GFI (HK) SECURITIES L.L.C.

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2021
SFC ID Role From Until
1 Ahmed, Syed Shaaz AWV272 Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M ANG464 Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
Rep 2013-12-03 2018-06-30
3 Arthur-Dick, Joseph M AVW172 Rep 2018-01-15 2021-05-04
4 Ashby, Nicholas Stephen M BIC981 Rep 2016-09-07 2019-05-17
5 Augias, Cedric Alain Nicolas Marie M AFS898 Rep 2020-07-20 2022-01-28
6 Azout, Yohann Victor M BCJ901 Rep 2013-11-29 2015-08-07
7 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
Rep 2016-05-17 2017-01-19
RO 2017-01-19 2018-01-15
8 Bellahcene, Nasser AVI335 Rep 2010-07-06 2011-05-31
9 Berkane, Chiraz AXG036 Rep 2020-04-01
10 Bollerman, Luke Andre M ARI552 Rep 2008-07-29 2009-07-31
11 Bradford, David John M ADO053 Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
12 Brown, Ian Clement M ASH682 Rep 2009-02-12 2010-07-02
13 Bruno, Luigi Raphael M AVI336 Rep 2010-06-15 2011-01-31
14 Bukharov, Ivan M AZV938 Rep 2012-07-31 2014-05-31
15 Callaghan, Lee John M BAP469 Rep 2012-12-12 2013-08-07
16 Castagne, Allan John M AQU899 Rep 2009-07-16 2012-07-26
17 Charni, Jamel M BCG010 Rep 2013-11-07 2015-11-30
18 Cheung, Chung Yin (SFC:BNZ123) 張仲言 BNZ123 Rep 2020-04-01 2022-10-21
19 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
20 Cheung, Ken Yan Kit 張仁杰 M BKK360 Rep 2020-11-19 2024-08-30
21 Cheung, Kevin Hoi Tsun 張凱竣 M BGI909 Rep 2018-01-15 2022-09-16
22 Chew, Philip Guy (SFC:ALN622) M ALN622 Rep 2004-12-08 2008-07-01
23 Chilewicz, Rodolphe Francois M AVY610 Rep 2017-09-29 2020-03-31
24 Chillington, Timothy John M ATB862 Rep 2009-06-01 2012-05-01
25 Cho, Yunhee 趙胤熙 BGM624 Rep 2018-02-06
26 Choy, Kai Man 蔡啟民 BBS817 Rep 2018-01-16 2022-09-16
27 Chua, Pei Feng 蔡佩芬 ASL814 Rep 2009-03-24 2013-11-30
Rep 2015-07-27 2018-01-19
28 Chugani, Manish Ashok M BBZ141 Rep 2013-10-03 2014-03-31
29 Colgan, Davis Gerrard AXS262 Rep 2011-08-01 2011-11-01
30 Conneely, Martin Trevor M BDD178 Rep 2014-03-18 2014-05-26
Rep 2014-07-10 2014-10-31
31 Cooney, Michael James (SFC:AJD244) M AJD244 Rep 2006-03-03 2006-10-31
32 Corner, Andrew Mark Gordon M AOK590 Rep 2013-07-02 2015-02-11
33 Creedon, Tom M APL757 Rep 2015-12-04 2017-03-08
34 Crommen, Gregory M APY879 Rep 2010-12-14 2012-07-26
35 Crook, Mark Jonathon M BFA896 Rep 2015-03-05 2024-08-29
36 Crossan, Robert Emmit M ADA458 Rep 2003-06-30
37 De Bourayne, Olivier Marie Stephane M AXC421 Rep 2011-08-05 2012-01-19
38 Didier, Virginie Emilie F ANH709 Rep 2009-06-19 2010-09-10
39 Four, Matthew M AXI468 Rep 2011-05-30 2015-02-16
40 Fujita, Daisuke BAA890 Rep 2012-08-10 2013-03-11
41 Fung, Ching Yu 馮程宇 AWZ725 Rep 2011-03-28 2018-01-15
42 Fung, Kin Leung 馮健樑 APP362 Rep 2007-09-17 2008-05-01
43 Fung, Wilson Kee Hang 馮紀恆 M AGC284 Rep 2010-05-14 2010-10-31
44 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
45 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
46 Guenoun, Gregory Benjamin M BCE816 Rep 2013-10-29 2014-11-30
47 Guetta, Yohan Victor Haim M AXD991 Rep 2011-04-18 2012-01-14
48 Guillo, Mathieu M ASL541 Rep 2009-02-20 2012-09-14
49 Haddad, Eve Alice F BPC749 Rep 2020-05-06 2024-10-31
50 Hall, Jon (SFC:AGK991) AGK991 Rep 2005-03-07 2007-08-13
51 Halper, Brady Seth M AHC187 Rep 2004-09-22
52 Harman, Simon Devereux Clement 53 M ATR662 RO 2017-07-31 2017-08-09
53 Hassam, Shehzad Sikander AZC272 Rep 2014-12-05 2015-03-13
54 Hearne, Kevin M BDI769 Rep 2016-03-24 2022-10-01
55 Hill, Victoria Margaret Nahathai F AOT983 Rep 2020-11-13 2021-12-30
56 Hine, Peter John M ADR773 Rep 2005-03-23
RO 2005-03-23 2005-09-08
57 Hino, Dai 日野大 AXX264 Rep 2019-12-04 2021-01-18
58 Huang, Qiuting 黃秋婷 BEB573 Rep 2014-09-12 2018-01-15
59 Huang, Shiyi (SFC:BEQ547) 黃詩倚 BEQ547 Rep 2015-01-08 2018-01-15
60 Hughes, Glyn John (SFC:BJT332) M BJT332 Rep 2018-01-16 2021-07-30
61 Hyams, Andrew Jon M ARR133 Rep 2008-09-30 2017-09-22
62 Jessop, Gary Mark M ASG075 Rep 2009-01-12 2011-11-05
63 Kang, Gyong Hee F AIK892 Rep 2009-10-20 2015-02-17
64 Kapur, Gautam Pradeep Kumar M BNY553 Rep 2019-01-25 2020-05-29
65 Khelifi, Amine AVD507 Rep 2017-09-29 2017-11-02
RO 2017-11-02
66 Kho, Garrett Tristan Arnaldo M AZL779 Rep 2019-05-02 2024-06-19
67 Kim, Jason Sung Dal M ANH227 Rep 2008-11-11 2010-06-21
68 Kim, Min Jung (SFC:BNC085) 金玟貞 BNC085 Rep 2020-04-01 2021-08-31
69 Kornberg, Benjamin Mikael M ATM599 Rep 2009-08-04 2011-02-05
70 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 AHT189 Rep 2005-02-17 2009-12-10
71 Kotake, Toshiya BAX824 Rep 2013-03-04 2013-11-06
72 Kotecha, Anuj Ashok M AXS269 Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
73 Kwan, Eric Wai Ming 關威明 M BFS997 Rep 2015-07-03 2018-08-31
74 Lai, Telun Tik Lun 賴迪麟 ARD592 Rep 2009-06-18 2012-05-01
75 Lau, Ha Lam 劉夏林 BDT390 Rep 2014-07-18 2015-01-31
76 Law, Nga Ying 羅雅盈 AQC354 Rep 2020-04-01
77 Learey, Dominic M BJQ653 RO 2017-07-31
78 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2008-11-14 2010-07-16
79 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2006-09-27 2008-02-29
80 Lee, Daniel Yat Hung 李逸洪 M AZO855 Rep 2012-05-28 2013-10-15
81 Lee, James (SFC:BJH960) 李澤南 M BJH960 Rep 2018-01-15
82 Lee, Jonathan Pak San 李柏燊 AWI077 Rep 2020-04-01 2021-02-26
83 Lee, Yick Chung 李易聰 AEE525 Rep 2008-11-14 2010-07-16
84 Lee, Yu Chuan Austin 李育權 BNZ198 Rep 2019-01-10 2019-02-12
85 Leem, Jaehung 林在洪 BFN523 Rep 2015-06-03 2017-07-03
86 Lem, Sze Mun 林詩敏 BOT156 Rep 2019-09-17 2021-07-30
87 Lin, Qiushuo 林秋碩 BEB575 Rep 2014-09-12 2018-01-15
88 Longuet-Higgins, Philip Jonathan M AZI613 Rep 2012-04-17 2013-02-28
89 Lougare, Thibaud Jean-Marie M BIN093 Rep 2020-03-20 2021-01-12
90 Ma, Ching Man (SFC:ASC666) 馬靜雯 ASC666 Rep 2008-12-17 2017-10-20
91 Ma, Hoi Sze 馬凱詩 AUW529 Rep 2011-10-26 2018-01-15
92 Madayag, Claro Jr Ilagan ARD958 Rep 2014-06-24 2017-12-11
93 Maria, Kulvinder Singh F BFD831 Rep 2015-03-30 2015-11-04
94 Mariano, Timothy Charles M AHC188 Rep 2005-03-09
RO 2005-03-09 2019-05-15
95 Masu, Megumi F BGQ554 Rep 2019-02-25
96 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2007-01-11 2007-06-23
97 Meenan, Raymond David M AXW269 Rep 2019-11-20
98 Minards, Timothy Bede M ATM616 Rep 2009-08-03 2009-10-17
99 Mishra, Rishi BMV275 Rep 2018-04-26 2020-11-27
100 Monot, Cosme Hubert Roger Pierre M AVF688 Rep 2010-05-25 2010-12-25
101 Moore, Ashley Spencer M ASD881 Rep 2009-01-14 2009-12-07
Rep 2013-10-02 2014-10-13
Rep 2015-02-16 2015-11-16
102 Moore, Marianne Nicole F ASL739 Rep 2009-03-17 2009-06-01
103 Mower, Andrew Lance M AYY648 Rep 2012-02-06 2012-05-01
104 Mundigian, Vatche Vartan M AUP689 Rep 2010-01-22 2015-02-11
105 Na, Jung-Tae 羅貞泰 BAH385 Rep 2012-10-15 2013-03-20
106 Nakamura, Taro 中村太郎 AZV932 Rep 2012-07-25 2013-05-31
107 Nebout, Alexandre Stanislas Thierry M AUH910 Rep 2009-12-07 2011-07-13
108 Neligan, David Alexander M AYU289 Rep 2012-01-10 2015-02-28
109 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
110 Ng, Siu Na Sarnian 吳少娜 BMC120 Rep 2018-02-27 2018-04-20
111 Nguyen, Thanh Cao ADQ686 Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
112 Nicholson, Robert Kenneth M AYX579 Rep 2012-02-03 2015-02-11
113 Nicolle, Amanda Louise F ASL544 Rep 2009-03-24 2009-08-07
114 Noh, Kyoung Tae AXC514 Rep 2011-04-04 2012-03-24
115 Okano, Ryuta AWV082 Rep 2020-02-26
116 Orton, Jamie (SFC:AZD119) M AZD119 Rep 2012-03-09 2015-02-11
117 Pader, Stephane Michel Jacob M BNU917 Rep 2020-06-23
118 Park, Hye Yon AWM153 Rep 2010-12-16 2011-03-07
119 Patel, Rupesh (SFC:AXR739) AXR739 Rep 2011-07-25 2011-10-25
120 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
121 Pockney, Edward James M ASF819 Rep 2009-01-12 2011-05-05
122 Prest, Simon John (SFC:BJQ806) M BJQ806 RO 2017-07-31 2018-06-30
123 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
124 Rhee, Vincent Suk Kyu M AWJ997 Rep 2010-12-13 2011-10-29
125 Saadane, Mohammed Fatih Zineddine M BNJ831 Rep 2019-02-08 2020-07-24
126 Sakamoto, Yuki BAA889 Rep 2012-08-10 2013-12-31
127 Saldanha, Joshua Gerard M ANB180 Rep 2009-07-14 2010-05-08
128 Salonga, Benjamin Iii Puzon 施樂家 M BGB038 Rep 2019-05-02 2024-06-19
129 Simpson, Robert Roy Charles M ALS066 RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
130 Singh, Rohit (SFC:AVJ143) AVJ143 Rep 2020-06-17 2023-06-19
131 Smith, Stephen Mark (SFC:BFA905) M BFA905 Rep 2015-03-05 2017-10-12
132 Sobti, Jasjit Singh BCU294 Rep 2017-11-03 2019-12-13
133 Sohn, Charles Chongho M AUA852 Rep 2009-10-27 2011-02-14
134 Soon, Yung Kuen 秦容娟 AXU894 Rep 2011-08-10 2012-12-31
135 Soulas, Christopher M BOT668 Rep 2019-10-03 2020-06-01
136 Sparrow, Nicholas Charles M AHF977 Rep 2010-07-05 2013-04-19
137 Sripunporn, Roger Ardisorn 潘小山 M AIB741 Rep 2010-01-04 2018-01-16
138 Sugarman, Richard Neil (SFC:BKX038) M BKX038 Rep 2017-09-11 2023-12-29
139 Sznajder, Samuel M AUD249 Rep 2009-11-11 2012-01-13
140 Tagawa, Ichiro 田川一郎 AXX263 Rep 2020-03-12
141 Takeuchi, Miki BBP891 Rep 2013-09-27 2014-04-28
Rep 2014-08-20 2015-07-31
142 Tlili, Mourad AUI990 Rep 2020-04-01 2020-09-04
143 Topping, Matthew George Peter M BAO907 Rep 2012-12-06 2014-09-30
144 Trentini, Lionel Christophe M AZT624 Rep 2014-04-23 2015-07-31
145 Tsang, Simon Sai Cheong 曾世昌 M AUW602 Rep 2010-03-12 2010-07-23
146 Tsun, Alexander Wing Gey 秦榮基 40 M ANM361 Rep 2009-05-05 2010-03-02
147 Valdisolo, Mattia AUS156 Rep 2011-03-04 2012-05-10
148 Walsh, Ashley Paul Jeffery James M BDX251 RO 2018-08-24
149 Wattez, Philippe Marc Alfred M BCV660 Rep 2017-09-29
150 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
151 Wilson, Matthew Elliot M ARB300 Rep 2008-06-19 2010-04-15
152 Wong, Andrew Siu Hang 黃兆恒 M ARJ166 Rep 2008-08-26 2015-06-30
153 Wong, Jamie Jun Yin 黃鎮賢 M BBN706 Rep 2018-01-15
154 Wong, Philippe 黃志輝 M BKN631 Rep 2017-08-29
155 Yabut, Vivian Chan F ASM299 Rep 2016-12-05 2024-05-31
156 Young, Timothy James (SFC:AOX767) M AOX767 Rep 2012-12-10 2013-12-10
157 Zhou, Shenxiong 周申雄 AYC475 RO 2018-02-02
158 Zieleman, Tara Jessica F AUE399 Rep 2009-11-24 2010-05-24

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