RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 加皇環球資產管理(亞洲)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2022
SFC ID Role From Until
1 Ahn, Changyong AQI403 Rep 2008-01-28 2008-12-19
2 Au, Derek Tsz To 區子韜 M BFE457 Rep 2015-04-17
3 Au, Florence Yue San 區雨生 F ATD405 Rep 2010-10-20 2011-01-11
4 Au, Yau Wing 區幼詠 BEA894 Rep 2014-08-19 2015-12-21
5 Bhattacharya, Soumyanshu (SFC:BJA016) BJA016 Rep 2017-02-14 2017-02-17
6 Bottomley, Amanda Elizabeth F ALW477 Rep 2005-11-09 2010-10-15
7 Cassidy, Gerard Sean M BHB962 Rep 2016-03-01 2016-03-01
Rep 2017-02-20 2017-02-21
8 Cha, Seung Hoon 車承勳 BNE720 Rep 2018-07-12 2019-10-04
9 Chan, Bik Yee (SFC:AFE924) 陳碧兒 AFE924 Rep 2017-08-01
10 Chan, Cheuk Kei (SFC:AXV178) 陳焯基 AXV178 Rep 2012-03-02 2013-04-13
11 Chan, Fanny Shuk Fan 陳淑芬 F AEU197 Rep 2004-05-01
12 Chan, Hayes 陳昶曦 ANZ782 Rep 2016-05-30 2017-08-01
13 Chan, Karen (SFC:AOD418) 陳嘉琳 F AOD418 Rep 2013-05-21 2016-03-17
14 Chan, King Cheung (SFC:AWS947) 陳景翔 AWS947 Rep 2011-01-31 2012-02-17
15 Chan, Kwok Kei (SFC:BEC801) 陳國基 BEC801 Rep 2014-09-08 2017-08-01
16 Chan, Lai Yee (SFC:AFR768) 陳麗薏 AFR768 Rep 2014-03-24 2016-04-09
17 Chan, Man Fung (SFC:APV537) 陳文鳳 APV537 Rep 2007-10-24 2017-08-01
18 Chan, Man Nei 陳文鈮 BFN315 Rep 2015-05-26 2015-09-15
RO 2015-09-15 2017-02-24
19 Chan, Mei Wah (SFC:ABW892) 陳美華 ABW892 Rep 2011-09-01 2017-08-01
20 Chan, Michelle Chor Wai 陳楚慧 F BBQ431 Rep 2014-09-01 2014-11-18
21 Chan, Philip Chi Kwan 陳志鈞 M AQL405 Rep 2013-04-16 2013-07-09
22 Chang, Fang Cheng 莊芳征 ASN247 Rep 2011-04-08 2017-08-01
23 Chang, Moon Sung 張文誠 AQN365 Rep 2008-03-04 2009-03-27
24 Chau, Ming Sze (SFC:ANQ735) 周銘詩 ANQ735 Rep 2010-08-02 2013-04-29
25 Chau, Yee Man (SFC:ABR279) 周綺文 ABR279 Rep 2013-07-04 2017-08-01
26 Chen, Chih Cheng (SFC:BAN221) 陳志成 BAN221 Rep 2012-12-04 2017-08-01
27 Chen, Siguo 陳思果 BAE279 Rep 2017-12-21
28 Chen, Tzu-Hsuan 陳子璇 BAL205 Rep 2012-11-07 2014-12-05
29 Chen, Yi-An (SFC:BEA896) 陳怡安 BEA896 Rep 2014-08-19 2016-03-14
30 Cheng, Carly Kam Yu 鄭黃金羽 AFE925 Rep 2012-07-19
31 Cheng, Clement Yue Sun 鄭禹新 M AQE950 Rep 2014-01-06 2018-01-23
RO 2018-01-23
32 Cheng, Tien Yum Timothy 鄭天任 BHR348 Rep 2017-04-07 2017-08-01
33 Cheung, Siu Yuk (SFC:AFG498) 張小玉 AFG498 Rep 2015-08-17
34 Cheung, Suk Fan (SFC:AAT651) 張淑芬 AAT651 Rep 2015-08-17
35 Cheung, Wai On 張慧安 BEJ100 Rep 2014-10-20 2015-12-15
36 Chi, Ginnie 池芯潁 APL787 Rep 2011-05-18 2011-09-11
37 Ching, Maggie Yuk Shan 程玉珊 F AGC976 Rep 2003-11-26
38 Chiu, Wai Lung 趙偉隆 BJM086 Rep 2017-05-19 2017-08-01
39 Choi, Zoe Kit Yee 蔡潔儀 F ATY815 Rep 2014-08-28 2017-08-01
40 Chong, Ignatius Kum Kong 鍾金剛 ARH274 Rep 2014-09-15 2015-04-01
RO 2015-04-01 2017-08-01
41 Chor, Chun Ming 左峻銘 ANL068 Rep 2013-07-04 2017-08-01
42 Chow, Shuk Yi (SFC:ADI987) 周淑儀 ADI987 Rep 2017-06-29
43 Chu, Jeane Chuk Yin 朱焯妍 AKW760 Rep 2004-06-28 2005-04-13
44 Chu, Po Chuen 朱寶全 ACU275 Rep 2013-07-04 2017-08-01
45 Chuang, Hsiu-Ling 莊繡綾 AQI725 Rep 2008-08-04 2012-12-21
46 Desrousseaux, Joffrey Bernard M BDZ134 Rep 2015-01-06 2015-02-16
47 Dray, Deane Michael M BHP930 Rep 2016-06-20 2016-06-23
48 Fong, Po 方寶 BMW084 Rep 2018-05-11 2020-07-31
49 Funaki, Maya BEW206 Rep 2015-01-19
50 Fung, Mei Yee (SFC:BAF962) 馮美儀 BAF962 Rep 2012-10-03 2013-03-01
51 Gee, Patti Sui Mon 朱秀汶 ARD243 Rep 2008-05-26 2016-01-11
52 Goldsworthy, Peter James M BJC944 Rep 2017-02-27 2017-03-01
53 Hashinaga, Yuya BSF916 Rep 2022-04-13
54 Ho, Sze Meng 何思銘 AUM747 Rep 2011-09-01 2012-09-22
55 Ho, Ting Hong (SFC:ADV928) 何鼎康 ADV928 Rep 2014-03-19 2017-08-01
56 Ho, Victor Yik Hang 何奕恒 M AMU484 Rep 2013-07-04 2014-10-20
57 Huo, David Ping M ALV365 Rep 2005-03-22 2022-10-31
58 Irwin, Samuel Mark M AIT495 Rep 2013-09-05 2015-10-05
59 James, Aled Wyn (SFC:ABM661) ABM661 Rep 2005-12-30 2007-03-09
60 Kan, Kei Nap 簡姬納 ANL969 Rep 2011-09-01 2015-01-30
61 Kaneko, Tomonori 金子友紀 ARQ990 Rep 2014-01-15 2018-01-22
RO 2018-01-22 2021-05-31
62 Ko, Tin Ho (SFC:BRM125) 古天皓 BRM125 Rep 2021-09-13 2024-06-07
63 Lai, Christopher Siu Lun 黎紹倫 M AZU815 Rep 2015-11-10
64 Lai, Mung Sze 黎夢詩 BQH116 Rep 2021-02-16
65 Lai, Sin Ting 黎倩婷 AQA673 Rep 2017-06-26 2017-08-01
66 Lam, Blanche Ching Ping 林清萍 AVW306 Rep 2010-09-15 2010-12-11
67 Lam, Jessica Yee Ching 林依澄 F AOM569 Rep 2007-01-31 2011-01-27
68 Lam, Lorraine Sien-yue 林倩如 AOY223 Rep 2014-05-30 2017-08-01
69 Lam, Mei Wai 林美慧 AEN544 Rep 2003-12-19 2004-02-16
70 Lam, Sim Hing Joliot 林嬋卿 BGQ928 Rep 2015-12-16 2017-08-01
71 Lam, Sze Wai (SFC:BPD545) 林絲惠 BPD545 Rep 2019-11-28
72 Lam, Wai Ngar 林慧雅 BDY091 Rep 2014-08-05 2017-08-01
73 Lam, Wai Shing (SFC:AYJ113) 林韋成 AYJ113 Rep 2013-07-04 2017-08-01
74 Lam, Wai Sze (SFC:AHZ639) 林慧詩 AHZ639 Rep 2004-03-24
75 Lam, Wan Yin 林宛燕 AMA079 Rep 2005-05-25 2011-06-16
76 Lau, Ming Fai (SFC:AEH948) 劉明暉 AEH948 Rep 2008-05-16 2009-10-01
77 Law, Phoebe Li Wa 羅莉華 F BEE435 Rep 2014-09-17 2017-08-01
78 Law, Sze Man 羅詩敏 BGS914 Rep 2015-12-30 2017-05-27
79 Ledesma, Emmanuel Rufino Jr. ADL130 Rep 2008-09-24 2009-03-25
80 Lee, Edward Po Wai 李步偉 M BEC260 Rep 2014-08-29 2017-08-01
81 Lee, Meng-Huz 李孟徽 BEA897 Rep 2014-08-19 2015-08-12
82 Lee, Rosanna Tsz Kwun 李旨坤 F AAQ009 Rep 2013-07-04 2017-08-01
83 Lee, Yu Sang 李裕生 ACU386 Rep 2013-07-04 2017-08-01
84 Leung, Derek Ying Wai 梁英偉 M ACX247 Rep 2017-02-17 2017-08-01
85 Leung, Gloria Lai Ping 梁麗平 ANK512 Rep 2014-06-09 2014-09-08
86 Leung, Mang Hui 梁孟煦 AQE945 Rep 2013-07-04 2014-01-01
87 Leung, Pui Yin (SFC:AIO017) 梁佩妍 AIO017 Rep 2010-10-29 2011-04-05
88 Leung, Vincent 梁玄昇 M AMU913 Rep 2013-10-23 2014-07-28
89 Li, Ke (SFC:AVW618) 李可 AVW618 Rep 2010-09-15 2011-02-23
90 Li, Qing (SFC:BHB291) 李清 BHB291 Rep 2016-02-24 2016-03-21
91 Lin, Wen-Che 林文哲 BFF022 Rep 2015-04-10 2015-08-12
92 Lin, Yu Chi 林毓綺 BFF019 Rep 2015-04-10 2015-08-12
93 Lo, Sui Ping 盧瑞萍 AMQ695 Rep 2005-11-01 2013-06-01
Rep 2014-02-05 2015-09-18
94 Lo, Wai On (SFC:BHE019) 盧偉安 BHE019 Rep 2016-04-01 2017-08-01
95 Loke, Helen Man 陸敏 F APB434 Rep 2013-01-14 2018-05-31
96 Loo, Sze Wan 勞詩韻 AGA348 Rep 2008-02-15
97 Low, Hwee Ping 劉慧萍 ALY528 Rep 2005-04-27 2009-03-31
98 Lu, Ye (SFC:BPJ875) BPJ875 Rep 2020-02-20
99 Lung, Hoi Shi 龍凱詩 BDY317 Rep 2014-08-06 2017-08-01
100 Luong, Vanessa 梁美雲 F AID285 RO 2015-02-03 2017-12-17
101 Ma, Johnny Bun Wah 馬斌華 M AES117 Rep 2003-09-24
102 Ma, Michael Wai Yin 馬偉賢 M AFA129 Rep 2015-01-28 2017-08-01
103 Matthews, Adam Wells M AQI581 Rep 2011-10-10 2014-10-09
RO 2014-10-09 2015-08-14
Rep 2015-08-14 2015-12-11
104 Musial, Jeffrey Douglas M BEN178 Rep 2014-11-26 2015-02-20
105 Nallamala, Mayur Raoul M AGL487 Rep 2013-08-05 2014-02-25
RO 2014-02-25
106 Ng, Calvin Cheuk Sing 吳卓乘 M ARH478 Rep 2015-05-06 2017-08-01
107 Ng, Kwok Kee (SFC:AAG224) 吳國基 AAG224 Rep 2013-07-04 2015-07-31
108 Ng, To Han 吳道衡 ADY544 RO 2003-04-30 2015-02-27
Rep 2015-02-27 2015-10-20
109 Ng, Wing Chi (SFC:AME752) 吳詠芝 AME752 Rep 2017-01-18 2017-08-01
110 Ng, Yuen Mei 吳婉微 BAO583 Rep 2012-12-04 2015-11-14
111 Ng, Yuk Lan 吳玉蘭 AMW910 Rep 2005-12-30 2007-10-15
112 Okada, Noriko F BOW959 Rep 2019-10-30 2021-04-09
113 Ou, Wenxu 歐文栩 BNO293 Rep 2018-09-24
114 Park, Miyoung AQY830 Rep 2008-04-29 2009-05-27
115 Pong, Aaron Wing Sing 龐穎誠 M ACJ063 RO 2004-03-30
116 Poon, Herman Kwok Fai 潘國輝 M AEI867 Rep 2013-08-01 2015-05-12
117 Rapley, Paul Leslie M BAF384 Rep 2012-10-15 2012-11-15
118 Richardson, Jeremy Bruce M BHL344 Rep 2016-05-24 2016-05-26
Rep 2019-07-04 2019-07-05
119 Roberts, John James M AQF225 Rep 2013-07-04 2017-01-13
RO 2017-01-13 2017-08-01
120 She, Duncan Chiu Yin 佘超賢 M AAJ218 Rep 2013-07-04 2017-08-01
121 Shih, Pui Ying 施佩瑛 AJL962 Rep 2004-02-23 2010-10-18
122 Shum, Ka Yi 岑嘉兒 BBG283 Rep 2013-05-08 2014-08-22
123 Sin, Ping Ting 洗冰婷 BDC386 Rep 2014-03-13 2016-04-06
124 So, Yuen Man (SFC:BIJ967) 蘇婉雯 BIJ967 Rep 2016-11-01
125 Soh, Yangho 蘇良鎬 ATL169 Rep 2014-01-10 2021-05-11
RO 2021-05-11
126 Song, Xiao Wei 宋曉偉 AUC824 Rep 2011-05-11 2012-04-28
127 Stallard, Robert Alan (SFC:BHP931) M BHP931 Rep 2016-06-21 2016-06-23
128 Stuart, Lisa Jane (SFC:BGM923) F BGM923 Rep 2017-01-03 2017-08-11
129 Su, Chaoran 蘇超然 BNZ149 Rep 2019-01-03 2019-08-19
130 Sun, Andy Yat Chun 辛逸俊 M BJH204 Rep 2017-03-28 2017-08-01
131 Sun, Jingwei (SFC:BBK037) 孫婧巍 BBK037 Rep 2013-06-07 2015-10-07
132 Sun, Xiaolin (SFC:BNW056) 孫小琳 BNW056 Rep 2021-08-30 2021-11-30
RO 2021-11-30
133 Sunmers, Mary Sophia F AYQ118 Rep 2013-07-04 2014-02-28
134 Takeda, Yoji AAO149 RO 2013-12-21
135 Tam, Irene Lai Man 譚麗雯 F ACL613 Rep 2009-02-09 2009-07-04
136 Tam, Ken Wai Ming 譚偉明 M AFJ250 Rep 2015-09-02 2015-09-21
RO 2015-09-21 2020-08-14
Rep 2020-08-14 2020-12-31
137 Tang, Ho Shan Mary Shirley 鄧浩珊 54 F BGS847 Rep 2015-12-23 2017-08-01
138 Ting, Hao-Wei 丁豪威 AJN350 Rep 2015-09-04 2016-07-09
139 Tong, Hang Wah 唐杏華 BMN442 Rep 2018-04-26 2019-08-24
140 Tsang, Chun Pang 曾振鵬 AGD631 Rep 2013-07-04 2017-01-02
141 Tsang, Mei Ling (SFC:BEC804) 曾美玲 BEC804 Rep 2014-09-08 2017-08-01
142 Tse, Rosita Hong Un 謝香鶯 F ADI468 Rep 2004-10-27 2008-02-11
143 Tsui, Albert King Man 徐敬文 M ARU869 Rep 2008-11-24 2014-10-07
RO 2014-10-07 2017-06-29
144 Turczyniak, Andrew Walter (SFC:ALS639) M ALS639 Rep 2012-01-05 2012-03-28
RO 2012-03-28 2014-03-06
145 Vettise, Nicole Suzanne F AEC083 Rep 2016-01-18 2016-01-23
146 Vinik, Steven Hilyard M ADA772 Rep 2005-11-04 2006-02-27
RO 2006-02-27 2007-06-01
147 Wahlberg, Tracey Danielle F BGQ203 Rep 2015-12-10 2019-01-08
148 Wan, Ching Pong 尹政邦 APP030 Rep 2010-01-21 2016-01-18
149 Wan, Kenny 尹建銘 M AED739 Rep 2014-11-20 2015-04-21
150 Wang, Mian (SFC:BGE020) 王勉 BGE020 Rep 2015-09-08 2017-05-27
151 Wei, Li Ya 魏麗雅 BBQ951 Rep 2013-08-02 2013-11-27
152 Wen, Xuanhao 文炫皓 BNU652 Rep 2020-03-06 2023-07-21
153 Willis, Benjamin Adam M BEV552 Rep 2017-05-25 2017-08-01
154 Wong, Anita Hui 王慧 F ABW923 Rep 2015-09-04 2017-08-01
155 Wong, Cheuk Hang 黃卓恆 BAA787 Rep 2012-08-08 2017-08-01
156 Wong, Chi Kin (SFC:BBG378) 黃志堅 BBG378 Rep 2013-05-09 2015-01-22
157 Wong, Cho Wai 黃祖蔚 BGT653 Rep 2015-12-30 2017-05-26
158 Wong, Ho Yin (SFC:AXZ546) 王浩然 AXZ546 Rep 2018-10-25 2019-03-25
159 Wong, Jackie Chung Kei 黃頌琪 AFI655 Rep 2014-06-19 2016-12-30
160 Wong, Ki Ling 王琦凌 ANG605 Rep 2012-06-15 2013-07-27
161 Wong, Si Man (SFC:BDY093) 黃思敏 BDY093 Rep 2014-08-05 2017-08-01
162 Wong, Sonny Kim Leong 黃劍亮 M AFN693 Rep 2005-11-09 2006-11-15
163 Wong, Un Un BKS920 Rep 2017-09-14 2018-03-21
164 Wong, Wai Kay 黃偉基 AAG244 Rep 2013-07-09 2016-12-01
165 Wu, David Chun Wan 胡震寰 M AMO642 Rep 2011-08-10 2013-04-06
166 Wun, Chun Lan 尹春蘭 ABF686 RO 2015-06-03
167 Xia, Junhua 夏俊華 BIE681 Rep 2016-10-05 2020-07-20
RO 2020-07-20 2021-05-01
168 Yang, Shaoxuan 楊劭軒 BBT320 Rep 2016-04-15 2018-07-17
169 Yang, Yufei (SFC:BAO939) 楊宇飛 BAO939 Rep 2013-07-04 2017-08-01
170 Yar, Petty Lai Ngor 葉麗娥 ALK133 Rep 2004-11-08 2008-02-15
Rep 2010-10-11 2015-10-21
171 Yeung, Amy Choi Fung 楊才鳳 F ANN663 Rep 2017-02-17 2017-08-01
172 Yeung, Hon Keung 楊漢強 AHZ655 Rep 2004-03-24
173 Yeung, Lai Yee (SFC:BAA788) 楊驪貽 BAA788 Rep 2012-08-08 2017-08-01
174 Yeung, Shuk Yi Rita 楊淑儀 BJP441 Rep 2017-05-24 2017-08-01
175 Yin, Yue (SFC:AXZ897) 殷悅 AXZ897 Rep 2016-02-19 2016-10-15
176 Yip, Pui Ching 葉佩貞 AQS918 Rep 2008-04-07 2009-03-31
177 Yong, Koon Sun 楊焜善 M AGM414 Rep 2014-03-21 2015-03-31
RO 2015-03-31 2016-04-28
178 Yu, Qian (SFC:BLB398) 余謙 BLB398 Rep 2021-12-01
179 Yu, Wai Pong 余惠邦 BFZ073 Rep 2015-08-10 2017-08-01

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