SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Chow Yang | APC577 | Rep | 2007-06-18 | |||
| 2 | Ao, Man 敖曼 | ANT251 | Rep | 2014-09-11 | 2016-06-18 | ||
| 3 | Bhatia, Manish (SFC:AGL970) | AGL970 | Rep | 2008-09-02 | |||
| 4 | Bong, Peng Leong Terence | M | AWD298 | Rep | 2010-11-25 | 2014-08-20 | |
| 5 | Boyce, Ian Duncan 貝思賢 | 70 | M | AAE203 | RO | 2014-04-30 | |
| 6 | Brenner, Patrick Olivier | M | BCC759 | Rep | 2013-11-04 | 2018-01-26 | |
| 7 | Brooks, Philip Andrew | M | ALJ927 | Rep | 2004-10-28 | 2005-07-15 | |
| 8 | Bryant, Steve Roger | M | ALI655 | Rep | 2012-09-12 | 2012-11-16 | |
| RO | 2012-11-16 | 2021-04-14 | |||||
| 9 | Buckley, Paul James | M | ART256 | Rep | 2008-11-03 | 2010-11-05 | |
| 10 | Campion, James Edmund | M | AEQ897 | RO | 2004-07-12 | ||
| 11 | Carline, Christian Benjamin | M | AQZ701 | Rep | 2008-05-13 | 2019-10-24 | |
| 12 | Chalmers, Nicholas (SFC:ADW939) | M | ADW939 | Rep | 2004-04-14 | ||
| 13 | Chan, Chun Man (SFC:AGJ907) 陳俊文 | AGJ907 | Rep | 2003-06-25 | |||
| 14 | Chan, Kenneth See Yin 陳思賢 | M | AFP787 | Rep | 2004-07-02 | 2009-01-02 | |
| 15 | Chan, Pinky Yuen Yee 陳婉儀 | AFI268 | Rep | 2021-04-01 | |||
| 16 | Chan, Yvonne Hiu Yin 陳曉燕 | F | APQ960 | Rep | 2007-09-18 | 2011-11-15 | |
| 17 | Chen, Xi (SFC:BBD137) 陳曦 | BBD137 | Rep | 2013-04-10 | 2015-07-13 | ||
| 18 | Cheng, Horace Sui Ho 鄭瑞昊 | M | APB695 | Rep | 2007-06-12 | 2009-08-01 | |
| 19 | Cheng, Kei Pong 鄭祁邦 | ANR239 | Rep | 2014-04-03 | 2021-06-15 | ||
| 20 | Cheng, William Wai Fai 鄭偉輝 | M | ACI097 | Rep | 2013-11-29 | ||
| 21 | Cheung, Ka Lun (SFC:AWS224) 張嘉麟 | AWS224 | Rep | 2013-10-09 | 2021-09-30 | ||
| 22 | Cheung, Wing Wo 張永和 | AFR615 | Rep | 2024-04-24 | |||
| 23 | Chin, Szu Yi 陳思伊 | ASE564 | Rep | 2010-02-26 | 2011-06-10 | ||
| 24 | Chiu, Sze Miu 招詩苗 | AQD961 | Rep | 2011-09-19 | |||
| 25 | Chui, Henry Kar-Kea 徐家傑 | M | AQI323 | Rep | 2008-01-17 | 2008-11-12 | |
| 26 | Chum, Terrace Pak Hing 覃伯興 | M | ACZ116 | Rep | 2006-03-31 | ||
| 27 | Chung, Francis Chuan Pu 叢川普 | 45 | M | AEU334 | RO | 2007-05-01 | |
| 28 | Clark, Alastair Stanley | M | ASE563 | Rep | 2011-08-03 | 2013-12-13 | |
| 29 | Coghlan, Richard Anthony Nelson | M | ANM486 | Rep | 2006-06-05 | 2008-01-09 | |
| RO | 2008-01-09 | 2015-08-01 | |||||
| 30 | Conway, Allan Brian | M | AMS702 | Rep | 2005-11-23 | 2005-12-24 | |
| 31 | Dang, Yulei 党宇蕾 | AJH130 | Rep | 2007-07-09 | 2010-07-31 | ||
| 32 | Debruyne, Lieven M O 李定邦 | M | ACS819 | Rep | 2005-09-21 | 2008-02-01 | |
| RO | 2008-02-01 | 2020-10-09 | |||||
| 33 | Fok, Pui Shan (SFC:AFT509) 霍佩珊 | AFT509 | Rep | 2003-06-25 | |||
| 34 | Foo, Hee Lim Kevin | M | AXH344 | Rep | 2011-06-23 | 2012-08-17 | |
| 35 | Ford, John Michael Frederic | 50 | M | AJE749 | RO | 2004-01-12 | 2005-06-20 |
| 36 | Fung, Wendy Ching Suet 馮靜雪 | F | ACC003 | Rep | 2003-10-10 | ||
| 37 | Goh, How Phuang 吳浩藩 | ALU196 | Rep | 2005-03-10 | 2005-06-10 | ||
| Rep | 2007-06-26 | 2011-07-23 | |||||
| 38 | Greif, Joseph Judah (SFC:AZD669) | M | AZD669 | Rep | 2012-03-12 | 2019-07-30 | |
| 39 | Guo, Wei (SFC:ASU040) 郭煒 | ASU040 | Rep | 2010-06-10 | 2018-05-02 | ||
| 40 | Henriques, Guy Michael Quixano | M | ATN770 | Rep | 2009-08-17 | 2009-12-03 | |
| 41 | Ho, Kelly Ngar Ying 何雅盈 | F | AFY162 | Rep | 2003-06-25 | ||
| 42 | Ho, Seow Eng Julia | F | BAE896 | Rep | 2012-09-17 | ||
| 43 | Ho, Veda Wing Sum 何詠心 | F | AOA335 | Rep | 2009-09-28 | 2019-04-03 | |
| 44 | Ho, Vida Nim Yan 何念恩 | AGB455 | Rep | 2005-07-07 | |||
| 45 | Ho, Winnie Wai Yee 何慧兒 | F | AFD506 | Rep | 2006-08-04 | 2012-08-21 | |
| 46 | Huang, Guan (SFC:BBT472) 黃冠 | BBT472 | Rep | 2013-08-20 | 2022-09-22 | ||
| 47 | Hudson, Toby Walpole | ADE163 | Rep | ||||
| 48 | Hui, Pui Yu 許佩如 | AFY007 | Rep | 2010-10-04 | |||
| 49 | Hui, Sau Wai (SFC:AEA524) 許秀慧 | AEA524 | Rep | 2004-04-26 | |||
| 50 | Hui, Tsz Fung 許子峰 | AFQ009 | Rep | 2016-05-04 | |||
| 51 | Imam, Michael Raza | M | AOL063 | Rep | 2007-01-22 | 2010-11-30 | |
| 52 | Jacobelli Yau, Maurien Oi Man 丘愛敏 | ABK611 | Rep | 2004-09-23 | 2020-11-24 | ||
| 53 | Kamal, Nur' Ashikin Binte | AWY940 | Rep | 2011-03-11 | 2013-04-01 | ||
| 54 | Kan, Chi Cheung 鄞子翔 | AOZ112 | Rep | 2007-05-29 | 2021-01-22 | ||
| 55 | Ki, Shui Ping 祁瑞萍 | ABD063 | Rep | 2003-06-25 | |||
| 56 | Kim, Seung Ju 金升柱 | APM142 | Rep | 2007-08-30 | 2008-04-24 | ||
| RO | 2008-04-24 | ||||||
| 57 | Kim, Young Roe | ATP155 | Rep | 2009-09-01 | 2019-03-15 | ||
| 58 | Kong, Cheuk Hang (SFC:ADD792) 江焯亨 | ADD792 | Rep | 2003-12-11 | |||
| 59 | Kung, Tak Ho 孔德豪 | AFU803 | Rep | 2007-06-01 | |||
| 60 | Kwan, Anna Wai Yee 關慧儀 | F | AEO754 | Rep | 2010-08-13 | 2011-05-10 | |
| 61 | Kwan, Ka Po (SFC:AED278) 關嘉寶 | AED278 | Rep | 2003-06-25 | |||
| 62 | Lam, Dennis Saihong 林世康 | 34 | M | AKI595 | Rep | 2005-02-18 | 2008-02-28 |
| 63 | Lau, Chi Kin (SFC:AEN528) 劉志堅 | AEN528 | Rep | 2005-04-08 | |||
| 64 | Lau, Karen Kwan Chuk 劉堃竹 | F | AGH196 | Rep | 2004-03-15 | ||
| 65 | Lau, Pei Man Hidy 劉姵妏 | AVZ457 | Rep | 2010-10-05 | 2018-04-30 | ||
| 66 | Lau, Roger Yee Ho 劉以浩 | M | ASS671 | Rep | 2010-02-09 | 2022-09-22 | |
| 67 | Law, Clara Yuet Yee 羅月兒 | F | ACS196 | Rep | |||
| 68 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2009-03-16 | 2010-03-26 | |
| 69 | Lee, Elaine Shuk Tak 李淑德 | F | AFI432 | Rep | |||
| 70 | Lee, King Fuei | ANT780 | Rep | 2006-08-09 | |||
| 71 | Lee, Man Kit (SFC:AEY549) 李文傑 | AEY549 | Rep | 2012-07-30 | |||
| 72 | Lee, Miu Chi 利妙芝 | AYR769 | Rep | 2012-01-19 | |||
| 73 | Lee, Sai Yin 李世賢 | AFN905 | Rep | 2007-10-02 | 2018-05-02 | ||
| 74 | Lee, Shiu Kuen 李少娟 | AFX333 | Rep | 2008-09-12 | 2014-04-27 | ||
| 75 | Lee, Stella Yee Hing 李懿馨 | F | AGC460 | Rep | 2024-07-09 | ||
| 76 | Lee, Wai Fung (SFC:AFU140) 李韋鋒 | AFU140 | Rep | 2003-06-12 | |||
| 77 | Lee, Wilson Kwok Wai 李國偉 | M | AWK840 | Rep | 2010-12-03 | 2011-05-28 | |
| 78 | Leung, Rita Siu Ling 梁少玲 | ARG354 | Rep | 2008-09-12 | 2009-10-24 | ||
| 79 | Li, Jing (SFC:AMI391) 李婧 | AMI391 | Rep | 2010-11-29 | 2018-04-27 | ||
| 80 | Li, Man Ling (SFC:ADW938) 李蔓玲 | ADW938 | Rep | 2003-04-17 | |||
| 81 | Li, Yang (SFC:BBU800) 李阳 | BBU800 | Rep | 2013-09-05 | |||
| 82 | Lim, Siok-Mei | AQQ370 | Rep | 2008-04-01 | 2009-01-12 | ||
| 83 | Liu, Jia (SFC:APO197) 劉佳 | APO197 | Rep | 2014-10-16 | 2023-05-04 | ||
| 84 | Lo, Wai Leung (SFC:ADA869) 盧偉良 | ADA869 | Rep | 2008-04-09 | |||
| RO | 2008-04-09 | ||||||
| 85 | Lui, David Yin Tat 雷賢達 | 64 | M | AAJ229 | RO | 2009-03-17 | |
| Rep | 2009-03-17 | 2013-02-01 | |||||
| 86 | Lui, Mandy Man Lok 雷敏諾 | F | BAI757 | Rep | 2012-11-06 | 2015-11-14 | |
| 87 | Luk, Kim Ping 陸劍平 | ACS638 | Rep | 2010-07-30 | |||
| 88 | Luo, Laura Ying 羅瑩 | 49 | F | ADJ631 | Rep | 2013-07-25 | |
| 89 | Luong, Jay C. 梁競之 | AGN573 | Rep | 2008-05-29 | |||
| 90 | Ma, Calvin Kwai Shing 馬桂承 | M | APA545 | Rep | 2010-06-29 | 2012-05-31 | |
| 91 | Mackay, Neil Alexander | M | ACE850 | Rep | 2007-11-16 | 2009-11-30 | |
| 92 | Mackenzie, David Kirkwood | M | AFG706 | Rep | 2006-02-10 | 2018-01-22 | |
| 93 | Marinucci, Raffaella (SFC:AMU534) | AMU534 | Rep | 2005-12-09 | 2009-04-30 | ||
| 94 | Monsen, Thor Kristian Vigso | AQV127 | Rep | 2008-04-15 | 2009-02-11 | ||
| 95 | Ng, Peng Fong | AXN051 | Rep | 2011-06-30 | |||
| 96 | Ng, Teck Neng 黃得能 | API005 | Rep | 2007-08-30 | 2010-12-16 | ||
| 97 | Osborn, Adam Gihon | M | AAZ357 | Rep | |||
| 98 | Parbrook, Robin Stewart | M | ACI102 | RO | 2008-04-06 | ||
| Rep | 2008-04-06 | 2023-05-04 | |||||
| 99 | Prawitz, Alexander Gunter Peter | M | AZC709 | Rep | 2012-03-07 | 2012-10-17 | |
| Rep | 2012-11-23 | 2017-08-28 | |||||
| 100 | Rucker, Rupert Charles William | M | AOL530 | Rep | 2007-03-01 | 2021-05-17 | |
| 101 | Scott, Elisabeth Charlotte | F | ACI103 | RO | 2008-04-06 | ||
| Rep | 2008-04-06 | 2009-12-08 | |||||
| 102 | Serocold, Mark Joseph Pearce | M | AWI427 | Rep | 2010-11-23 | 2012-04-13 | |
| 103 | Shen, Jiaojiao 沈嬌嬌 | BCM624 | Rep | 2013-12-16 | 2018-08-02 | ||
| 104 | Shum, Richard (SFC:ADQ861) 岑傑誠 | M | ADQ861 | Rep | 2003-12-11 | ||
| 105 | Shum, Taro Ka Chun 岑嘉俊 | ACX489 | Rep | 2012-02-06 | |||
| 106 | Siu, Samuel Chung Sum 蕭仲森 | M | ARG336 | Rep | 2008-08-15 | 2010-10-15 | |
| 107 | So, Yuk Fong (SFC:AOX343) 蘇玉芳 | AOX343 | Rep | 2011-06-10 | 2022-03-23 | ||
| 108 | Tai, Amy Yuk Yi 戴玉儀 | F | ADT504 | Rep | 2012-06-15 | 2023-02-28 | |
| 109 | Taljard, Garth Barry | M | AXO818 | Rep | 2011-07-07 | 2018-12-14 | |
| 110 | Tam, Kit Sai 譚潔茜 | AFM299 | Rep | 2003-06-25 | |||
| 111 | Tan, Amina 陳明雅 | AGC966 | Rep | 2006-11-03 | |||
| 112 | Tan, Siew Shen 陳修賢 | ALJ824 | Rep | 2004-10-26 | 2005-10-08 | ||
| 113 | Tang, Angela On Key 鄧安琪 | F | AFO588 | Rep | 2008-08-11 | 2019-11-15 | |
| 114 | Tang, Wai Chi Ricky 鄧偉志 | AUS271 | Rep | 2011-12-12 | 2021-05-31 | ||
| 115 | Tang, Wai Sen 鄧慧珊 | AGD027 | Rep | 2005-08-17 | 2010-01-08 | ||
| 116 | Tsang, Angela Nga Yan 曾雅恩 | F | AMG900 | Rep | 2008-05-20 | 2021-05-14 | |
| 117 | Tsang, Billy Sze Wai 曾思偉 | AIR095 | Rep | 2003-06-25 | |||
| 118 | Tsang, Selina Wai Sze 曾慧詩 | F | ACJ622 | Rep | 2007-06-01 | ||
| 119 | Tung, Lai Kwan 董麗君 | AOM604 | Rep | 2010-09-29 | |||
| 120 | Van Der Schaft, Pieter | ADW623 | Rep | 2012-11-28 | 2014-04-30 | ||
| 121 | Weatherill, Lucas Scott | M | AMS328 | Rep | 2005-11-17 | 2007-05-28 | |
| 122 | Wong, Amelia Ngar Men 黃雅雯 | F | AEX263 | Rep | 2007-11-09 | ||
| 123 | Wong, Chen Lung 黃震龍 | AFR616 | Rep | 2003-09-05 | |||
| 124 | Wong, Yuk Wah (SFC:AFV475) 黃玉華 | AFV475 | Rep | 2010-09-28 | 2023-02-07 | ||
| 125 | Wooldridge, Sherry Lin 林淑娥 | F | AEV538 | Rep | 2010-05-03 | 2025-04-17 | |
| 126 | Wu, Hui (SFC:ANJ209) 吳蕙 | ANJ209 | Rep | 2006-05-09 | 2013-08-16 | ||
| 127 | Xu, Bo (SFC:AYA837) 徐博 | AYA837 | Rep | 2011-09-15 | 2019-04-08 | ||
| 128 | Yan, Yuk Hei 嚴煜稀 | AMO477 | Rep | 2005-10-14 | 2007-02-23 | ||
| 129 | Yap, Sze Sze 葉絲絲 | BAI297 | Rep | 2012-11-01 | 2015-05-23 | ||
| 130 | Yeung, Ho Yip 楊豪業 | AGN028 | Rep | 2012-10-10 | 2014-09-20 | ||
| 131 | Yuen, Man Suet 袁漫雪 | AFC145 | Rep | 2003-11-26 | |||
| 132 | Yung, Yuk Chun (SFC:AGG014) 容玉珍 | AGG014 | Rep | 2004-01-16 | |||
| 133 | Zheng, Chong 鄭冲 | AQQ143 | Rep | 2013-11-04 | |||
| 134 | Zhu, Hui (SFC:AKI716) 朱慧 | AKI716 | Rep | 2007-06-11 | 2011-07-30 | ||
| 135 | Zhu, Yanlin 朱彥霖 | BBT505 | Rep | 2013-08-21 | 2017-09-08 | ||
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