琨 | AYC752 | Rep | 2020-03-23 | 2020-05-26 | ||
| 138 | Xu, Ping (SFC:AMN642) 許娉 | AMN642 | Rep | 2005-09-30 | 2020-08-07 | ||
| RO | 2020-08-07 | ||||||
| 139 | Xue, Jing (SFC:ANU814) 薛靜 | ANU814 | Rep | 2007-08-24 | 2009-03-09 | ||
| 140 | Xue, Ke 薛軻 | BNV464 | Rep | 2018-11-26 | 2019-10-26 | ||
| 141 | Yan, Ximin 嚴晞敏 | BPG215 | Rep | 2019-12-19 | 2020-12-31 | ||
| 142 | Yang, Fenglin 楊鳳林 | 51 | M | AGR580 | RO | 2003-04-15 | 2005-05-05 |
| 143 | Yang, Jianrui 楊健瑞 | BNH069 | Rep | 2018-07-27 | |||
| 144 | Yang, Lili (SFC:BGQ860) 楊麗麗 | BGQ860 | Rep | 2015-12-15 | 2022-03-30 | ||
| 145 | Yau, Deirdre 邱迪怡 | F | ADS781 | RO | 2021-01-31 | ||
| 146 | Yen, George Chang Chi 嚴昌麒 | M | AHU592 | Rep | 2005-06-02 | 2006-09-22 | |
| 147 | Yeung, Henry Kai Ho 楊繼灝 | M | AEZ712 | Rep | 2003-06-02 | ||
| RO | 2003-06-02 | 2008-04-29 | |||||
| 148 | Yeung, Ka Lai 楊嘉麗 | AQT139 | Rep | 2008-03-31 | 2009-02-06 | ||
| 149 | Yim, Chi Hang 嚴志恒 | BBY539 | Rep | 2013-09-26 | 2017-01-22 | ||
| 150 | Ying, Zhijie 應之杰 | BNO299 | Rep | 2018-09-12 | 2020-12-01 | ||
| 151 | Yu, Chenkai 郁晨凱 | BPF361 | Rep | 2019-12-06 | 2020-12-31 | ||
| 152 | Yuen, Wyman Chi King 源子敬 | 46 | M | AGK997 | Rep | 2005-10-01 | |
| 153 | Yung, Ho Yin 翁浩賢 | BGE916 | Rep | 2015-09-15 | 2018-07-29 | ||
| 154 | Zhang, Tingfeng 張廷峰 | BJB494 | Rep | 2017-02-17 | 2021-08-26 | ||
| 155 | Zhang, Yi (SFC:BAE183) 張一 | BAE183 | Rep | 2012-09-07 | 2016-03-08 | ||
| 156 | Zhang, Zhirou 張至柔 | BOC888 | Rep | 2019-02-21 | |||
| 157 | Zhao, Jiaying (SFC:BPE723) 趙佳穎 | BPE723 | Rep | 2019-11-28 | 2020-08-28 | ||
| 158 | Zhao, Jifei 趙吉飛 | BGM428 | Rep | 2015-11-10 | 2019-12-19 | ||
| 159 | Zhao, Xiao (SFC:AJC187) 趙晓 | AJC187 | Rep | 2003-08-25 | 2012-08-06 | ||
| 160 | Zhou, Pei (SFC:BPM792) 周沛 | BPM792 | Rep | 2020-03-27 | 2022-03-09 | ||
| 161 | Zhu, Yiman 朱奕曼 | BMW890 | Rep | 2018-05-31 | |||
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